0000919574-13-001811.txt : 20130214
0000919574-13-001811.hdr.sgml : 20130214
20130214154129
ACCESSION NUMBER: 0000919574-13-001811
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20130214
DATE AS OF CHANGE: 20130214
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: HALLMARK FINANCIAL SERVICES INC
CENTRAL INDEX KEY: 0000819913
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE CARRIERS, NEC [6399]
IRS NUMBER: 870447375
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-39686
FILM NUMBER: 13613122
BUSINESS ADDRESS:
STREET 1: 777 MAIN STREET, SUITE 1000
CITY: FORT WORTH
STATE: TX
ZIP: 76102
BUSINESS PHONE: 8173481600
MAIL ADDRESS:
STREET 1: 777 MAIN STREET
STREET 2: STE 1000
CITY: FORT WORTH
STATE: TX
ZIP: 76102
FORMER COMPANY:
FORMER CONFORMED NAME: ACOI INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN CREDIT OPTICAL INC /DE/
DATE OF NAME CHANGE: 19910611
FORMER COMPANY:
FORMER CONFORMED NAME: PYRAMID GROWTH INC
DATE OF NAME CHANGE: 19890124
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Overbrook Limited Partnership
CENTRAL INDEX KEY: 0001540200
IRS NUMBER: 002857091
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: 731 ALEXANDER ROAD
CITY: PRINCETON
STATE: NJ
ZIP: 08540
BUSINESS PHONE: (609)-419-1800
MAIL ADDRESS:
STREET 1: 731 ALEXANDER ROAD
CITY: PRINCETON
STATE: NJ
ZIP: 08540
SC 13G/A
1
d1359077_13g-a.txt
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Rule 13d-1 and 13d-2
Under the Securities Exchange Act of 1934
Hallmark Financial Services Inc.
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
--------------------------------------------------------------------------------
(Title of Class of Securities)
40624Q203
--------------------------------------------------------------------------------
(CUSIP Number)
12/31/2012
--------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
| | Rule 13d-1 (b)
|X| Rule 13d-1 (c)
| | Rule 13d-1 (d)
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
(1) Names and I.R.S. Identification Nos.(entities only) of reporting persons.
Overbrook Limited Partnership
(2) Check the appropriate box if a member of a group (see instructions) (a)|_|
(b)|X|
(3) SEC use only.
(4) Citizenship or place of organization.
Delaware
Number of shares beneficially owned by each reporting person with:
(5) Sole voting power:
0
(6) Shared voting power:
939,200
(7) Sole dispositive power:
0
(8) Shared dispositive power:
939,200
(9) Aggregate amount beneficially owned by each reporting person.
939,200
(10) Check if the aggregate amount in Row (9) excludes certain shares |_|
(see instructions).
(11) Percent of class represented by amount in Row 9.
4.9%
(12) Type of reporting person (see instructions).
PN
(1) Names and I.R.S. Identification Nos.(entities only) of reporting persons.
Caxton Corporation
(2) Check the appropriate box if a member of a group (see instructions) (a)|_|
(b)|X|
(3) SEC use only.
(4) Citizenship or place of organization.
Delaware
Number of shares beneficially owned by each reporting person with:
(5) Sole voting power:
0
(6) Shared voting power:
939,200
(7) Sole dispositive power:
0
(8) Shared dispositive power:
939,200
(9) Aggregate amount beneficially owned by each reporting person.
939,200
(10) Check if the aggregate amount in Row (9) excludes certain shares |_|
(see instructions).
(11) Percent of class represented by amount in Row 9.
4.9%
(12)Type of reporting person (see instructions).
CO
(1) Names and I.R.S. Identification Nos.(entities only) of reporting persons.
Kovner, Bruce
(2) Check the appropriate box if a member of a group (see instructions) (a)|_|
(b)|X|
(3) SEC use only.
(4) Citizenship or place of organization.
United States
Number of shares beneficially owned by each reporting person with:
(5) Sole voting power:
0
(6) Shared voting power:
939,200
(7) Sole dispositive power:
0
(8) Shared dispositive power:
939,200
(9) Aggregate amount beneficially owned by each reporting person.
939,200
(10) Check if the aggregate amount in Row (9) excludes certain shares |_|
(see instructions).
(11) Percent of class represented by amount in Row 9.
4.9%
(12) Type of reporting person (see instructions).
IN
Item 1(a). Name of Issuer:
Hallmark Financial Services Inc.
Item 1(b). Address of Issuer's Principal Executive Offices:
777 Main Street, Suite 1000
Fort Worth, TX 76102
Item 2(a). Name of Person Filing:
(i) Overbrook Limited Partnership.
(ii) Caxton Corporation is the General Partner of Overbrook Limited
Partnership and, as such has voting and dispositive power with
respect to the investments of Overbrook Limited Partnership.
(iii) Mr. Bruce S. Kovner. Mr. Kovner is the sole shareholder of Caxton
Corporation, the General Partner of Overbrook Limited Partnership.
As a result of the foregoing, Mr. Kovner may be deemed to
beneficially own the securities of the Issuer owned by Overbrook
Limited Partnership.
Item 2(b). Address or Principal Business Office or, If None, Residence:
(i) The address of Overbrook Limited Partnership is Princeton Plaza,
Building 2, 731 Alexander Road, Princeton, NJ 08540.
(ii) The address of Caxton Corporation is Princeton Plaza, Building 2,
731 Alexander Road, Princeton, NJ 08540.
(iii) The business address of Mr. Kovner is 500 Park Avenue,
New York, NY 10022.
Item 2(c). Citizenship:
(i) Overbrook Limited Partnership is a Delaware Limited Partnership.
(ii) Caxton Corporation is a Delaware Corporation.
(iii) Mr. Kovner is a United States citizen.
Item 2(d). Title of Class of Securities:
Common Stock
Item 2(e). CUSIP No.:
40624Q203
Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or
(c), Check Whether the Person Filing is a:
Not Applicable
If this statement is filed pursuant to Rule 13d-1(c), check this box. |X|
Item 4. Ownership
Not Applicable
Item 5. Ownership of 5 Percent or Less of a Class.
If this statement is being filed to report the fact that
as of the date hereof the reporting person has ceased to be
the beneficial owner of more than 5 percent of the class of
securities, check the following [X].
Shares reported are beneficially owned as of February 13, 2013.
Item 6. Ownership of More than 5 Percent on Behalf of Another Person.
Not Applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on by the Parent Holding Company or Control
Person.
Not Applicable
Item 8. Identification and Classification of Members of the Group.
Not Applicable
Item 9. Notice of Dissolution of Group.
Not Applicable
Item 10. Certifications
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Overbrook Limited Partnership
by: Caxton Corporation, it's
General Partner
Date: 2/14/2013 /s/ Karen Cross
-------------------------------
Name: Karen Cross
Title: Vice President & Controller
Caxton Corporation
Date: 2/14/2013 /s/ Karen Cross
-------------------------------
Name: Karen Cross
Title: Vice President & Controller
Date: 2/14/2013 /s/ Heath N. Weisberg
-------------------------------
Name: Bruce S. Kovner
Title: signed by Heath N. Weisberg
as Attorney-in-Fact
The original statement shall be signed by each person on whose behalf the
statement is filed or his authorized representative. If the statement is
signed on behalf of a person by his authorized representative other than
an executive officer or general partner of the filing person, evidence of
the representative's authority to sign on behalf of such person shall be
filed with the statement, provided, however, that a power of attorney for
this purpose which is already on file with the Commission may be
incorporated by reference. The name and any title of each person who signs
the statement shall be typed or printed beneath his signature.
ATTENTION: Intentional misstatements or omissions of fact constitute Federal
criminal violations (see 18 U.S.C. 1001). (Secs. 3(b), 13(d)(1), 13(d)(2),
13(d)(5), 13(d)(6), 13(g)(1), 13(g)(2), 13(g)(5), 23, 48 Stat. 882, 894, 901;
sec. 203(a), 49 Stat. 704; sec. 8, 49 Stat. 1379; sec. 10, 78 Stat. 88a; sec.
2, 82 Stat. 454; secs. 1, 2, 84 Stat. 1497; secs. 3, 10, 18, 89 Stat. 97, 119,
155; secs. 202, 203, 91 Stat. 1494, 1498, 1499; (15 U.S.C. 78c(b), 78m(d)(1),
78m(d)(2), 78m(d)(5), 78m(d)(6), 78m(g)(1), 78m(g)(2), 78m(g)(5), 78w)) [43 FR
18499, Apr. 28, 1978, as amended at 43 FR 55756, Nov. 29, 1978; 44 FR 2148,
Jan. 9, 1979; 44 FR 11751, Mar. 2, 1979; 61 FR 49959, Sept. 24, 1996; 62 FR
35340, July 1, 1997; 63 FR 2867, Jan. 16, 1998; 63 FR 15287, Mar. 31, 1998]
Certification
The undersigned hereby certifies that the shares of Hallmark Financial Services
Inc. acquired by Overbrook Limited Partnership were not acquired and
are not being held for the purpose of or with the effect of changing or
influencing the control of the issuer of such securities and were not acquired
and are not held in connection with or as a participant in any transaction
having that purpose or effect.
Overbrook Limited Partnership
by: Caxton Corporation, it's
General Partner
Date: 2/14/2013 /s/ Karen Cross
------------------------------
Name: Karen Cross
Title: Vice President & Controller
JOINT ACQUISITION STATEMENT
PURSUANT TO RULE 13d-1(k) (1)
The undersigned acknowledge and agree that the foregoing statement on Schedule
13G is filed on behalf of each of the undersigned and that all subsequent
amendments to this statement on Schedule 13G shall be filed on behalf of each
of the undersigned without the necessity of filing additional joint acquisition
statements. The undersigned acknowledge that each shall be responsible for the
timely filing of such amendments, and for the completeness and accuracy of the
information concerning him or it contained therein, but shall not be
responsible for the completeness and accuracy of the information concerning
the other, except to the extent that he or it knows or has reason to believe
that such information is inaccurate.
Overbrook Limited Partnership
by: Caxton Corporation, it's
General Partner
Date: 2/14/2013 /s/ Karen Cross
-----------------------------
Name: Karen Cross
Title: Vice President & Controller
Caxton Corporation
/s/ Karen Cross
-----------------------------
Name: Karen Cross
Title: Vice President & Controller
/s/ Heath N. Weisberg
-----------------------------
Name: Bruce S. Kovner
Title: signed by Heath N. Weisberg
as Attorney-in-Fact