0001398344-17-010510.txt : 20170817
0001398344-17-010510.hdr.sgml : 20170817
20170817155524
ACCESSION NUMBER: 0001398344-17-010510
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170817
DATE AS OF CHANGE: 20170817
EFFECTIVENESS DATE: 20170817
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: EP Wealth Advisors, LLC
CENTRAL INDEX KEY: 0001540569
IRS NUMBER: 330152539
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14754
FILM NUMBER: 171038626
BUSINESS ADDRESS:
STREET 1: 21515 HAWTHORNE BLVD., SUITE 1200
CITY: TORRANCE
STATE: CA
ZIP: 90503
BUSINESS PHONE: 310-543-4559
MAIL ADDRESS:
STREET 1: 21515 HAWTHORNE BLVD., SUITE 1200
CITY: TORRANCE
STATE: CA
ZIP: 90503
FORMER COMPANY:
FORMER CONFORMED NAME: EP Wealth Advisors, Inc.
DATE OF NAME CHANGE: 20120126
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001540569
XXXXXXXX
06-30-2017
06-30-2017
false
EP Wealth Advisors, LLC
21515 Hawthorne Blvd., Suite 1200
Torrance
CA
90503
13F HOLDINGS REPORT
028-14754
N
Derek Holman
Managing Director
310-543-4559
/s/ Derek Holman
Torrance
CA
08-17-2017
0
179
815845
INFORMATION TABLE
2
fp0027442_13fhr-table.xml
13F INFORMATION TABLE
APPLE INC
COM
037833100
24080
167201
SH
SOLE
149790
0
17411
ABBVIE INC
COM
00287Y109
236
3255
SH
SOLE
2685
0
570
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
9969
80600
SH
SOLE
73007
0
7594
ADOBE SYS INC
COM
00724F101
272
1925
SH
SOLE
1925
0
0
ISHARES TR
CORE US AGGBD ET
464287226
2930
26760
SH
SOLE
16835
0
9925
ALLSTATE CORP
COM
020002101
13243
149744
SH
SOLE
134880
0
14865
AMGEN INC
COM
031162100
10231
59401
SH
SOLE
53875
0
5526
AMERICAN TOWER CORP NEW
COM
03027X100
13109
99072
SH
SOLE
90709
0
8363
AMAZON COM INC
COM
023135106
8534
8816
SH
SOLE
7980
0
836
ARES CAP CORP
COM
04010L103
606
37000
SH
SOLE
37000
0
0
BROADCOM LTD
SHS
Y09827109
12293
52747
SH
SOLE
47962
0
4786
AMERICAN EXPRESS CO
COM
025816109
301
3578
SH
SOLE
2817
0
761
BOEING CO
COM
097023105
1026
5188
SH
SOLE
4839
0
349
BANK AMER CORP
COM
060505104
289
11918
SH
SOLE
11918
0
0
BAXTER INTL INC
COM
071813109
326
5379
SH
SOLE
5174
0
205
BB&T CORP
COM
054937107
10352
227963
SH
SOLE
207888
0
20075
BROOKDALE SR LIVING INC
COM
112463104
148
10040
SH
SOLE
10040
0
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
240
10352
SH
SOLE
52
0
10300
BLACKROCK INC
COM
09247X101
12374
29293
SH
SOLE
26522
0
2771
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
3541
43276
SH
SOLE
43042
0
234
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
255
1
SH
SOLE
1
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1658
9792
SH
SOLE
9662
0
130
CATHAY GEN BANCORP
COM
149150104
265
6972
SH
SOLE
5375
0
1597
ISHARES
JP MRG EM CRP BD
464286251
2156
42348
SH
SOLE
755
0
41593
CHARTER COMMUNICATIONS INC N
CL A
16119P108
224
666
SH
SOLE
666
0
0
ISHARES TR
CALIF MUN BD ETF
464288356
292
2483
SH
SOLE
1845
0
638
CENTERPOINT ENERGY INC
COM
15189T107
815
29750
SH
SOLE
417
0
29333
COSTCO WHSL CORP NEW
COM
22160K105
11263
70422
SH
SOLE
63169
0
7254
CISCO SYS INC
COM
17275R102
397
12669
SH
SOLE
12669
0
0
CU BANCORP CALIF
COM
126534106
358
9906
SH
SOLE
5000
0
4906
CHEVRON CORP NEW
COM
166764100
4390
42076
SH
SOLE
32229
0
9847
DBX ETF TR
XTRAK MSCI EAFE
233051200
261
8686
SH
SOLE
8686
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
202
2508
SH
SOLE
2508
0
0
DISCOVER FINL SVCS
COM
254709108
204
3285
SH
SOLE
3285
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
453
2125
SH
SOLE
2125
0
0
DISNEY WALT CO
COM DISNEY
254687106
12705
119576
SH
SOLE
106792
0
12784
BARCLAYS BK PLC
DJUBS CMDT ETN36
06738C778
310
13665
SH
SOLE
11065
0
2600
WISDOMTREE TR
US LARGECAP DIVD
97717W307
288
3430
SH
SOLE
3430
0
0
DEVON ENERGY CORP NEW
COM
25179M103
6241
195199
SH
SOLE
175760
0
19439
ISHARES TR
SELECT DIVID ETF
464287168
384
4168
SH
SOLE
4168
0
0
ELECTRONIC ARTS INC
COM
285512109
375
3545
SH
SOLE
3545
0
0
ISHARES TR
MSCI EAFE ETF
464287465
1811
27777
SH
SOLE
24112
0
3665
EDISON INTL
COM
281020107
8301
106163
SH
SOLE
93031
0
13132
ISHARES TR
JP MOR EM MK ETF
464288281
339
2967
SH
SOLE
1647
0
1320
ISHARES
EM HGHYL BD ETF
464286285
2165
43156
SH
SOLE
771
0
42385
ENTERPRISE PRODS PARTNERS L
COM
293792107
725
26782
SH
SOLE
26338
0
444
EXPRESS SCRIPTS HLDG CO
COM
30219G108
279
4373
SH
SOLE
4373
0
0
EAST WEST BANCORP INC
COM
27579R104
453
7732
SH
SOLE
6540
0
1192
FACEBOOK INC
CL A
30303M102
24174
160115
SH
SOLE
150955
0
9160
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
33733E302
3903
41192
SH
SOLE
861
0
40331
F M C CORP
COM NEW
302491303
8261
113083
SH
SOLE
101508
0
11575
FIRST TR EXCHANGE TRADED FD
NASDAQ BK ETF
33738R860
3083
116614
SH
SOLE
1775
0
114839
FIRST TR EXCHANGE TRADED FD
INDLS PROD DUR
33734X150
3061
86575
SH
SOLE
1296
0
85279
FIRST TR EXCHANGE TRADED FD
UTILITIES ALPH
33734X184
2954
108705
SH
SOLE
1623
0
107082
GENERAL DYNAMICS CORP
COM
369550108
8158
41182
SH
SOLE
37415
0
3767
GENERAL ELECTRIC CO
COM
369604103
1051
38915
SH
SOLE
36953
0
1962
ISHARES
GLB HGH YLD ETF
464286178
2137
42330
SH
SOLE
750
0
41580
SPDR GOLD TRUST
GOLD SHS
78463V107
229
1944
SH
SOLE
1659
0
285
GAMING & LEISURE PPTYS INC
COM
36467J108
2768
73481
SH
SOLE
73481
0
0
GRAN TIERRA ENERGY INC
COM
38500T101
44
19700
SH
SOLE
19700
0
0
GLOBAL X FDS
GLBX MSCI COLUM
37950E200
108
11200
SH
SOLE
11200
0
0
HOME DEPOT INC
COM
437076102
647
4221
SH
SOLE
4208
0
12
HOLOGIC INC
COM
436440101
8486
187000
SH
SOLE
168505
0
18495
HONEYWELL INTL INC
COM
438516106
12214
91637
SH
SOLE
82794
0
8843
HARRIS CORP DEL
COM
413875105
205
1875
SH
SOLE
1875
0
0
SCHEIN HENRY INC
COM
806407102
307
1677
SH
SOLE
1677
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
2405
27210
SH
SOLE
2759
0
24451
ISHARES TR
U.S. INSRNCE ETF
464288786
1927
30772
SH
SOLE
344
0
30428
ISHARES TR
US REGNL BKS ETF
464288778
1866
40970
SH
SOLE
462
0
40508
ISHARES GOLD TRUST
ISHARES
464285105
229
19153
SH
SOLE
19153
0
0
ISHARES TR
NASDQ BIOTEC ETF
464287556
234
755
SH
SOLE
755
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
1326
8621
SH
SOLE
8471
0
150
ISHARES TR
7-10YR TR BD ETF
464287440
2183
20475
SH
SOLE
548
0
19927
ISHARES TR
NA TEC-SFTWR ETF
464287515
2183
15961
SH
SOLE
188
0
15773
ISHARES TR
U.S. MED DVC ETF
464288810
2212
13279
SH
SOLE
159
0
13120
ISHARES TR
CORE S&P MCP ETF
464287507
1180
6785
SH
SOLE
6785
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
2109
30084
SH
SOLE
3131
0
26953
INTEL CORP
COM
458140100
570
16900
SH
SOLE
16900
0
0
ISHARES TR
U.S. AER&DEF ETF
464288760
2079
13211
SH
SOLE
193
0
13018
ISHARES TR
S&P 500 VAL ETF
464287408
567
5406
SH
SOLE
5406
0
0
ISHARES TR
CORE S&P500 ETF
464287200
1647
6765
SH
SOLE
6765
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
1182
9929
SH
SOLE
9229
0
700
ISHARES TR
RUSSELL 2000 ETF
464287655
349
2477
SH
SOLE
2477
0
0
ISHARES TR
RUS 2000 VAL ETF
464287630
256
2157
SH
SOLE
2157
0
0
ISHARES TR
RUS 2000 GRW ETF
464287648
228
1350
SH
SOLE
1195
0
155
ISHARES TR
RUS MD CP GR ETF
464287481
479
4436
SH
SOLE
3726
0
710
ISHARES TR
RUS MID CAP ETF
464287499
300
1562
SH
SOLE
1562
0
0
ISHARES TR
RUS MDCP VAL ETF
464287473
443
5273
SH
SOLE
4473
0
800
ISHARES TR
RUSSELL 3000 ETF
464287689
1234
8566
SH
SOLE
8544
0
22
ISHARES TR
U.S. CNSM SV ETF
464287580
1974
12027
SH
SOLE
130
0
11897
JOHNSON & JOHNSON
COM
478160104
15770
119206
SH
SOLE
107998
0
11208
SPDR SERIES TRUST
BLOOMBERG BRCLYS
78464A417
236
6336
SH
SOLE
2536
0
3800
JPMORGAN CHASE & CO
COM
46625H100
17640
193000
SH
SOLE
174252
0
18748
COCA COLA CO
COM
191216100
965
21524
SH
SOLE
13738
0
7786
LOCKHEED MARTIN CORP
COM
539830109
510
1838
SH
SOLE
1606
0
232
ISHARES TR
IBOXX INV CP ETF
464287242
463
3844
SH
SOLE
1804
0
2040
MASTERCARD INCORPORATED
CL A
57636Q104
596
4906
SH
SOLE
4906
0
0
MAIN STREET CAPITAL CORP
COM
56035L104
269
7000
SH
SOLE
7000
0
0
MCDONALDS CORP
COM
580135101
388
2532
SH
SOLE
2235
0
297
MONDELEZ INTL INC
CL A
609207105
339
7849
SH
SOLE
7849
0
0
3M CO
COM
88579Y101
16164
77640
SH
SOLE
68537
0
9103
ALTRIA GROUP INC
COM
02209S103
1008
13535
SH
SOLE
12534
0
1001
MONSANTO CO NEW
COM
61166W101
307
2593
SH
SOLE
2593
0
0
MERCK & CO INC
COM
58933Y105
310
4832
SH
SOLE
4832
0
0
MICROSOFT CORP
COM
594918104
1959
28414
SH
SOLE
27463
0
951
M & T BK CORP
COM
55261F104
467
2884
SH
SOLE
2884
0
0
MYLAN N V
SHS EURO
N59465109
6380
164340
SH
SOLE
149966
0
14374
NUVEEN CA QUALTY MUN INCOME
COM
67066Y105
609
40481
SH
SOLE
40481
0
0
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
517
37765
SH
SOLE
37765
0
0
ISHARES U S ETF TR
SHT MAT BD ETF
46431W507
554
11027
SH
SOLE
9142
0
1885
NEXTERA ENERGY PARTNERS LP
COM UNIT PART IN
65341B106
263
7110
SH
SOLE
7110
0
0
NUVEEN INTER DURATION MN TMF
COM
670671106
699
52376
SH
SOLE
52376
0
0
NORTHROP GRUMMAN CORP
COM
666807102
656
2557
SH
SOLE
2359
0
198
ORACLE CORP
COM
68389X105
16789
334851
SH
SOLE
302377
0
32475
PG&E CORP
COM
69331C108
625
9420
SH
SOLE
9420
0
0
POWERSHARES ETF TRUST
DWA MOMENTUM PTF
73935X153
1976
42207
SH
SOLE
2155
0
40052
PEPSICO INC
COM
713448108
17154
148531
SH
SOLE
134408
0
14124
PFIZER INC
COM
717081103
506
15078
SH
SOLE
15078
0
0
PROCTER AND GAMBLE CO
COM
742718109
846
9705
SH
SOLE
8394
0
1311
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
547
54032
SH
SOLE
54032
0
0
POWERSHARES ETF TRUST II
DWA EMKT MOM PTF
73936Q207
2303
133456
SH
SOLE
2239
0
131217
POWERSHARES ETF TRUST II
DWA DEVMKTMOM PT
73936Q108
2428
94554
SH
SOLE
1589
0
92965
PHILIP MORRIS INTL INC
COM
718172109
1652
14063
SH
SOLE
8293
0
5770
PNC FINL SVCS GROUP INC
COM
693475105
205
1644
SH
SOLE
1519
0
125
PRIMERICA INC
COM
74164M108
246
3250
SH
SOLE
0
0
3250
PHILLIPS 66
COM
718546104
315
3806
SH
SOLE
3681
0
125
PRAXAIR INC
COM
74005P104
230
1735
SH
SOLE
1735
0
0
INDEXIQ ETF TR
HEDGE MLTI ETF
45409B107
350
11895
SH
SOLE
5710
0
6185
QUALCOMM INC
COM
747525103
478
8648
SH
SOLE
8536
0
112
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
1372
9965
SH
SOLE
9965
0
0
FIRST TR NASDAQ100 TECH INDE
SHS
337345102
3404
54561
SH
SOLE
816
0
53745
COHEN & STEERS QUALITY RLTY
COM
19247L106
261
20750
SH
SOLE
20750
0
0
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
2599
28044
SH
SOLE
9582
0
18462
RAYTHEON CO
COM NEW
755111507
540
3343
SH
SOLE
3343
0
0
STARBUCKS CORP
COM
855244109
2457
42143
SH
SOLE
42063
0
80
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
217
6841
SH
SOLE
6841
0
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
249
4965
SH
SOLE
4965
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
8544
198892
SH
SOLE
179379
0
19513
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
732
12677
SH
SOLE
12187
0
490
SVB FINL GROUP
COM
78486Q101
332
1887
SH
SOLE
1887
0
0
ISHARES TR
PHLX SEMICND ETF
464287523
2016
14382
SH
SOLE
165
0
14217
S&P GLOBAL INC
COM
78409V104
8118
55605
SH
SOLE
50395
0
5210
POWERSHARES ETF TR II
S&P500 LOW VOL
73937B779
2104
47041
SH
SOLE
5671
0
41370
SPDR S&P 500 ETF TR
TR UNIT
78462F103
5126
21200
SH
SOLE
20269
0
931
SEMPRA ENERGY
COM
816851109
243
2153
SH
SOLE
2153
0
0
SIMPSON MANUFACTURING CO INC
COM
829073105
14763
337747
SH
SOLE
337747
0
0
STRYKER CORP
COM
863667101
12972
93475
SH
SOLE
83601
0
9873
AT&T INC
COM
00206R102
2460
65212
SH
SOLE
64958
0
254
TJX COS INC NEW
COM
872540109
10162
140800
SH
SOLE
127510
0
13290
TRIMBLE INC
COM
896239100
319
8944
SH
SOLE
4744
0
4200
TESLA INC
COM
88160R101
431
1193
SH
SOLE
1140
0
53
TWITTER INC
COM
90184L102
211
11819
SH
SOLE
11819
0
0
TIME WARNER INC
COM NEW
887317303
270
2689
SH
SOLE
2689
0
0
UNION PAC CORP
COM
907818108
7997
73423
SH
SOLE
67231
0
6193
UNITED PARCEL SERVICE INC
CL B
911312106
6333
57265
SH
SOLE
56565
0
700
US BANCORP DEL
COM NEW
902973304
592
11412
SH
SOLE
11412
0
0
ISHARES TR
MIN VOL USA ETF
46429B697
367
7491
SH
SOLE
7491
0
0
VISA INC
COM CL A
92826C839
13405
142942
SH
SOLE
128656
0
14286
VANGUARD INDEX FDS
SMALL CP ETF
922908751
51307
378535
SH
SOLE
335378
0
43157
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
326
4076
SH
SOLE
4076
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
1140
27592
SH
SOLE
27592
0
0
VIRNETX HLDG CORP
COM
92823T108
218
47834
SH
SOLE
47834
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
409
4417
SH
SOLE
4417
0
0
VALERO ENERGY PARTNERS LP
COM UNT REP LP
91914J102
240
5260
SH
SOLE
5260
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
270
1894
SH
SOLE
1894
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
282
1270
SH
SOLE
1270
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
199
12000
SH
SOLE
12000
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
426
3422
SH
SOLE
3080
0
342
VANGUARD INDEX FDS
VALUE ETF
922908744
149520
1548466
SH
SOLE
1350286
0
198181
VANGUARD INDEX FDS
GROWTH ETF
922908736
64130
504801
SH
SOLE
437835
0
66966
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
879
21521
SH
SOLE
19471
0
2050
VERIZON COMMUNICATIONS INC
COM
92343V104
7024
157274
SH
SOLE
142805
0
14469
WELLS FARGO CO NEW
COM
949746101
1445
26073
SH
SOLE
25815
0
258
WYNDHAM WORLDWIDE CORP
COM
98310W108
8888
88521
SH
SOLE
80067
0
8454
SELECT SECTOR SPDR TR
ENERGY
81369Y506
233
3590
SH
SOLE
2930
0
660
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
576
23354
SH
SOLE
23354
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
265
3343
SH
SOLE
2918
0
425
EXXON MOBIL CORP
COM
30231G102
12866
159365
SH
SOLE
142791
0
16573
YUM BRANDS INC
COM
988498101
263
3566
SH
SOLE
3486
0
80