0001398344-12-001867.txt : 20120515
0001398344-12-001867.hdr.sgml : 20120515
20120515170453
ACCESSION NUMBER: 0001398344-12-001867
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120515
DATE AS OF CHANGE: 20120515
EFFECTIVENESS DATE: 20120515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: EP Wealth Advisors, Inc.
CENTRAL INDEX KEY: 0001540569
IRS NUMBER: 330152539
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14754
FILM NUMBER: 12845805
BUSINESS ADDRESS:
STREET 1: 21515 HAWTHORNE BLVD., SUITE 1200
CITY: TORRANCE
STATE: CA
ZIP: 90503
BUSINESS PHONE: 310-543-4559
MAIL ADDRESS:
STREET 1: 21515 HAWTHORNE BLVD., SUITE 1200
CITY: TORRANCE
STATE: CA
ZIP: 90503
13F-HR
1
fp0004909_13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: EP Wealth Advisors, Inc.
Address: 21515 Hawthorne Blvd., Suite 1200
Torrance, CA 90503
Form 13F File Number: 028-14754
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Derek Holman
Title: Managing Director
Phone: 310-543-4559
Signature, Place, and Date of Signing:
/s/ Derek Holman Torrance, CA 5/15/2012
---------------- ------------ ---------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-----------
Form 13F Information Table Entry Total: 70
-----------
Form 13F Information Table Value Total: $ 212,698
-----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the names(s) and Form 13F file numbers(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------------- -------- --------- ----------- -------------------- ---------- -------- ----------------------
VOTING AUTHORITY
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ----------------------
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------------- -------- --------- ----------- ----------- --- ---- ---------- -------- ------- ------ -------
3M Company Common 88579Y101 5,883 65,948 Sole No 45,760 20,188
Abbott Laboratories Common 002824100 6,294 102,691 Sole No 71,332 31,359
Allstate Corporation Common 020002101 208 6,320 Sole No 1,521 4,799
Altria Group Common 02209S103 333 10,775 Sole No 10,015 760
Amazon.com Inc Common 023135106 209 1,032 Sole No 1,020 12
American Tower Corp Common 03027X100 516 8,195 Sole No 7,605 590
Amgen Inc. Common 031162100 812 11,942 Sole No 1,192 10,750
Apache Corp Common 037411105 4,902 48,807 Sole No 30,292 18,514
Apple Computer Inc. Common 037833100 11,954 19,938 Sole No 14,291 5,647
AptarGroup Inc Common 038336103 346 6,320 Sole No 6,190 130
AT&T Corp Common 00206R102 584 18,699 Sole No 13,930 4,769
Baker Hughes Inc Common 057224107 4,488 107,016 Sole No 72,864 34,152
Baxter International Inc Common 071813109 338 5,651 Sole No 5,100 551
Baytex Energy Corp Common 07317Q105 322 6,200 Sole No 6,200
Berkshire Hathaway Cl A Common 084670108 244 02 Sole No 2
Berkshire Hathaway Cl B Common 084670702 691 8,513 Sole No 4,473 4,040
Caterpillar Inc. Common 149123101 718 6,742 Sole No 4,842 1,901
Cathay General Bancorp Common 149150104 306 17,293 Sole No 17,293
Chevron Corp. Common 166764100 3,368 31,419 Sole No 30,660 759
Cisco Systems Inc Common 17275R102 225 10,617 Sole No 6,403 4,214
Coca-Cola Common 191216100 526 7,112 Sole No 1,855 5,257
Colgate-Palmolive Co Common 194162103 666 6,812 Sole No 6,779 33
Costco Wholesale Common 22160K105 4,973 54,772 Sole No 38,313 16,459
CSX Corp Common 126408103 370 17,196 Sole No 16,356 840
Diageo PLC ADR Common 25243Q205 3,428 35,520 Sole No 24,900 10,620
DIRECTV Group Common 25490A101 1,929 39,087 Sole No 38,819 268
Edison International Common 281020107 3,717 87,431 Sole No 55,798 31,633
EMC Corp. Common 268648102 6,967 233,181 Sole No 150,412 82,769
Emerson Electric Co. Common 291011104 2,959 56,705 Sole No 39,526 17,179
Enerplus Resources Fund Common 292766102 235 10,500 Sole No 10,000 500
Enterprise Product Partners LP Common 293792107 202 4,002 Sole No 3,845 157
Exxon Mobil Corp. Common 30231G102 9,097 104,885 Sole No 73,043 31,842
Freeport McMoRan Copper & Gold Common 35671D857 3,844 101,059 Sole No 69,321 31,738
General Electric Co. Common 369604103 573 28,573 Sole No 18,873 9,700
General Motors Corp Common 37045V100 3,366 131,242 Sole No 91,027 40,215
Gilead Sciences Inc Common 375558103 4,860 99,470 Sole No 68,280 31,190
Google Inc Class A Common 38259P508 6,363 9,923 Sole No 7,043 2,880
Heinz H J Co Common 423074103 253 4,732 Sole No 4,538 194
Henry Schein Inc. Common 806407102 303 4,003 Sole No 4,003
Intel Corp. Common 458140100 753 26,782 Sole No 16,700 10,082
International Business Machine Common 459200101 968 4,640 Sole No 3,092 1,548
Johnson & Johnson Common 478160104 5,765 87,405 Sole No 59,156 28,248
JPMorgan Chase & Co Common 46625H100 6,893 149,909 Sole No 107,510 42,399
McDonalds Corp. Common 580135101 317 3,232 Sole No 2,345 887
Microsoft Corp. Common 594918104 565 17,517 Sole No 8,427 9,090
NextEra Energy Inc. Common 65339F101 263 4,301 Sole No 4,285 16
Occidental Petroleum Corp. Common 674599105 470 4,939 Sole No 3,720 1,219
Oracle Corp Common 68389X105 4,377 150,113 Sole No 102,472 47,641
Pengrowth Energy Trust Common 70706P104 234 24,900 Sole No 24,900
Pepsico Inc. Common 713448108 6,343 95,605 Sole No 66,663 28,941
Pfizer Inc. Common 717081103 325 14,369 Sole No 12,673 1,696
Philip Morris Int'l Common 718172109 600 6,776 Sole No 5,976 800
PNC Financial Services Group Common 693475105 4,645 72,026 Sole No 50,449 21,577
Procter & Gamble Co. Common 742718109 6,813 101,374 Sole No 70,882 30,492
Prudential Financial Inc Common 744320102 4,787 75,522 Sole No 52,262 23,260
QUALCOMM Inc Common 747525103 5,936 87,221 Sole No 61,612 25,608
Reliance Steel & Aluminum Common 759509102 399 7,067 Sole No 7,060 7
Schlumberger Ltd. Common 806857108 3,925 56,132 Sole No 37,050 19,082
St Jude Medical Inc Common 790849103 4,768 107,604 Sole No 75,751 31,854
T. Rowe Price Common 74144T108 3,131 47,955 Sole No 34,220 13,735
Target Corporation Common 87612E106 6,392 109,691 Sole No 77,353 32,339
Tortoise MLP Common 89148B101 715 27,900 Sole No 26,200 1,700
TransDigm Group Inc Common 893641100 703 6,070 Sole No 5,670 400
United Parcel Service B Common 911312106 11,886 147,248 Sole No 124,767 22,481
Valero Energy Corp Common 91913Y100 241 9,369 Sole No 9,315 54
Verizon Communications Common 92343V104 6,223 162,770 Sole No 113,688 49,082
VirnetX Holding Corp. Common 92823T108 17,749 741,689 Sole No 62,396 679,293
Visa Inc. Common 92826C839 5,054 42,833 Sole No 28,821 14,012
Walt Disney Co. Common 254687106 3,911 89,331 Sole No 61,755 27,575
Bank of America Corp. Common 060505104 171 17,816 Sole No 13,778 4,039