0001085146-13-001781.txt : 20131101 0001085146-13-001781.hdr.sgml : 20131101 20131101150141 ACCESSION NUMBER: 0001085146-13-001781 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131101 DATE AS OF CHANGE: 20131101 EFFECTIVENESS DATE: 20131101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lattice Strategies LLC CENTRAL INDEX KEY: 0001540945 IRS NUMBER: 571162998 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15118 FILM NUMBER: 131185633 BUSINESS ADDRESS: STREET 1: ONE EMBARCADERO CENTER STREET 2: SUITE 2350 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-508-4983 MAIL ADDRESS: STREET 1: ONE EMBARCADERO CENTER STREET 2: SUITE 2350 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001540945 XXXXXXXX 09-30-2013 09-30-2013 Lattice Strategies LLC

ONE EMBARCADERO CENTER SUITE 2350 SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-15118 N Albert Lee 415-508-4983 /s/ Albert Lee San Francisco CA 10-21-2013 0 102 184894 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ALPS ETF TRALERIAN MLP00162Q8664855276016SHSOLE 27601600BLACKROCK ENHANCED EQT DIV TCOM09251A10415821030SHSOLE 2103000CLAYMORE EXCHANGE TRD FD TRGUGG TIMBER ETF18383Q87926610905SHSOLE 1090500EATON VANCE TX ADV GLBL DIVCOM27828S10134422066SHSOLE 2206600GLOBAL X FDSFTSE COLOMBIA2037950E200103851065SHSOLE 5106500ISHARESEM MKTS DIV ETF46428631957711614SHSOLE 1161400ISHARESMSCI BRZ CAP ETF46428640080916895SHSOLE 1689500ISHARESEM MKTS CURR ETF464286517167033460SHSOLE 3346000ISHARESMSCI THI CAP ETF464286624102113690SHSOLE 1369000ISHARESMSCI CH CAP ETF46428664068413635SHSOLE 1363500ISHARESMSCI PAC JP ETF4642866656634139229SHSOLE 13922900ISHARESMSCI TURKEY ETF46428671578514230SHSOLE 1423000ISHARESMSCI TAIWAN ETF46428673181458450SHSOLE 5845000ISHARESMSCI STH KOR ETF46428677289914625SHSOLE 1462500ISHARESMSCI STH AFR ETF4642867803024780SHSOLE 478000ISHARESMSCI MEX CAP ETF46428682272411330SHSOLE 1133000ISHARESMSCI MALAYSI ETF464286830132287900SHSOLE 8790000ISHARESMSCI JAPAN ETF4642868482926245479SHSOLE 24547900ISHARESMSCI HONG KG ETF464286871138168955SHSOLE 6895500ISHARESTIPS BD ETF464287176277124617SHSOLE 2461700ISHARESCORE S&P500 ETF464287200747544255SHSOLE 4425500ISHARESCORE TOTUSBD ETF464287226495046180SHSOLE 4618000ISHARESMSCI EMG MKT ETF4642872344648114048SHSOLE 11404800ISHARESIBOXX INV CP ETF464287242461040610SHSOLE 4061000ISHARESGLOB TELECOM ETF4642872754937675SHSOLE 767500ISHARESGLOBAL ENERG ETF4642873412796800SHSOLE 680000ISHARESNA NAT RES464287374319577103SHSOLE 7710300ISHARES20+ YR TR BD ETF4642874323463252SHSOLE 325200ISHARES7-10 Y TR BD ETF464287440140113720SHSOLE 1372000ISHARESRUS 1000 ETF464287622492852336SHSOLE 5233600ISHARESRUSSELL 2000 ETF464287655214020073SHSOLE 2007300ISHARESU.S. REAL ES ETF464287739184228877SHSOLE 2887700ISHARESEUROPE ETF4642878617082160526SHSOLE 16052600ISHARESINTL TREA BD ETF4642881172022000SHSOLE 200000ISHARESGL TIMB FORE ETF46428817461212391SHSOLE 1239100ISHARESMSCI AC ASIA ETF464288182375664455SHSOLE 6445500ISHARESEAFE SML CP ETF464288273174335940SHSOLE 3594000ISHARESJP MOR EM MK ETF4642882818027360SHSOLE 736000ISHARESGLB INFRASTR ETF464288372105527921SHSOLE 2792100ISHARESINTL DEVPPTY ETF46428842244211755SHSOLE 1175500ISHARESIBOXX HI YD ETF464288513254427775SHSOLE 2777500ISHARESMRG RL ES CP ETF46428853992877390SHSOLE 7739000ISHARESMBS ETF464288588130812349SHSOLE 1234900ISHARESU.S. PFD STK ETF464288687123532497SHSOLE 3249700ISHARESALL PERU CAP ETF46428984285326145SHSOLE 2614500ISHARESMSCI INDONIA ETF46429B30977332759SHSOLE 3275900ISHARESMSCI PHILIPS ETF46429B40862919120SHSOLE 1912000ISHARESCHINA ETF46429B6712044425SHSOLE 442500ISHARESMSCI RUSSIA CAP46429B70533115325SHSOLE 1532500ISHARESINTL INFL-LKD BD46429B7702465280SHSOLE 528000ISHARES GOLD TRUSTISHARES46428510570254488SHSOLE 5448800ISHARES INCCORE MSCI EMKT46434G10394119350SHSOLE 1935000ISHARES S&P GSCI COMMODITY IUNIT BEN INT46428R107112734800SHSOLE 3480000MARKET VECTORS ETF TRRUSSIA ETF57060U50657120260SHSOLE 2026000MARKET VECTORS ETF TRVECTRS POL ETF57060U57167129725SHSOLE 2972500NUVEEN MUN VALUE FD INCCOM6709281001447158445SHSOLE 15844500PIMCO CORPORATE & INCOME OPPCOM72201B10120411300SHSOLE 1130000PIMCO CORPORATE INCOME STRATCOM72200U10063838225SHSOLE 3822500POWERSHARES GLOBAL ETF TRUSTINSUR NATL MUN73936T47424010391SHSOLE 1039100POWERSHARES GLOBAL ETF TRUSTAGG PFD PORT73936T5651402102417SHSOLE 10241700POWERSHARES GLOBAL ETF TRUSTSOVEREIGN DEBT73936T57368925218SHSOLE 2521800PRECIDIAN ETFS TRMAXIS NIKKEI74016W106161991790SHSOLE 9179000SCHWAB STRATEGIC TRUS SML CAP ETF8085246072755695SHSOLE 569500SCHWAB STRATEGIC TREMRG MKTEQ ETF8085247062679108960SHSOLE 10896000SCHWAB STRATEGIC TRINTL SCEQT ETF80852488832110395SHSOLE 1039500SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2093446800SHSOLE 680000SELECT SECTOR SPDR TRSBI CONS STPLS81369Y3082446135SHSOLE 613500SELECT SECTOR SPDR TRTECHNOLOGY81369Y80341412909SHSOLE 1290900SELECT SECTOR SPDR TRSBI INT-UTILS81369Y88660816275SHSOLE 1627500SPDR GOLD TRUSTGOLD SHS78463V107215216788SHSOLE 1678800SPDR INDEX SHS FDSS&P CHINA ETF78463X400120716300SHSOLE 1630000SPDR INDEX SHS FDSGLB NAT RESRCE78463X5412034190SHSOLE 419000SPDR INDEX SHS FDSS&P EMKTSC ETF78463X75688319411SHSOLE 1941100SPDR INDEX SHS FDSMIDEAST AFRICA78463X8065257800SHSOLE 780000SPDR INDEX SHS FDSDJ INTL RL ETF78463X86398723419SHSOLE 2341900SPDR INDEX SHS FDSS&P INTL SMLCP78463X871228569895SHSOLE 6989500SPDR S&P 500 ETF TRTR UNIT78462F103651938803SHSOLE 3880300SPDR SERIES TRUSTSHRT INTL ETF78464A33459016355SHSOLE 1635500SPDR SERIES TRUSTBRC CNV SECS ETF78464A359110524456SHSOLE 2445600SPDR SERIES TRUSTBRCLY EM LOCL78464A39149916518SHSOLE 1651800SPDR SERIES TRUSTBRC HGH YLD BD78464A417256264311SHSOLE 6431100SPDR SERIES TRUSTDB INT GVT ETF78464A49084514178SHSOLE 1417800SPDR SERIES TRUSTBRCLYS INTL ETF78464A51663010794SHSOLE 1079400SPDR SERIES TRUSTDJ REIT ETF78464A607198727240SHSOLE 2724000SPDR SERIES TRUSTBARCLYS TIPS ETF78464A65676313680SHSOLE 1368000VANGUARD INDEX FDSREIT ETF922908553539081499SHSOLE 8149900VANGUARD INDEX FDSLARGE CAP ETF92290863718316236821SHSOLE 23682100VANGUARD INTL EQUITY INDEX FGLB EX US ETF9220426764267515SHSOLE 751500VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428586144153075SHSOLE 15307500VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF92204287412762234174SHSOLE 23417400VANGUARD SCOTTSDALE FDSMORTG-BACK SEC92206C7714188130SHSOLE 813000VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C870493759180SHSOLE 5918000VANGUARD WORLD FDSCONSUM DIS ETF92204A1083903950SHSOLE 395000VANGUARD WORLD FDSENERGY ETF92204A3062902430SHSOLE 243000VANGUARD WORLD FDSFINANCIALS ETF92204A4053989750SHSOLE 975000VANGUARD WORLD FDSINDUSTRIAL ETF92204A6033413820SHSOLE 382000WISDOMTREE TREMG MKTS SMCAP97717W281146631428SHSOLE 3142800WISDOMTREE TRGLB EX US RL EST97717W33129110392SHSOLE 1039200WISDOMTREE TRINDIA ERNGS FD97717W42262040490SHSOLE 4049000WISDOMTREE TRINTL SMCAP DIV97717W76065810950SHSOLE 1095000WISDOMTREE TRAUSTRALIA DIV FD97717W8102514125SHSOLE 412500WISDOMTREE TREM LCL DEBT FD97717X867188640059SHSOLE 4005900