0001104659-14-004240.txt : 20140127 0001104659-14-004240.hdr.sgml : 20140127 20140127110122 ACCESSION NUMBER: 0001104659-14-004240 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140127 DATE AS OF CHANGE: 20140127 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DATAWATCH CORP CENTRAL INDEX KEY: 0000792130 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 020405716 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-44549 FILM NUMBER: 14547875 BUSINESS ADDRESS: STREET 1: 271 MILL ROAD STREET 2: QUORUM OFFICE PARK CITY: CHELMSFORD STATE: MA ZIP: 01824 BUSINESS PHONE: 978-441-2200 MAIL ADDRESS: STREET 1: 271 MILL ROAD STREET 2: QUORUM OFFICE PARK CITY: CHELMSFORD STATE: MA ZIP: 01824 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Forsakringsaktiebolaget Avanza Pension CENTRAL INDEX KEY: 0001540910 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: BOX 1399 CITY: STOCKHOLM STATE: V7 ZIP: 11193 BUSINESS PHONE: 46-8562225000 MAIL ADDRESS: STREET 1: BOX 1399 CITY: STOCKHOLM STATE: V7 ZIP: 11193 SC 13G 1 a14-4286_1sc13g.htm SC 13G

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

 

SCHEDULE 13G

 

(Rule 13d-102)

 

Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments

Thereto Filed Pursuant to § 240.13d-2.

 

Under the Securities Exchange Act of 1934

DATAWATCH CORPORATION

(Name of Issuer)

COMMON STOCK, PAR VALUE $0.01PER SHARE

(Title of Class of Securities)

237917109

(CUSIP Number)

December 31, 2013

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x

Rule 13d-1(b)

o

Rule 13d-1(c)

o

Rule 13d-1(d)

 


 

CUSIP No.: 237917109

SCHEDULE 13G

 

 

 

1)

Name of Reporting Person
Forsakringsaktiebolaget Avanza Pension

 

 

2)

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

o

 

 

3)

SEC Use Only

 

 

4)

Citizenship or Place of Organization
Stockholm, Sweden

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5)

Sole Voting Power
689,700

 

6)

Shared Voting Power

 

7)

Sole Dispositive Power

 

8)

Shared Dispositive Power
689,700

 

 

9)

Aggregate Amount Beneficially Owned by Each Reporting Person
689,700

 

 

10)

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares   o

 

 

11)

Percent of Class Represented by Amount in Row (9)
8.1%

 

 

12)

Type of Reporting Person
FI

 

2


 

CUSIP No.: 237917109

SCHEDULE 13G

 

 

Item 1(a).

Name of Issuer:
DataWatch Corporation

Item 1(b).

Address of Issuer’s Principal Executive Offices:
271 Mill Road, Quorum Office Park
Chelmsford, MA 01824

 

Item 2(a).

Name of Person Filing:
Forsakringsaktiebolaget Avanza Pension

Item 2(b).

Address of Principal Business Office or, if none, Residence:
Box 1399
Stockholm, Sweden 11193

Item 2(c).

Citizenship:
Sweden

Item 2(d).

Title of Class of Securities:
Common Stock, Par Value $0.01 per share

Item 2(e).

CUSIP Number:
237917109

 

Item 3.

If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o)

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c)

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c)

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8)

 

(e)

o

Investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E)

 

(f)

o

Employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F)

 

(g)

o

Parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G)

 

(h)

o

Savings association as defined in §3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813)

 

(i)

o

Church plan that is excluded from the definition of an investment company under §3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3)

 

(j)

x

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J)

 

(k)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(K)

 

3


 

CUSIP No.: 237917109

SCHEDULE 13G

 

 

Item 4.

Ownership.

 

 

(a)

Amount beneficially owned:   

689,700

 

(b)

Percent of class:   

8.1%

 

(c)

Number of shares as to which such person has:

 

 

 

(i)

Sole power to vote or to direct the vote:   

689,700

 

 

(ii)

Shared power to vote or to direct the vote:    

None

 

 

(iii)

Sole power to dispose or to direct the disposition of:   

None

 

 

(iv)

Shared power to dispose or to direct the disposition of:   

689,700

 

 

 

 

 

 

 

 

 

Number and Percentage

 

 

 

 

 

of Shares Beneficially Owned

 

Date

 

 

 

 

 

 

 

 

 

8.1%/689,700

 

December 31, 2013

 

 

Item 5.

Ownership of Five Percent or Less of a Class.

Not applicable

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

Not applicable

 

Item 8.

Identification and Classification of Members of the Group.

Not applicable

 

Item 9.

Notice of Dissolution of Group.

Not applicable

 

4


 

CUSIP No.: 237917109

SCHEDULE 13G

 

 

Item 10.

Certification.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

 

By signing below I certify that, to the best of my knowledge and belief, the foreign regulatory scheme applicable to a Swedish insurance company is substantially comparable to the regulatory scheme applicable to the functionally equivalent U.S. institution.  I also undertake to furnish to the Commission staff, upon request, information that would otherwise be disclosed in a Schedule 13D.

 

Signature

 

After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this Statement is true, complete and correct.

 

 

January 27, 2014

 

Date

 


/s/ Henrik Kallén

 

 

 


Henrik Kallén/CEO

 

Name/Title

 

5