Chairman

0001540142-13-000008.txt : 20131112 0001540142-13-000008.hdr.sgml : 20131111 20131112114839 ACCESSION NUMBER: 0001540142-13-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131112 DATE AS OF CHANGE: 20131112 EFFECTIVENESS DATE: 20131112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) CENTRAL INDEX KEY: 0001540142 IRS NUMBER: 943182508 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14637 FILM NUMBER: 131208681 BUSINESS ADDRESS: STREET 1: 100 PINE STREET STREET 2: SUITE 2700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-229-9000 MAIL ADDRESS: STREET 1: 100 PINE STREET STREET 2: SUITE 2700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001540142 XXXXXXXX 09-30-2013 09-30-2013 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA)

100 PINE STREET SUITE 2700 SAN FRANCISCO CA 94111

13F COMBINATION REPORT 028-14637 028-04145 Gannett Welsh & Kotler, LLC N Richard E. Dirickson, Jr. Chairman 415-229-9000 Richard E. Dirickson, Jr. San Francisco CA 11-12-2013 0 667 265014 false INFORMATION TABLE 2 SIG13F_3rdQtr2013.xml 3M COMPANY COM 88579y101 669 5600 SH SOLE 0 0 0 5600 8 X 8 INC COM 282914100 111 11000 SH SOLE 0 0 0 11000 ABBOTT LABORATORIES COM 002824100 22 649 SH SOLE 0 0 0 649 Abbvie Inc. 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ACWI EX US INDEX ETF 464288240 7 148 SH SOLE 0 0 0 148 ISHARES MSCI CDA INDX FD ETF 464286509 402 14215 SH SOLE 0 0 0 14215 ISHARES MSCI EMRG MKT FD EMERG ETF 464287234 255 6246 SH SOLE 0 0 0 6246 ISHARES MSCI EMU INDX FD MSCI ETF 464286608 240 6348 SH SOLE 0 0 0 6348 ISHARES MSCI GRMNY IDX GERMANY ETF 464286806 18 653 SH SOLE 0 0 0 653 ISHARES MSCI MEXICO INVESTABLE ETF 464286822 44 687 SH SOLE 0 0 0 687 ISHARES MSCI PACIFIC EX-JAP ETF 464286665 327 6870 SH SOLE 0 0 0 6870 ISHARES MSCI SOUTH KOREAINDEX ETF 464286772 242 3938 SH SOLE 0 0 0 3938 ISHARES MSCI TURKEY INDEX FD ETF 464286715 17 300 SH SOLE 0 0 0 300 ISHARES NASDAQ BIOTECHNOLOGY I ETF 464287556 1130 5393 SH SOLE 0 0 0 5393 ISHARES S&P EMERGING MARKETS I ETF 464288216 7 196 SH SOLE 0 0 0 196 ISHARES S&P NORTH AMERICAN NAT ETF 464287374 12 300 SH SOLE 0 0 0 300 ISHARES S&P NORTH AMERICAN TEC ETF 464287549 371 4655 SH SOLE 0 0 0 4655 ISHARES S&P NORTH AMERICANTECH ETF 464287531 84 2790 SH SOLE 0 0 0 2790 ISHARES SILVER TRUST INDEX FUN ETF 46428q109 793 37941 SH SOLE 0 0 0 37941 ISHARES TR BARCLAYS TREAS INFL ETF 464287176 128 1134 SH SOLE 0 0 0 1134 ISHARES TR DJ US ENERGY US ENE ETF 464287796 13 270 SH SOLE 0 0 0 270 ISHARES TR DJ US HLTHCAR US HE ETF 464287762 107 1005 SH SOLE 0 0 0 1005 ISHARES TR DOW JONES US OIL EQ ETF 464288844 17 270 SH SOLE 0 0 0 270 ISHARES TR DOW JONES USMEDICAL ETF 464288810 717 8465 SH SOLE 0 0 0 8465 ISHARES TR HIGH DIVID EQUITY F ETF 46429b663 24 355 SH SOLE 0 0 0 355 ISHARES TR MSCI EAFE FD MSCI E ETF 464287465 19 293 SH SOLE 0 0 0 293 ISHARES TR RUSSELL MICROCAP IN ETF 464288869 137 2000 SH SOLE 0 0 0 2000 ISHARES TR RUSSELL MIDCAP GROW ETF 464287481 285 3648 SH SOLE 0 0 0 3648 ISHARES TR RUSSELL MIDCAP INDE ETF 464287499 5 36 SH SOLE 0 0 0 36 ISHARES TR RUSSELL MIDCAP VALU ETF 464287473 253 4153 SH SOLE 0 0 0 4153 ISHARES TR S&P 100 INDEX FD ETF 464287101 97 1299 SH SOLE 0 0 0 1299 ISHARES TR S&P GLOBALINFO TECH ETF 464287291 49 650 SH SOLE 0 0 0 650 ISHARES TR S&P U S PFD STK IND ETF 464288687 113 2973 SH SOLE 0 0 0 2973 ISHARES TRUST BARCLAYS 20+YEAR ETF 464287432 972 9139 SH SOLE 0 0 0 9139 ISHARES TRUST DOW JONES DOW JO ETF 464287721 50 640 SH SOLE 0 0 0 640 ISHARES TRUST DOW JONES US REA ETF 464287739 2 36 SH SOLE 0 0 0 36 ISHARES TRUST IBOXX $ INVESTOP ETF 464287242 387 3409 SH SOLE 0 0 0 3409 ISHARES TRUST RUSSELL 1000 GRO ETF 464287614 36 455 SH SOLE 0 0 0 455 ISHARES TRUST RUSSELL 2000 IND ETF 464287655 85 800 SH SOLE 0 0 0 800 ISHARES TRUST RUSSELL 2000 SMA ETF 464287648 591 4699 SH SOLE 0 0 0 4699 ISHARES TRUST S&P 500 S&P 500 ETF 464287200 2559 15149 SH SOLE 0 0 0 15149 ISHARES TRUST S&P GLOBAL ENERG ETF 464287341 31 750 SH SOLE 0 0 0 750 ISHARES TRUST S&P GLOBAL HEALT ETF 464287325 134 1690 SH SOLE 0 0 0 1690 ISIS PHARMACEUTICALS INC COM 464330109 625 16650 SH SOLE 0 0 0 16650 ISORAY INC COM 46489v104 25 37500 SH SOLE 0 0 0 37500 JACOBS ENGINEERING COM 469814107 58 1000 SH SOLE 0 0 0 1000 JOHNSON AND JOHNSON COM COM 478160104 1695 19555 SH SOLE 0 0 0 19555 JPMORGAN CHASE & CO COM 46625h100 1866 36092 SH SOLE 0 0 0 36092 KANSAS CITY SOUTHERN COM 485170302 174 1590 SH SOLE 0 0 0 1590 KAYNE ANDERSON ENERGY FD TOTAL COM 48660p104 3 100 SH SOLE 0 0 0 100 KERYX BIOPHARMACEUTICAL COM 492515101 24 2400 SH SOLE 0 0 0 2400 KEYERA CORP COM 493271100 68 1200 SH SOLE 0 0 0 1200 KIMBERLY-CLARK CORP COM 494368103 349 3700 SH SOLE 0 0 0 3700 KINDER MORGAN ENERGY PARTNERS COM 494550106 847 10608 SH SOLE 0 0 0 10608 KINDER MORGAN INC DELAWARECOM COM 49456b101 39 1085 SH SOLE 0 0 0 1085 KINDER MORGAN MGMT LLCSHS COM 49455u100 305 4071 SH SOLE 0 0 0 4071 KOHLS CORP WISC PV 1CT COM 500255104 366 7075 SH SOLE 0 0 0 7075 KONE CORPORATION NPV SHS B COM b09m9d2 80 900 SH SOLE 0 0 0 900 KRAFT FOODS GROUP, INC. COM 50076q106 148 2824 SH SOLE 0 0 0 2824 KROGER CO COM 501044101 15 382 SH SOLE 0 0 0 382 L-3 COMMNCTNS HLDGS COM 502424104 107 1130 SH SOLE 0 0 0 1130 LAM RESEARCH CORP COM 512807108 3 55 SH SOLE 0 0 0 55 LANDAUER INC COM 51476k103 21 415 SH SOLE 0 0 0 415 LAS VEGAS SANDS CORP COM 517834107 8 125 SH SOLE 0 0 0 125 LDK SOLAR CO LTD COM 50183L107 1 400 SH SOLE 0 0 0 400 LEGACY RESERVES LP UNIT REPRES LP 524707304 22 830 SH SOLE 0 0 0 830 LEGGETT & PLATT INC COM 524660107 45 1500 SH SOLE 0 0 0 1500 LENNAR CORP COM 526057104 4 125 SH SOLE 0 0 0 125 LENOVO GROUP LTD SPONSORED ADR COM 526250105 115 5500 SH SOLE 0 0 0 5500 LILLY ELI & COMPANY COM 532457108 6346 126087 SH SOLE 0 0 0 126087 LIMELIGHT NETWORKS, INC. COM 53261m104 1 400 SH SOLE 0 0 0 400 LIMITED BRANDS INC COM 532716107 39 638 SH SOLE 0 0 0 638 LINN ENERGY COM 536020100 10 400 SH SOLE 0 0 0 400 LOCATEPLUS HOLDINGS XXX REGIST COM 539570408 0 20 SH SOLE 0 0 0 20 LOCKHEED MARTIN CORP COM 539830109 370 2897 SH SOLE 0 0 0 2897 LORILLARD INC COM 544147101 69 1550 SH SOLE 0 0 0 1550 LOWES COMPANIES INC COM 548661107 704 14789 SH SOLE 0 0 0 14789 LULULEMON ATHLETICA INC COM 550021109 31 425 SH SOLE 0 0 0 425 LVMH MOET HENNESSY EUR0.30 COM 4061412 236 1200 SH SOLE 0 0 0 1200 MACYS INC COM 55616p104 9 202 SH SOLE 0 0 0 202 MAGELLAN MIDSTREAM PARTNERS LP COM 559080106 1063 18844 SH SOLE 0 0 0 18844 MAGNUM HUNTER RES 13WTS WARRAN COM 55973b995 0 15 SH SOLE 0 0 0 15 MAGNUM HUNTER RESOURCES COM 55972f203 1 150 SH SOLE 0 0 0 150 MANAGED HIGH YIELD PLUS FUND I COM 561911108 151 75539 SH SOLE 0 0 0 75539 MARATHON OIL CORP COM 565849106 321 9200 SH SOLE 0 0 0 9200 MARKET VECTORS ETF JUNIOR GOLD ETF 57061R544 5 125 SH SOLE 0 0 0 125 MARKET VECTORS ETF TR GOLD M ETF 57060u100 12 478 SH SOLE 0 0 0 478 MARKET VECTORS ETF TR AGRIBUSI ETF 57060u605 12 236 SH SOLE 0 0 0 236 MARKET VECTORS ETF TRUST GLOBA ETF 57060u407 3 60 SH SOLE 0 0 0 60 MARRIOT INTERNATIONAL INC COM fhb903208 0 41261 SH SOLE 0 0 0 41261 MARTHA STEWART LVNG OMNI COM 573083102 8 3400 SH SOLE 0 0 0 3400 MASTERCARD INC COM 57636q104 17 25 SH SOLE 0 0 0 25 MAXIM INTEGRATED PRODS COM 57772k101 9 300 SH SOLE 0 0 0 300 MCDERMOTT INTL INC COM 580037109 2 254 SH SOLE 0 0 0 254 MCDONALDS CORP COM COM 580135101 2130 22138 SH SOLE 0 0 0 22138 MCG CAPITAL CORP COM 58047p107 1 100 SH SOLE 0 0 0 100 MCKESSON CORPORATION COM COM 58155q103 50 387 SH SOLE 0 0 0 387 MDU RESOURCES GRP INC COM 552690109 566 20230 SH SOLE 0 0 0 20230 MEDTRONIC INC COM 585055106 143 2679 SH SOLE 0 0 0 2679 MELA SCIENCES INC. COM 285192100 2 3000 SH SOLE 0 0 0 3000 MERCHANTS NAT'L PPTYS COM 589161108 1178 731 SH SOLE 0 0 0 731 MERCK & CO INC NEW COM 58933Y105 500 10494 SH SOLE 0 0 0 10494 MERCURY GENERAL CORP NEW COM 589400100 36 735 SH SOLE 0 0 0 735 MERIDIAN BIOSCIENCE INC COM 589584101 37 1580 SH SOLE 0 0 0 1580 MGM RESORTS INTL COM 552953101 39 1925 SH SOLE 0 0 0 1925 MICHAEL KORS HOLDINGS LTD COM g60754101 136 1820 SH SOLE 0 0 0 1820 MICROCHIP TECHNOLOGY INC COM 595017104 138 3435 SH SOLE 0 0 0 3435 MICROSOFT CORP COM 594918104 2383 71604 SH SOLE 0 0 0 71604 MID-AMERICA APARTMENT COMMUNIT COM 59522J103 41 660 SH SOLE 0 0 0 660 MOLYCORP INC COM 608753109 176 26840 SH SOLE 0 0 0 26840 MOLYCORP INC DEL PFDCONV SER A PFD 608753208 8 400 SH SOLE 0 0 0 400 MOMENTA PHARMACEUTICALS INC COM 60877t100 29 2000 SH SOLE 0 0 0 2000 MONDELEZ INTERNATIONAL, INC. COM 609207105 88 2799 SH SOLE 0 0 0 2799 MONSANTO CO NEW DEL COM COM 61166w101 1641 15725 SH SOLE 0 0 0 15725 MONSTER BEVERAGE CORPUSD0.005 COM 611740101 154 2950 SH SOLE 0 0 0 2950 MONSTER WORLDWIDE INC COM 611742107 1 325 SH SOLE 0 0 0 325 MORGAN STANLEY COM 617446448 3 127 SH SOLE 0 0 0 127 MOSAIC CO NEW COM 61945c103 17 401 SH SOLE 0 0 0 401 MOTOROLA SOLUTIONS INCCOM NEW COM 620076307 87 1464 SH SOLE 0 0 0 1464 MOTORS LIQ CO GUC TRUST COM 62010u101 0 4 SH SOLE 0 0 0 4 MYLAN INC COM 628530107 4 110 SH SOLE 0 0 0 110 NABORS INDUSTRIES LTD NEW COM g6359f103 147 9138 SH SOLE 0 0 0 9138 NATIONAL GRID PLC NEW SPONSORE ADR 636274300 104 1755 SH SOLE 0 0 0 1755 NATIONAL MEDIA COM 65332L105 3 400 SH SOLE 0 0 0 400 NATIONAL OILWELL VARCO INC COM 637071101 744 9520 SH SOLE 0 0 0 9520 NATL HEALTH INVESTORS REIT COM 63633D104 46 805 SH SOLE 0 0 0 805 NAT'L WESTERN LIFE INSURANCE C COM 638522102 404 2000 SH SOLE 0 0 0 2000 NEKTAR THERAPEUTICS SYSTEMS IN COM 640268108 26 2465 SH SOLE 0 0 0 2465 NEMASKA LITHIUM INC COM COM 64045c106 0 2500 SH SOLE 0 0 0 2500 NETFLIX COM INC COM 64110l106 201 651 SH SOLE 0 0 0 651 NEW GOLD INC COM 644535106 3 450 SH SOLE 0 0 0 450 NEW YORK COMMUNITY BANCORP, IN COM 649445103 2708 179250 SH SOLE 0 0 0 179250 NEWMONT MINING CORP COM 651639106 3 100 SH SOLE 0 0 0 100 NEWS CORPORATION CLASS A COM 65248e104 19 1166 SH SOLE 0 0 0 1166 NEWS CORPORATION CLASS A COMMO COM 90130A101 179 5353 SH SOLE 0 0 0 5353 NEXTERA ENERGY INC COM 65339f101 40 500 SH SOLE 0 0 0 500 NIKE INC-CL B COM 654106103 1015 13978 SH SOLE 0 0 0 13978 NISKA GAS STORAGE PTNRS COM 654678101 3 200 SH SOLE 0 0 0 200 NOBLE CORP F COM h5833n103 301 7960 SH SOLE 0 0 0 7960 NOKIA CORP SPON ADR F 1 ADR RE ADR 654902204 7 1000 SH SOLE 0 0 0 1000 NOVARTIS AG AMERICAN DEPOSITAR ADR 66987v109 618 8050 SH SOLE 0 0 0 8050 NOVO NORDISK A/S-ADR REPSTG 1/ ADR 670100205 203 1200 SH SOLE 0 0 0 1200 NUSTAR ENERGY LP COM 67058h102 8 200 SH SOLE 0 0 0 200 NUVEEN CA QLTY SELCT MUN CA QU COM 670975101 14 1000 SH SOLE 0 0 0 1000 NUVEEN CALIFORNIA MUNICIPAL VA COM 67062c107 91 10000 SH SOLE 0 0 0 10000 NUVEEN EGY MLP TOTAL RTN COM 67074u103 7 400 SH SOLE 0 0 0 400 NUVEEN VIRGINIA PREMIUM INCOME COM 67064r102 21 1700 SH SOLE 0 0 0 1700 OAKTREE CAPITAL GROUP LLC COM 674001201 10 185 SH SOLE 0 0 0 185 OLAM INTERNATIONAL SGD0.1 COM b05q3l4 31 25500 SH SOLE 0 0 0 25500 OLD REPUBLIC INTL CORP COM 680223104 154 10000 SH SOLE 0 0 0 10000 ON TRACK INNOVATION COM m8791a109 1 600 SH SOLE 0 0 0 600 ONCOSEC MEDICAL INCORPORATED COM 68234l108 5 20000 SH SOLE 0 0 0 20000 ONEOK INC NEW COM 682680103 453 8500 SH SOLE 0 0 0 8500 ONEOK PARTNERS LP LP 68268N103 51 961 SH SOLE 0 0 0 961 ORACLE CORPORATION COM 68389x105 1167 35173 SH SOLE 0 0 0 35173 ORANGE COM 684060106 37 2934 SH SOLE 0 0 0 2934 OREXIGEN THERAPEUTICS INC COM 686164104 15 2500 SH SOLE 0 0 0 2500 ORPHAN BIOVITRUM ADR F SPONSOR COM 870321106 2 200 SH SOLE 0 0 0 200 OWENS ILLINOIS COM 690768403 375 12500 SH SOLE 0 0 0 12500 P G & E CORP COM 69331c108 51 1252 SH SOLE 0 0 0 1252 PACCAR INC COM 693718108 11 200 SH SOLE 0 0 0 200 PAYCHEX INC COM 704326107 57 1410 SH SOLE 0 0 0 1410 PEABODY ENERGY CORP COM 704549104 397 23005 SH SOLE 0 0 0 23005 PEMBINA PIPELINE CORP COM 706327103 133 4000 SH SOLE 0 0 0 4000 PENGROWTH ENERGY CORPORATION COM 70706p104 12 2087 SH SOLE 0 0 0 2087 PENN WEST PETROLEUM LTD COM 707887105 215 19387 SH SOLE 0 0 0 19387 PENTAIR INC COM 709631105 3 44 SH SOLE 0 0 0 44 PEOPLES UTD FINL INC COM 712704105 331 23035 SH SOLE 0 0 0 23035 PEPCO HOLDINGS INC COM 713291102 92 5000 SH SOLE 0 0 0 5000 PEPSICO INC COM 713448108 3024 38037 SH SOLE 0 0 0 38037 PEROT SYS CORP COM 714265105 1 100 SH SOLE 0 0 0 100 PERRIGO CO COM 714290103 10 80 SH SOLE 0 0 0 80 PFIZER INC COM 717081103 3060 106526 SH SOLE 0 0 0 106526 PHILIP MORRIS INTL INC COM 718172109 272 3147 SH SOLE 0 0 0 3147 PHILLIPS 66 COM COM 718546104 774 13395 SH SOLE 0 0 0 13395 PIMCO CA MUNI INC FD COM 72200N106 336 25695 SH SOLE 0 0 0 25695 PIMCO CORPORATE & INCOME OPPOR COM 72201b101 63 3500 SH SOLE 0 0 0 3500 PIMCO CORPORATE & INCOME STRAT COM 72200u100 577 34555 SH SOLE 0 0 0 34555 PIMCO HIGH INCOME FUND COM 722014107 983 82356 SH SOLE 0 0 0 82356 PIMCO INCOME STRATEGY FUND COM 72201h108 12 1000 SH SOLE 0 0 0 1000 PINNACLE WEST CAPITAL CP COM 723484101 6 112 SH SOLE 0 0 0 112 PIONEER HIGH INCOME FUND COM 72369h106 74 4388 SH SOLE 0 0 0 4388 PIONEER NATURAL RESOURCES CO COM 723787107 25 133 SH SOLE 0 0 0 133 PLUM CREEK TIMBER CO REIT COM 729251108 665 14210 SH SOLE 0 0 0 14210 PNC FINANCIAL SVCS GROUP INC COM 693475105 2 34 SH SOLE 0 0 0 34 PNM RESOURCES INC HOLDING COMP COM 69349h107 4 163 SH SOLE 0 0 0 163 PORTLAND GENERAL ELEC COM 736508847 9 325 SH SOLE 0 0 0 325 PORTUGAL TELECM SPN ADRF SPONS COM 737273102 1 300 SH SOLE 0 0 0 300 POTASH CORP SASK INC F COM 73755l107 2237 71500 SH SOLE 0 0 0 71500 POWERSHARES ETF TRUSTDYNAMIC S ETF 73935x773 67 2019 SH SOLE 0 0 0 2019 POWERSHARES EXCHANGE TRADED FD ETF 73935x716 5 288 SH SOLE 0 0 0 288 POWERSHARES EXCHANGE TRADEDFDS ETF 73935x153 78 2318 SH SOLE 0 0 0 2318 POWERSHARES QQQ TRUST SERIES 1 ETF 73935a104 87 1100 SH SOLE 0 0 0 1100 POWERSHS DB MULTI SECTOR POWER COM 73936b408 58 2311 SH SOLE 0 0 0 2311 POWERSHS DB MULTI SECTOR POWER COM 73936b705 35 2098 SH SOLE 0 0 0 2098 POWERSHS EXCH TRAD FD TR WILDE COM 73935x500 1 150 SH SOLE 0 0 0 150 PPG INDUSTRIES INC COM 693506107 103 615 SH SOLE 0 0 0 615 PPL CORPORATION COM 69351t106 27 900 SH SOLE 0 0 0 900 PRECISION CASTPARTS CORP COM 740189105 37 165 SH SOLE 0 0 0 165 PRICELINE.COM INC COM 741503106 124 123 SH SOLE 0 0 0 123 PROCTER & GAMBLE CO COM 742718109 1429 18903 SH SOLE 0 0 0 18903 PROGRESS SOFTWARE CORP. COM 743312100 775 30000 SH SOLE 0 0 0 30000 PROSHARES ULTRA RUSSELL 2000 E COM 74347R842 216 2965 SH SOLE 0 0 0 2965 PROSHARES ULTRAPRO S&P 500 PRO COM 74347X864 37 516 SH SOLE 0 0 0 516 PRUDENTIAL FINANCIAL INC COM 744320102 164 2100 SH SOLE 0 0 0 2100 PVH CORP COM 693656100 46 388 SH SOLE 0 0 0 388 PVR PARTNERS LP LP 693665101 58 2501 SH SOLE 0 0 0 2501 QUALCOMM INC COM 747525103 3281 48736 SH SOLE 0 0 0 48736 QUESTAR CORP COM 748356102 43 1915 SH SOLE 0 0 0 1915 QUIKSILVER INC COM 74838c106 16 2232 SH SOLE 0 0 0 2232 R R DONNELLEY & SONS COM 257867101 563 35700 SH SOLE 0 0 0 35700 RADIOSHACK CORP COM 750438103 1 200 SH SOLE 0 0 0 200 RANGE RESOURCES CORP COM 75281a109 1897 25000 SH SOLE 0 0 0 25000 RAYTHEON CO DELAWARE NEW COM 755111507 293 3800 SH SOLE 0 0 0 3800 REALTY INCOME CORP REIT COM 756109104 81 2037 SH SOLE 0 0 0 2037 REAVES UTIL INCOME FD COM SH B COM 756158101 33 1314 SH SOLE 0 0 0 1314 REDWOOD TRUST INC COM 758075402 698 35455 SH SOLE 0 0 0 35455 REGAL ENTERTAINMENT GROUP COM 758766109 57 2990 SH SOLE 0 0 0 2990 REGENERON PHARMACEUTICALS INC COM 75886f107 39 124 SH SOLE 0 0 0 124 RENTECH NITROGEN PARTNERS LP LP 760113100 14 575 SH SOLE 0 0 0 575 REPUBLIC SERVICES INC COM 760759100 10 300 SH SOLE 0 0 0 300 RESEARCH FRONTIERS COM 760911107 38 9000 SH SOLE 0 0 0 9000 RESOURCE CAPITAL CORP COM 76120W302 1 200 SH SOLE 0 0 0 200 RIVERBED TECHNOLOGY INC COM 768573107 15 1000 SH SOLE 0 0 0 1000 ROGERS CORP COM 775133101 89 1500 SH SOLE 0 0 0 1500 ROPER INDUSTRIES INC NEW COM 776696106 505 3800 SH SOLE 0 0 0 3800 ROYAL BANK OF CANADA COM 780087102 122 1900 SH SOLE 0 0 0 1900 ROYAL DUTCH SHELL A ADRF SPONS ADR 780259206 89 1352 SH SOLE 0 0 0 1352 RPM INT INC COM 749685103 37 1025 SH SOLE 0 0 0 1025 S P D R S&P 500 ETF TR EXPIRIN COM 78462f103 26 153 SH SOLE 0 0 0 153 S&P RETAIL ETF SPDR SER TR COM 78464A714 31 376 SH SOLE 0 0 0 376 SAFEWAY INC COM 786514208 202 6300 SH SOLE 0 0 0 6300 SALESFORCE.COM INC COM 79466l302 38 740 SH SOLE 0 0 0 740 SANDRIDGE ENERGY INC COM 80007p307 18 3100 SH SOLE 0 0 0 3100 SANDRIDGE MISSISSIPPIANTR I SB COM 80007t101 3 200 SH SOLE 0 0 0 200 SANOFI ADR F SPONSORED ADR 2 A ADR 80105n105 40 798 SH SOLE 0 0 0 798 SCANA CORPORATION NEW COM 80589m102 12 252 SH SOLE 0 0 0 252 SCHLUMBERGER LTD COM 806857108 1078 12202 SH SOLE 0 0 0 12202 SEADRILL LTD F COM g7945e105 7772 172415 SH SOLE 0 0 0 172415 SEADRILL PARTNERS LLC COM Y7545W109 7 200 SH SOLE 0 0 0 200 SEALED AIR CORP NEW COM 81211k100 4 154 SH SOLE 0 0 0 154 SEATTLE GENETICS INC COM 812578102 1315 30000 SH SOLE 0 0 0 30000 SECTOR SPDR - FINANCIAL SHS BE COM 81369y605 4 226 SH SOLE 0 0 0 226 SECTOR SPDR INDL SELECT SHARES COM 81369y704 82 1758 SH SOLE 0 0 0 1758 SECTOR SPDR TR CON STPLS SHARE COM 81369y308 30 743 SH SOLE 0 0 0 743 SELECT SECTOR SPDR FUND SHS BE COM 81369y407 35 570 SH SOLE 0 0 0 570 SELECT SECTOR SPDR FUND SHS BE COM 81369y209 13 257 SH SOLE 0 0 0 257 SELECT SECTOR SPDR FUND SHS BE COM 81369y100 518 12320 SH SOLE 0 0 0 12320 SELECT SECTOR SPDR TRUST SHS B COM 81369y506 61 739 SH SOLE 0 0 0 739 SHERWIN WILLIAMS CO COM 824348106 118 647 SH SOLE 0 0 0 647 SIEMENS A G ADR F 1 ADR REP 1 ADR 826197501 1338 11100 SH SOLE 0 0 0 11100 SIMON PPTY GRP INC COM 828806109 395 2665 SH SOLE 0 0 0 2665 SINGAPORE TLCM ADR NEW F SPONS COM 82929r304 25 850 SH SOLE 0 0 0 850 SIRIUS XM RADIO INC COM 82967n108 8 2000 SH SOLE 0 0 0 2000 SIX FLAGS ENTERTAINMENT CORP COM B3001A102 29 870 SH SOLE 0 0 0 870 SLM CORP VTG COM 78442p106 4 161 SH SOLE 0 0 0 161 SMITH & WESSON HOLDING, CORP. COM 831756101 53 4850 SH SOLE 0 0 0 4850 SNAP-ON INC COM 833034101 15 153 SH SOLE 0 0 0 153 SOCIEDAD QUIMICA MINERA DE CHI ADR 833635105 122 4000 SH SOLE 0 0 0 4000 SONY CORPORATION ADR NEW COM 835699307 1 26 SH SOLE 0 0 0 26 SOUTHERN COPPER CORP COM 84265V105 1560 57260 SH SOLE 0 0 0 57260 SOUTHERN COPPER CORPORATION COM 84265v105 8 301 SH SOLE 0 0 0 301 SOUTHWESTERN ENERGY CO COM 845467109 302 8300 SH SOLE 0 0 0 8300 SPDR BARCLAYS CAPITAL HIGH YIE COM 78464a417 354 8877 SH SOLE 0 0 0 8877 SPDR DOW JONES INDL AVERAGE ET COM 78467x109 66 440 SH SOLE 0 0 0 440 SPDR GOLD TRUST SPDR GOLD SHAR COM 78463v107 2559 19964 SH SOLE 0 0 0 19964 SPDR S&P MIDCAP 400 ETFTR UNIT COM 78467y107 12 55 SH SOLE 0 0 0 55 SPDR SER TR S&P DIVIDEND ETF COM 78464a763 117 1700 SH SOLE 0 0 0 1700 SPDR SER TR S&P PHARMACEUTICAL COM 78464a722 4 57 SH SOLE 0 0 0 57 ST JUDE MED INC COM COM 790849103 89 1650 SH SOLE 0 0 0 1650 STAPLES INC COM 855030102 6 400 SH SOLE 0 0 0 400 STARBUCKS CORP COM 855244109 302 3922 SH SOLE 0 0 0 3922 STATE STREET CORP. COM 857477103 8 119 SH SOLE 0 0 0 119 STATOILHYDRO ASA SPONSORED ADR COM 85771P102 2 100 SH SOLE 0 0 0 100 STILLWATER MINING CORP COM 86074q102 9 800 SH SOLE 0 0 0 800 STRUM RUGER CO COM 864159108 31 490 SH SOLE 0 0 0 490 STUDENT TRANSPORTATION INC COM 86388a108 1622 257924 SH SOLE 0 0 0 257924 SUNEDISON INC COM 86732y109 30 3750 SH SOLE 0 0 0 3750 SYMANTEC CORP COM 871503108 144 5800 SH SOLE 0 0 0 5800 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 156 4100 SH SOLE 0 0 0 4100 SYNERON MEDICAL LTD COM M87245102 2 225 SH SOLE 0 0 0 225 SYNOVUS FINANCIAL CORP COM 87161C105 12 3636 SH SOLE 0 0 0 3636 T J X COS INC COM 872540109 7 128 SH SOLE 0 0 0 128 T ROWE PRICE GROUP INC COM 74144t108 15 204 SH SOLE 0 0 0 204 TAIWAN SEMICONDUCTOR COM 874039100 10 600 SH SOLE 0 0 0 600 TARGA RESOURCES PTNR LP LP 87611X105 9 175 SH SOLE 0 0 0 175 TARGET CORP COM COM 87612e106 496 7750 SH SOLE 0 0 0 7750 TC PIPELINES LP UNIT COM LTD P LP 87233q108 174 3566 SH SOLE 0 0 0 3566 TE CONNECTIVITY LTD COMCHF1.37 COM h84989104 6 114 SH SOLE 0 0 0 114 TECO ENERGY INC COM COM 872375100 3 200 SH SOLE 0 0 0 200 TEEKAY TANKERS LTD COM Y8565N102 1 300 SH SOLE 0 0 0 300 TELEFONICA S A SPON ADRF SPONS COM 879382208 798 51580 SH SOLE 0 0 0 51580 TELLABS INC COM 879664100 0 37 SH SOLE 0 0 0 37 TELSTRA LTD SPON ADR F 1 ADR R COM 87969n204 5 200 SH SOLE 0 0 0 200 TENNESSEE VALLEY POWER COM 880591409 3 125 SH SOLE 0 0 0 125 TEREX CORP DELA NEW COM 880779103 5 160 SH SOLE 0 0 0 160 TESCO CORP COM 88157K101 8 490 SH SOLE 0 0 0 490 TESLA MOTORS INC COM 88160r101 121 625 SH SOLE 0 0 0 625 TESORO PETROLEUM CORP COM 881609101 79 1791 SH SOLE 0 0 0 1791 TEVA PHARMACEUTICAL INDUSTRIES COM 881624209 647 17125 SH SOLE 0 0 0 17125 TEXTRON INC COM 883203101 7 244 SH SOLE 0 0 0 244 THE SOUTHERN COMPANY COM 842587107 29 700 SH SOLE 0 0 0 700 THERMO FISHER SCIENTIFICINC COM 883556102 155 1683 SH SOLE 0 0 0 1683 THORATEC CORP NEW COM 885175307 157 4200 SH SOLE 0 0 0 4200 THQ INC COM PAR$.01 COM 872443403 0 150 SH SOLE 0 0 0 150 TIM HORTONS INC COM COM 88706M103 18 308 SH SOLE 0 0 0 308 TIME WARNER CABLE COM 88732j207 23 203 SH SOLE 0 0 0 203 TIME WARNER INC NEW COM 887317303 52 788 SH SOLE 0 0 0 788 TIVO INC COM 888706108 103 8300 SH SOLE 0 0 0 8300 TORTOISE ENERGY CAPITAL COM 89147U100 74 2345 SH SOLE 0 0 0 2345 TORTOISE MLP FUND INC COM 89148b101 12 450 SH SOLE 0 0 0 450 TOTAL S.A. 1 ADR REPRESENTING ADR 89151e109 61 1051 SH SOLE 0 0 0 1051 TRANSOCEAN LTD COM h8817h100 1006 22607 SH SOLE 0 0 0 22607 TRAVELERS COMPANIES INC COM 89417e109 7 80 SH SOLE 0 0 0 80 TRIANGLE PETROLEUM NEW COM 89600b102 98 10000 SH SOLE 0 0 0 10000 TRIBUNE COMPANY CL A COM 896047503 105 1666 SH SOLE 0 0 0 1666 TRIMTABS FLOAT SHRINK COM 00768y818 9 200 SH SOLE 0 0 0 200 TRINITY INDUSTRIES INC COM 896522109 5 115 SH SOLE 0 0 0 115 TRIPADVISOR INC COM 896945201 11 142 SH SOLE 0 0 0 142 TRULIA INC COM 897888103 12 250 SH SOLE 0 0 0 250 TYCO INTERNATIONAL LTD NEW COM H89128104 5 138 SH SOLE 0 0 0 138 U C B H HOLDINGS INC XXX REGIS COM 90262t308 0 200 SH SOLE 0 0 0 200 UGI CORP HOLDING CO COM 902681105 274 7010 SH SOLE 0 0 0 7010 ULTRA PETROLEUM CORP COM 903914109 3291 160000 SH SOLE 0 0 0 160000 ULTRATECH STEPPER INC COM 904034105 13 422 SH SOLE 0 0 0 422 UMPQUA HLDGS CORP COM 904214103 27 1669 SH SOLE 0 0 0 1669 UNION PACIFIC CORP COM 907818108 1052 6775 SH SOLE 0 0 0 6775 UNITED PARCEL SVC INC CL B COM 911312106 219 2395 SH SOLE 0 0 0 2395 UNITED TECHS CORP COM COM 913017109 2331 21624 SH SOLE 0 0 0 21624 UNITEDHEALTH GROUP INC COM 91324P102 508 7100 SH SOLE 0 0 0 7100 UNIVERSAL DISPLAY CORPORATION COM 91347p105 6 200 SH SOLE 0 0 0 200 UNIVERSAL HEALTH SVCS INC CL B COM 913903100 675 9000 SH SOLE 0 0 0 9000 URANIUM ENERGY CORP. 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