Managing Director

0001398344-17-010510.txt : 20170817 0001398344-17-010510.hdr.sgml : 20170817 20170817155524 ACCESSION NUMBER: 0001398344-17-010510 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170817 DATE AS OF CHANGE: 20170817 EFFECTIVENESS DATE: 20170817 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EP Wealth Advisors, LLC CENTRAL INDEX KEY: 0001540569 IRS NUMBER: 330152539 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14754 FILM NUMBER: 171038626 BUSINESS ADDRESS: STREET 1: 21515 HAWTHORNE BLVD., SUITE 1200 CITY: TORRANCE STATE: CA ZIP: 90503 BUSINESS PHONE: 310-543-4559 MAIL ADDRESS: STREET 1: 21515 HAWTHORNE BLVD., SUITE 1200 CITY: TORRANCE STATE: CA ZIP: 90503 FORMER COMPANY: FORMER CONFORMED NAME: EP Wealth Advisors, Inc. DATE OF NAME CHANGE: 20120126 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001540569 XXXXXXXX 06-30-2017 06-30-2017 false EP Wealth Advisors, LLC

21515 Hawthorne Blvd., Suite 1200 Torrance CA 90503

13F HOLDINGS REPORT 028-14754 N Derek Holman Managing Director 310-543-4559 /s/ Derek Holman Torrance CA 08-17-2017 0 179 815845 INFORMATION TABLE 2 fp0027442_13fhr-table.xml 13F INFORMATION TABLE APPLE INC COM 037833100 24080 167201 SH SOLE 149790 0 17411 ABBVIE INC COM 00287Y109 236 3255 SH SOLE 2685 0 570 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 9969 80600 SH SOLE 73007 0 7594 ADOBE SYS INC COM 00724F101 272 1925 SH SOLE 1925 0 0 ISHARES TR CORE US AGGBD ET 464287226 2930 26760 SH SOLE 16835 0 9925 ALLSTATE CORP COM 020002101 13243 149744 SH SOLE 134880 0 14865 AMGEN INC COM 031162100 10231 59401 SH SOLE 53875 0 5526 AMERICAN TOWER CORP NEW COM 03027X100 13109 99072 SH SOLE 90709 0 8363 AMAZON COM INC COM 023135106 8534 8816 SH SOLE 7980 0 836 ARES CAP CORP COM 04010L103 606 37000 SH SOLE 37000 0 0 BROADCOM LTD SHS Y09827109 12293 52747 SH SOLE 47962 0 4786 AMERICAN EXPRESS CO COM 025816109 301 3578 SH SOLE 2817 0 761 BOEING CO COM 097023105 1026 5188 SH SOLE 4839 0 349 BANK AMER CORP COM 060505104 289 11918 SH SOLE 11918 0 0 BAXTER INTL INC COM 071813109 326 5379 SH SOLE 5174 0 205 BB&T CORP COM 054937107 10352 227963 SH SOLE 207888 0 20075 BROOKDALE SR LIVING INC COM 112463104 148 10040 SH SOLE 10040 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 240 10352 SH SOLE 52 0 10300 BLACKROCK INC COM 09247X101 12374 29293 SH SOLE 26522 0 2771 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 3541 43276 SH SOLE 43042 0 234 BERKSHIRE HATHAWAY INC DEL CL A 084670108 255 1 SH SOLE 1 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1658 9792 SH SOLE 9662 0 130 CATHAY GEN BANCORP COM 149150104 265 6972 SH SOLE 5375 0 1597 ISHARES JP MRG EM CRP BD 464286251 2156 42348 SH SOLE 755 0 41593 CHARTER COMMUNICATIONS INC N CL A 16119P108 224 666 SH SOLE 666 0 0 ISHARES TR CALIF MUN BD ETF 464288356 292 2483 SH SOLE 1845 0 638 CENTERPOINT ENERGY INC COM 15189T107 815 29750 SH SOLE 417 0 29333 COSTCO WHSL CORP NEW COM 22160K105 11263 70422 SH SOLE 63169 0 7254 CISCO SYS INC COM 17275R102 397 12669 SH SOLE 12669 0 0 CU BANCORP CALIF COM 126534106 358 9906 SH SOLE 5000 0 4906 CHEVRON CORP NEW COM 166764100 4390 42076 SH SOLE 32229 0 9847 DBX ETF TR XTRAK MSCI EAFE 233051200 261 8686 SH SOLE 8686 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 202 2508 SH SOLE 2508 0 0 DISCOVER FINL SVCS COM 254709108 204 3285 SH SOLE 3285 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 453 2125 SH SOLE 2125 0 0 DISNEY WALT CO COM DISNEY 254687106 12705 119576 SH SOLE 106792 0 12784 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 310 13665 SH SOLE 11065 0 2600 WISDOMTREE TR US LARGECAP DIVD 97717W307 288 3430 SH SOLE 3430 0 0 DEVON ENERGY CORP NEW COM 25179M103 6241 195199 SH SOLE 175760 0 19439 ISHARES TR SELECT DIVID ETF 464287168 384 4168 SH SOLE 4168 0 0 ELECTRONIC ARTS INC COM 285512109 375 3545 SH SOLE 3545 0 0 ISHARES TR MSCI EAFE ETF 464287465 1811 27777 SH SOLE 24112 0 3665 EDISON INTL COM 281020107 8301 106163 SH SOLE 93031 0 13132 ISHARES TR JP MOR EM MK ETF 464288281 339 2967 SH SOLE 1647 0 1320 ISHARES EM HGHYL BD ETF 464286285 2165 43156 SH SOLE 771 0 42385 ENTERPRISE PRODS PARTNERS L COM 293792107 725 26782 SH SOLE 26338 0 444 EXPRESS SCRIPTS HLDG CO COM 30219G108 279 4373 SH SOLE 4373 0 0 EAST WEST BANCORP INC COM 27579R104 453 7732 SH SOLE 6540 0 1192 FACEBOOK INC CL A 30303M102 24174 160115 SH SOLE 150955 0 9160 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 3903 41192 SH SOLE 861 0 40331 F M C CORP COM NEW 302491303 8261 113083 SH SOLE 101508 0 11575 FIRST TR EXCHANGE TRADED FD NASDAQ BK ETF 33738R860 3083 116614 SH SOLE 1775 0 114839 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 3061 86575 SH SOLE 1296 0 85279 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 2954 108705 SH SOLE 1623 0 107082 GENERAL DYNAMICS CORP COM 369550108 8158 41182 SH SOLE 37415 0 3767 GENERAL ELECTRIC CO COM 369604103 1051 38915 SH SOLE 36953 0 1962 ISHARES GLB HGH YLD ETF 464286178 2137 42330 SH SOLE 750 0 41580 SPDR GOLD TRUST GOLD SHS 78463V107 229 1944 SH SOLE 1659 0 285 GAMING & LEISURE PPTYS INC COM 36467J108 2768 73481 SH SOLE 73481 0 0 GRAN TIERRA ENERGY INC COM 38500T101 44 19700 SH SOLE 19700 0 0 GLOBAL X FDS GLBX MSCI COLUM 37950E200 108 11200 SH SOLE 11200 0 0 HOME DEPOT INC COM 437076102 647 4221 SH SOLE 4208 0 12 HOLOGIC INC COM 436440101 8486 187000 SH SOLE 168505 0 18495 HONEYWELL INTL INC COM 438516106 12214 91637 SH SOLE 82794 0 8843 HARRIS CORP DEL COM 413875105 205 1875 SH SOLE 1875 0 0 SCHEIN HENRY INC COM 806407102 307 1677 SH SOLE 1677 0 0 ISHARES TR IBOXX HI YD ETF 464288513 2405 27210 SH SOLE 2759 0 24451 ISHARES TR U.S. INSRNCE ETF 464288786 1927 30772 SH SOLE 344 0 30428 ISHARES TR US REGNL BKS ETF 464288778 1866 40970 SH SOLE 462 0 40508 ISHARES GOLD TRUST ISHARES 464285105 229 19153 SH SOLE 19153 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 234 755 SH SOLE 755 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1326 8621 SH SOLE 8471 0 150 ISHARES TR 7-10YR TR BD ETF 464287440 2183 20475 SH SOLE 548 0 19927 ISHARES TR NA TEC-SFTWR ETF 464287515 2183 15961 SH SOLE 188 0 15773 ISHARES TR U.S. MED DVC ETF 464288810 2212 13279 SH SOLE 159 0 13120 ISHARES TR CORE S&P MCP ETF 464287507 1180 6785 SH SOLE 6785 0 0 ISHARES TR CORE S&P SCP ETF 464287804 2109 30084 SH SOLE 3131 0 26953 INTEL CORP COM 458140100 570 16900 SH SOLE 16900 0 0 ISHARES TR U.S. AER&DEF ETF 464288760 2079 13211 SH SOLE 193 0 13018 ISHARES TR S&P 500 VAL ETF 464287408 567 5406 SH SOLE 5406 0 0 ISHARES TR CORE S&P500 ETF 464287200 1647 6765 SH SOLE 6765 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 1182 9929 SH SOLE 9229 0 700 ISHARES TR RUSSELL 2000 ETF 464287655 349 2477 SH SOLE 2477 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 256 2157 SH SOLE 2157 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 228 1350 SH SOLE 1195 0 155 ISHARES TR RUS MD CP GR ETF 464287481 479 4436 SH SOLE 3726 0 710 ISHARES TR RUS MID CAP ETF 464287499 300 1562 SH SOLE 1562 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 443 5273 SH SOLE 4473 0 800 ISHARES TR RUSSELL 3000 ETF 464287689 1234 8566 SH SOLE 8544 0 22 ISHARES TR U.S. CNSM SV ETF 464287580 1974 12027 SH SOLE 130 0 11897 JOHNSON & JOHNSON COM 478160104 15770 119206 SH SOLE 107998 0 11208 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 236 6336 SH SOLE 2536 0 3800 JPMORGAN CHASE & CO COM 46625H100 17640 193000 SH SOLE 174252 0 18748 COCA COLA CO COM 191216100 965 21524 SH SOLE 13738 0 7786 LOCKHEED MARTIN CORP COM 539830109 510 1838 SH SOLE 1606 0 232 ISHARES TR IBOXX INV CP ETF 464287242 463 3844 SH SOLE 1804 0 2040 MASTERCARD INCORPORATED CL A 57636Q104 596 4906 SH SOLE 4906 0 0 MAIN STREET CAPITAL CORP COM 56035L104 269 7000 SH SOLE 7000 0 0 MCDONALDS CORP COM 580135101 388 2532 SH SOLE 2235 0 297 MONDELEZ INTL INC CL A 609207105 339 7849 SH SOLE 7849 0 0 3M CO COM 88579Y101 16164 77640 SH SOLE 68537 0 9103 ALTRIA GROUP INC COM 02209S103 1008 13535 SH SOLE 12534 0 1001 MONSANTO CO NEW COM 61166W101 307 2593 SH SOLE 2593 0 0 MERCK & CO INC COM 58933Y105 310 4832 SH SOLE 4832 0 0 MICROSOFT CORP COM 594918104 1959 28414 SH SOLE 27463 0 951 M & T BK CORP COM 55261F104 467 2884 SH SOLE 2884 0 0 MYLAN N V SHS EURO N59465109 6380 164340 SH SOLE 149966 0 14374 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 609 40481 SH SOLE 40481 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 517 37765 SH SOLE 37765 0 0 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 554 11027 SH SOLE 9142 0 1885 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 263 7110 SH SOLE 7110 0 0 NUVEEN INTER DURATION MN TMF COM 670671106 699 52376 SH SOLE 52376 0 0 NORTHROP GRUMMAN CORP COM 666807102 656 2557 SH SOLE 2359 0 198 ORACLE CORP COM 68389X105 16789 334851 SH SOLE 302377 0 32475 PG&E CORP COM 69331C108 625 9420 SH SOLE 9420 0 0 POWERSHARES ETF TRUST DWA MOMENTUM PTF 73935X153 1976 42207 SH SOLE 2155 0 40052 PEPSICO INC COM 713448108 17154 148531 SH SOLE 134408 0 14124 PFIZER INC COM 717081103 506 15078 SH SOLE 15078 0 0 PROCTER AND GAMBLE CO COM 742718109 846 9705 SH SOLE 8394 0 1311 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 547 54032 SH SOLE 54032 0 0 POWERSHARES ETF TRUST II DWA EMKT MOM PTF 73936Q207 2303 133456 SH SOLE 2239 0 131217 POWERSHARES ETF TRUST II DWA DEVMKTMOM PT 73936Q108 2428 94554 SH SOLE 1589 0 92965 PHILIP MORRIS INTL INC COM 718172109 1652 14063 SH SOLE 8293 0 5770 PNC FINL SVCS GROUP INC COM 693475105 205 1644 SH SOLE 1519 0 125 PRIMERICA INC COM 74164M108 246 3250 SH SOLE 0 0 3250 PHILLIPS 66 COM 718546104 315 3806 SH SOLE 3681 0 125 PRAXAIR INC COM 74005P104 230 1735 SH SOLE 1735 0 0 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 350 11895 SH SOLE 5710 0 6185 QUALCOMM INC COM 747525103 478 8648 SH SOLE 8536 0 112 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1372 9965 SH SOLE 9965 0 0 FIRST TR NASDAQ100 TECH INDE SHS 337345102 3404 54561 SH SOLE 816 0 53745 COHEN & STEERS QUALITY RLTY COM 19247L106 261 20750 SH SOLE 20750 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 2599 28044 SH SOLE 9582 0 18462 RAYTHEON CO COM NEW 755111507 540 3343 SH SOLE 3343 0 0 STARBUCKS CORP COM 855244109 2457 42143 SH SOLE 42063 0 80 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 217 6841 SH SOLE 6841 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 249 4965 SH SOLE 4965 0 0 SCHWAB CHARLES CORP NEW COM 808513105 8544 198892 SH SOLE 179379 0 19513 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 732 12677 SH SOLE 12187 0 490 SVB FINL GROUP COM 78486Q101 332 1887 SH SOLE 1887 0 0 ISHARES TR PHLX SEMICND ETF 464287523 2016 14382 SH SOLE 165 0 14217 S&P GLOBAL INC COM 78409V104 8118 55605 SH SOLE 50395 0 5210 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 2104 47041 SH SOLE 5671 0 41370 SPDR S&P 500 ETF TR TR UNIT 78462F103 5126 21200 SH SOLE 20269 0 931 SEMPRA ENERGY COM 816851109 243 2153 SH SOLE 2153 0 0 SIMPSON MANUFACTURING CO INC COM 829073105 14763 337747 SH SOLE 337747 0 0 STRYKER CORP COM 863667101 12972 93475 SH SOLE 83601 0 9873 AT&T INC COM 00206R102 2460 65212 SH SOLE 64958 0 254 TJX COS INC NEW COM 872540109 10162 140800 SH SOLE 127510 0 13290 TRIMBLE INC COM 896239100 319 8944 SH SOLE 4744 0 4200 TESLA INC COM 88160R101 431 1193 SH SOLE 1140 0 53 TWITTER INC COM 90184L102 211 11819 SH SOLE 11819 0 0 TIME WARNER INC COM NEW 887317303 270 2689 SH SOLE 2689 0 0 UNION PAC CORP COM 907818108 7997 73423 SH SOLE 67231 0 6193 UNITED PARCEL SERVICE INC CL B 911312106 6333 57265 SH SOLE 56565 0 700 US BANCORP DEL COM NEW 902973304 592 11412 SH SOLE 11412 0 0 ISHARES TR MIN VOL USA ETF 46429B697 367 7491 SH SOLE 7491 0 0 VISA INC COM CL A 92826C839 13405 142942 SH SOLE 128656 0 14286 VANGUARD INDEX FDS SMALL CP ETF 922908751 51307 378535 SH SOLE 335378 0 43157 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 326 4076 SH SOLE 4076 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1140 27592 SH SOLE 27592 0 0 VIRNETX HLDG CORP COM 92823T108 218 47834 SH SOLE 47834 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 409 4417 SH SOLE 4417 0 0 VALERO ENERGY PARTNERS LP COM UNT REP LP 91914J102 240 5260 SH SOLE 5260 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 270 1894 SH SOLE 1894 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 282 1270 SH SOLE 1270 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 199 12000 SH SOLE 12000 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 426 3422 SH SOLE 3080 0 342 VANGUARD INDEX FDS VALUE ETF 922908744 149520 1548466 SH SOLE 1350286 0 198181 VANGUARD INDEX FDS GROWTH ETF 922908736 64130 504801 SH SOLE 437835 0 66966 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 879 21521 SH SOLE 19471 0 2050 VERIZON COMMUNICATIONS INC COM 92343V104 7024 157274 SH SOLE 142805 0 14469 WELLS FARGO CO NEW COM 949746101 1445 26073 SH SOLE 25815 0 258 WYNDHAM WORLDWIDE CORP COM 98310W108 8888 88521 SH SOLE 80067 0 8454 SELECT SECTOR SPDR TR ENERGY 81369Y506 233 3590 SH SOLE 2930 0 660 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 576 23354 SH SOLE 23354 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 265 3343 SH SOLE 2918 0 425 EXXON MOBIL CORP COM 30231G102 12866 159365 SH SOLE 142791 0 16573 YUM BRANDS INC COM 988498101 263 3566 SH SOLE 3486 0 80