0001181431-12-053182.txt : 20121003 0001181431-12-053182.hdr.sgml : 20121003 20121003130716 ACCESSION NUMBER: 0001181431-12-053182 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121002 FILED AS OF DATE: 20121003 DATE AS OF CHANGE: 20121003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAY PARTNERS X ENTREPRENEURS FUND LP CENTRAL INDEX KEY: 0001130811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35394 FILM NUMBER: 121125955 BUSINESS ADDRESS: STREET 1: 10600 NORTH DEANZA BLVD STREET 2: STE 100 CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: 4087252444 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAY PARTNERS X LP CENTRAL INDEX KEY: 0001130813 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35394 FILM NUMBER: 121125956 BUSINESS ADDRESS: STREET 1: 10600 NORTH DEANZA BLVD STREET 2: STE 100 CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: 4087252444 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHILLIPS STUART G CENTRAL INDEX KEY: 0001225479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35394 FILM NUMBER: 121125954 MAIL ADDRESS: STREET 1: 2735 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Guidewire Software, Inc. CENTRAL INDEX KEY: 0001528396 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 364468504 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1001 E. HILLSDALE BOULEVARD CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 650-357-9100 MAIL ADDRESS: STREET 1: 1001 E. HILLSDALE BOULEVARD CITY: FOSTER CITY STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bay Management Co X, LLC CENTRAL INDEX KEY: 0001540244 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35394 FILM NUMBER: 121125957 BUSINESS ADDRESS: STREET 1: 490 S CALIFORNIA AVENUE STREET 2: SUITE 200 CITY: PALO ALTO STATE: CA ZIP: 94306 BUSINESS PHONE: 650-854-1500 MAIL ADDRESS: STREET 1: 490 S CALIFORNIA AVENUE STREET 2: SUITE 200 CITY: PALO ALTO STATE: CA ZIP: 94306 4 1 rrd357468.xml PARTNERSHIP DISTRIBUTION X0306 4 2012-10-02 0 0001528396 Guidewire Software, Inc. GWRE 0001540244 Bay Management Co X, LLC 490 S. CALIFORNIA AVENUE SUITE 200 PALO ALTO CA 94306 0 0 1 0 0001130813 BAY PARTNERS X LP 490 S. CALIFORNIA AVENUE SUITE 200 PALO ALTO CA 94306 0 0 1 0 0001130811 BAY PARTNERS X ENTREPRENEURS FUND LP 490 S. CALIFORNIA AVENUE SUITE 200 PALO ALTO CA 94306 0 0 1 0 0001225479 PHILLIPS STUART G 490 S. CALIFORNIA AVENUE SUITE 200 PALO ALTO CA 94306 0 0 1 0 Common Stock 2012-10-02 4 J 0 947500 0 D 5719648 I See footnote 1. Common Stock 2012-10-02 4 J 0 52500 0 D 316639 I See footnote 2. Common Stock 2012-10-02 4 J 0 924 0 A 1386 D Shares are held directly by Bay Partners X LP ("Bay X"). Bay Management Co X LLC ("Bay Management X"), the general partner of Bay X, and Neal Dempsey and Stuart G. Phillips, the managing members of the Bay Management X, may be deemed to share voting and dispositive power over the shares held by Bay X. Such persons and entities disclaim beneficial ownership of shares held by Bay X except to the extent of any pecuniary interest therein. Shares are held directly by Bay Partners X Entrepreneurs Fund LP ("Bay X Entrepreneurs"). Bay Management X, the general partner of Bay X Entrepreneurs, and Neal Dempsey and Stuart G. Phillips, the managing members of the Bay Management X, may be deemed to share voting and dispositive power over the shares held by Bay X Entrepreneurs. Such persons and entities disclaim beneficial ownership of shares held by Bay X Entrepreneurs except to the extent of any pecuniary interest therein. Distributed without additional consideration to partners in pro rata distributions pursuant to the partnership agreement. Distributed without additional consideration to members in pro rata distributions pursuant to the operating agreement. Shares received and held directly by Stuart G. Phillips as part of a pro rata distribution, not for additional consideration, by Bay Management Co X LLC to its members. Bay Management Co. X LLC, the Designated Filer, serves as the general partner to Bay Partners X LP and Bay Partners X Entrepreneurs Fund LP. Neal Dempsey and Stuart G. Phillips, are the managing members of the Bay Management Co. X LLC. Each Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such Reporting Person's pecuniary interest in such securities) other than any securities reported herein as being directly owned by such Reporting Person, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of any securities for purposes of Section 16 or for any other purpose. /s/ Stuart Phillips, Managing Member of Reporting Person 2012-10-02