EX-99.(H)(V)(B) 9 exhvb-exhibitatotheccoagre.htm EXHIBIT A TO THE CCO AGREEMENT Exhibit

EXHIBIT A to the
CHIEF COMPLIANCE OFFICER AGREEMENT
by and between U.S. BANCORP FUND SERVICES, LLC, ETF SERIES SOLUTIONS, and JAMES R. BUTZ

Amended and Restated January 31, 2020

SCHEDULE OF FUNDS OF TRUST FOR WHICH COMPLIANCE OFFICER IS
DESIGNATED AND APPOINTED TO THE POSITION OF CHIEF COMPLIANCE OFFICER

Fund Name
Adviser
Sub-Adviser
Date of Appointment
AAM Low Duration Preferred and Income Securities ETF
Advisors Asset Management, Inc.
Vident Investment Advisory, LLC
October 3, 2019
AAM S&P 500 High Dividend Value ETF
Advisors Asset Management, Inc.
Vident Investment Advisory, LLC
July 13, 2017
AAM S&P Developed Markets High Dividend Value ETF
Advisors Asset Management, Inc.
Vident Investment Advisory, LLC
October 4, 2018
AAM S&P Emerging Markets High Dividend Value ETF
Advisors Asset Management, Inc.
Vident Investment Advisory, LLC
July 13, 2017
ABR Dynamic Weight ETF
ABR Dynamic Funds, LLC
Vident Investment Advisory, LLC
October 4, 2018
AlphaMark Actively Managed Small Cap ETF
AlphaMark Advisors, LLC
N/A
February 19, 2015
Aptus Drawdown Managed Equity ETF
Aptus Capital Advisors, LLC
N/A
February 18, 2016
Aptus Defined Risk ETF
Aptus Capital Advisors, LLC
N/A
July 12, 2018
Aptus Collared Income Opportunity ETF
Aptus Capital Advisors, LLC
N/A
April 11, 2019
Opus International Small/Mid Cap ETF
Aptus Capital Advisors, LLC
N/A
April 12, 2018
Opus Small Cap Value Plus ETF
Aptus Capital Advisors, LLC
N/A
April 12, 2018
The Acquirers Fund
Acquirers Funds, LLC
CSat Investment Advisory, L.P.
January 10, 2019
US Vegan Climate ETF
Beyond Investing LLC
Penserra Capital Management LLC
October 4, 2018
Cboe Vest S&P 500 Dividend Aristocrats Target Income ETF
Cboe Vest Financial LLC
N/A
October 26, 2017
Change Finance U.S. Large Cap Fossil Fuel Free ETF
Change Finance, PBC
Vident Investment Advisory, LLC
July 13, 2017
ClearShares OCIO ETF
ClearShares LLC
N/A
April 27, 2017
ClearShares Ultra-Short Maturity ETF
ClearShares LLC
N/A
July 13, 2017
American Customer Satisfaction ETF
CSat Investment Advisory, L.P.
N/A
July 14, 2016
Brand Value ETF
CSat Investment Advisory, L.P.
N/A
April 27, 2017
Reverse Cap Weighted U.S. Large Cap ETF
CSat Investment Advisory, L.P.
N/A
July 11, 2017
The Antifragile Bond Fund
CSat Investment Advisory, L.P.
N/A
April 11, 2019
Defiance Next Gen Connectivity ETF
Defiance ETFs, LLC
Penserra Capital Management LLC
January 10, 2019
Defiance Quantum ETF
Defiance ETFs, LLC
Penserra Capital Management LLC
April 12, 2018
Defiance Next Gen Medical Innovation ETF
Defiance ETFs, LLC
Penserra Capital Management LLC
October 3, 2019
Defiance Next Gen Food & Agriculture ETF
Defiance ETFs, LLC
Penserra Capital Management LLC
October 3, 2019
Defiance Nasdaq Junior Biotechnology ETF
Defiance ETFs, LLC
Penserra Capital Management LLC
January 10, 2019
Distillate U.S. Fundamental Stability & Value ETF
Distillate Capital Partners LLC
Vident Investment Advisory, LLC
July 12, 2018
AI Powered International Equity ETF
EquBot LLC
Vident Investment Advisory, LLC
January 18, 2018
AlphaClone Alternative Alpha ETF
Exchange Traded Concepts, LLC
Vident Investment Advisory, LLC
May 13, 2013
Deep Value ETF
Exchange Traded Concepts, LLC
Mellon Capital Management Corporation
February 26, 2014




Fund Name
Adviser
Sub-Adviser
Date of Appointment
Loncar Cancer Immunotherapy ETF
Exchange Traded Concepts, LLC
Vident Investment Advisory, LLC
August 17, 2015
Loncar China BioPharma ETF
Exchange Traded Concepts, LLC
Vident Investment Advisory, LLC
July 12, 2018
NETLease Corporate Real Estate ETF
Exchange Traded Concepts, LLC
N/A
January 10, 2019
Vident International Equity Fund
Vident Advisory, LLC
Vident Investment Advisory, LLC
January 10, 2019
Vident Core U.S. Equity Fund
Vident Advisory, LLC
Vident Investment Advisory, LLC
January 10, 2019
Vident Core U.S. Bond Strategy ETF
Vident Advisory, LLC
Vident Investment Advisory, LLC
January 10, 2019
PPTY – U.S. Diversified Real Estate ETF
Vident Advisory, LLC
Vident Investment Advisory, LLC
January 10, 2019
Gadsden Dynamic Multi-Asset ETF
Gadsden, LLC
Vident Investment Advisory, LLC
October 4, 2018
Hoya Capital Housing ETF
Hoya Capital Real Estate, LLC
Penserra Capital Management, LLC
January 10, 2019
LHA Market State U.S. Tactical ETF
Little Harbor Advisors, LLC
N/A
January 18, 2018
LHA Market State Alpha Seeker ETF
Little Harbor Advisors, LLC
N/A
January 28, 2020
Nationwide Risk-Based U.S. Equity ETF
Nationwide Fund Advisors
Vident Investment Advisory, LLC
April 27, 2017
Nationwide Risk-Based International Equity ETF
Nationwide Fund Advisors
Vident Investment Advisory, LLC
April 27, 2017
Nationwide Maximum Diversification U.S. Core Equity ETF
Nationwide Fund Advisors
Vident Investment Advisory, LLC
April 27, 2017
Nationwide Maximum Diversification Emerging Markets Core Equity ETF
Nationwide Fund Advisors
Vident Investment Advisory, LLC
April 27, 2017
Nationwide Maximum Diversification International Core Equity ETF
Nationwide Fund Advisors
Vident Investment Advisory, LLC
April 27, 2017
Nationwide Risk-Managed Income ETF
Nationwide Fund Advisors
Harvest Volatility Management, LLC
October 3, 2019
Point Bridge GOP Stock Tracker ETF
Point Bridge Capital, LLC
Vident Investment Advisory, LLC
July 13, 2017
Premise Capital Diversified Tactical ETF
Premise Capital, LLC
N/A
April 14, 2016
RYZZ Managed Futures Strategy Plus ETF
RYZZ Capital Management LLC
Sunrise Capital Partners LLC
January 10, 2019
Salt High truBetaTM US Market ETF
Salt Financial, LLC
Penserra Capital Management LLC
January 18, 2018
Salt Low truBetaTM US Market ETF
Salt Financial, LLC
Penserra Capital Management LLC
October 3, 2019
Pickens Morningstar Renewable Energy Response ETF
TriLine Index Solutions, LLC
Penserra Capital Management LLC
April 27, 2017
U.S. Global Jets ETF
U.S. Global Investors, Inc.
N/A
February 19, 2015
U.S. Global GO GOLD and Precious Metal Miners ETF
U.S. Global Investors, Inc.
N/A
May 1, 2017
Validea Market Legends ETF
Validea Capital Management LLC
N/A
November 17, 2014
Volshares Large Cap ETF
Whitford Asset Management LLC
Vident Investment Advisory, LLC
January 18, 2018
[Signature Page Follows]






IN WITNESS WHEREOF, the parties have executed this amended and restated exhibit as of the day and year written above.
U.S. BANCORP FUND SERVICES, LLC

/s/ Anita M. Zagrodnik    
Anita M. Zagrodnik
Senior Vice President

ETF SERIES SOLUTIONS

/s/ Michael D. Barolsky    
Michael D. Barolsky
Vice President and Secretary

CHIEF COMPLIANCE OFFICER

/s/ James R. Butz    
James R. Butz




Signature Page to
Exhibit A to the
Chief Compliance Officer Agreement