0001127602-13-003036.txt : 20130129 0001127602-13-003036.hdr.sgml : 20130129 20130129164345 ACCESSION NUMBER: 0001127602-13-003036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130126 FILED AS OF DATE: 20130129 DATE AS OF CHANGE: 20130129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bush James Peter CENTRAL INDEX KEY: 0001540196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 13555899 MAIL ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10285 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-01-26 0000004962 AMERICAN EXPRESS CO AXP 0001540196 Bush James Peter 200 VESEY STREET 3 WORLD FINANCIAL CENTER NEW YORK NY 10285-5001 1 EVP, World Service Common Stock 2013-01-26 4 F 0 1523 59.50 D 53700.2489 D Common Stock 2013-01-27 4 F 0 2606 59.50 D 51094.2489 D Common Stock 6134.38 I by 401(k) Plan The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. /s/ Michael G. Kuchs, attorney-in-fact 2013-01-29