0001540142-12-000013.txt : 20121030
0001540142-12-000013.hdr.sgml : 20121030
20121030130744
ACCESSION NUMBER: 0001540142-12-000013
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121030
DATE AS OF CHANGE: 20121030
EFFECTIVENESS DATE: 20121030
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SAN FRANCISCO SENTRY INVESTMENT GROUP (CA)
CENTRAL INDEX KEY: 0001540142
IRS NUMBER: 943182508
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14637
FILM NUMBER: 121168361
BUSINESS ADDRESS:
STREET 1: 100 PINE STREET
STREET 2: SUITE 2700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-229-9000
MAIL ADDRESS:
STREET 1: 100 PINE STREET
STREET 2: SUITE 2700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
13F-HR
1
Sig13F3rdQtr2012.txt
SIG13F3RDQTR2012
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
FORM 13
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 09/30/12
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
SAN FRANCISCO SENTRY INVESTMENT GROUP
100 Pine Street, Suite 2700
San Francisco, CA 94111
Form 13F File Number: 28-14637
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Richard E. Dirickson, Jr.
Title: Chairman and Secretary
Phone: (415) 229-9000
Signature, Place and Date of Signing:
/s/ Richard E. Dirickson, Jr. San Francisco, CA October 30, 2012
----------------------------- ------------------------ ------------------
[Signature] [City, State] [Date]
Report Type (Check only one):
[x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 539
Form 13F Information Table Value Total (x$1000): 295,330
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
Voting Authority
------------------
Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Title CUSIP (x$1000)Prn Amt Prn Call Dscretn Mgrs SoleSharedNone
------------------------------ --------------- -------------------- ---- ------- -----------------------
3M COMPANY COM 88579y101 518 5600 SH Sole 5600
8 X 8 INC COM 282914100 72 11000 SH Sole 11000
ABB LTD ADR F SPONSORED ADR 1 ADR 000375204 2 125 SH Sole 125
ABBOTT LABORATORIES COM 002824100 17 250 SH Sole 250
ABERCROMBIE & FITCH CO COM 002896207 78 2300 SH Sole 2300
ABERDEEN ASIA PAC INCOME FD COM 003009107 1570 201814 SH Sole 201814
ABIOMED INC COM 003654100 42 2000 SH Sole 2000
ACCESS MIDSTREAM PARTNERS L P LP 00434l109 5 150 SH Sole 150
ACE LIMITED COM h0023r105 454 6000 SH Sole 6000
ACME PACKET INC COM 004764106 10 600 SH Sole 600
ADOBE SYSTEMS INC COM 00724f101 8597 265040 SH Sole 265040
AGILENT TECHNOLOGIES INC COM 00846u101 477 12409 SH Sole 12409
AK STEEL HOLDING CORP COM 001547108 6 1200 SH Sole 1200
ALCOA INC COM 013817101 262 29582 SH Sole 29582
ALLERGAN INC COM 018490102 73 800 SH Sole 800
ALLIANCE RESOURCE PARTNERS L P COM 01877r108 69 1150 SH Sole 1150
ALLIANCEBERNSTEIN INCM COM 01881e101 7 782 SH Sole 782
ALLSCRIPTS MISYS HEALTHCARE SO COM 01988P108 124 10000 SH Sole 10000
ALPHA NATURAL RESOURCES COM 02076x102 17 2550 SH Sole 2550
ALPS TRUST ETF ALERIAN MLP COM 00162q866 100 6030 SH Sole 6030
ALTAIR NANOTECHNOLOGIES COM 021373105 0 238 SH Sole 238
ALTRIA GROUP INC COM 02209s103 376 11274 SH Sole 11274
AMAZON.COM INC COM 023135106 651 2560 SH Sole 2560
AMER EXPRESS COMPANY COM 025816109 63 1110 SH Sole 1110
AMERICAN INTERNATIONAL GROUP WT 026874156 1 49 SH Sole 49
AMERICAN INTL GROUP COM 026874784 12 370 SH Sole 370
AMERICAN STATES WATER CO HOLDI COM 029899101 9 200 SH Sole 200
AMERICAN TOWER REIT INC (HLDG COM 03027x100 503 7050 SH Sole 7050
AMERICAN VANADIUM COM 030370100 1 1200 SH Sole 1200
AMGEN INC COM COM 031162100 9483 112508 SH Sole 112508
ANADARKO PETE CORP COM 032511107 860 12300 SH Sole 12300
ANALOG DEVICES COM 032654105 3330 85000 SH Sole 85000
ANDERSON ENERGY LTD COM 033839101 0 1500 SH Sole 1500
ANNALY CAPITAL MGMT REIT COM 035710409 423 25100 SH Sole 25100
AOL TIME WARNER INC COM 00184a105 0 6 SH Sole 6
APACHE CORP COM 037411105 450 5200 SH Sole 5200
APERAM F NEW YORK REGISTERED COM 03754h104 0 5 SH Sole 5
APPLE INC COM 037833100 4239 6355 SH Sole 6355
APPLIED MATERIALS INC COM 038222105 13 1195 SH Sole 1195
AQUA AMERICA INC COM 03836w103 47 1900 SH Sole 1900
ARC RESOURCES LTD SHS COM 00208d408 211 8700 SH Sole 8700
ARCELOR MITTAL NY NEW F NEW YO COM 60684p101 10 700 SH Sole 700
ARCHER-DANIELS-MIDLAND CO COM 039483102 16 600 SH Sole 600
ARES CAPITAL CORPORATION COM 04010l103 80 4680 SH Sole 4680
ARUBA NETWORKS INC COM 043176106 7 300 SH Sole 300
AT&T INC COM 00206r102 322 8550 SH Sole 8550
ATLANTIC POWER CORP NEWF COM 04878q863 13 850 SH Sole 850
ATLAS PIPELINE PARTNERS COM 049392103 7 200 SH Sole 200
ATMEL CORP COM 049513104 2 375 SH Sole 375
ATMOS ENERGY CORP COM 049560105 9 250 SH Sole 250
AVATEX CORP COM 00765f101 2 500 SH Sole 500
B P PRUDHOE BAY RLTY TR ROYALT COM 055630107 2781 29636 SH Sole 29636
BABCOCK & WILCOX CO COM 05615f102 3 127 SH Sole 127
BAIDU INC ADR F SPONSORED ADR ADR 056752108 143 1220 SH Sole 1220
BANK OF AMERICA 7.25% NON-CUMU PFD 060505724 102 4000 SH Sole 4000
BANK OF AMERICA CORP COM 060505104 404 45704 SH Sole 45704
BANK OF AMERICA PFD PERPETUAL PFD 060505591 6 300 SH Sole 300
BARCLAYS BANK PLC ADR F SPONSO ADR 06738e204 5 350 SH Sole 350
BARCLAYS BK PLC IPATH S&P 500 COM 06740c261 8 900 SH Sole 900
BAXTER INTERNTL INC COM 071813109 297 4925 SH Sole 4925
BAYERISCHE MOTR ADR F UNSPONSO COM 072743206 13 550 SH Sole 550
BEAM INC COM 073730103 261 4533 SH Sole 4533
BERKSHIRE HATHAWAYINC DEL CL COM 084670702 71 800 SH Sole 800
BHP BILLITON LTD SPONSORED ADR ADR 088606108 288 4200 SH Sole 4200
BLACKROCK CA MUNI INCOME TR SH COM 09248e102 163 9891 SH Sole 9891
BLACKROCK HIGH YIELD TR COM 09248n102 80 10000 SH Sole 10000
BLACKROCK MUNIYLD NY INS COM 09255e102 91 6000 SH Sole 6000
BLACKSTONE GROUP LP COM UN LP 09253u108 2 150 SH Sole 150
BLKRCK MUNIHLDGS CA QLTY COM 625933106 8 500 SH Sole 500
BLKRCK MUNIYIELD CAL FD COM 09254m105 13 740 SH Sole 740
BLKRCK MUNIYIELD QLTY FD COM 092541f10 6 325 SH Sole 325
BLKRCK MUNIYIELD QUALITY COM 09254e103 17 1100 SH Sole 1100
BOARDWALK PIPELINE PARTNERS LP COM 096627104 10118 362661 SH Sole 362661
BOEING CO COM 097023105 1629 23400 SH Sole 23400
BOSTON SCIENTIFIC CORP COM 101137107 233 40617 SH Sole 40617
BP PLC SPON ADR ADR 055622104 37 875 SH Sole 875
BRISTOL-MYERS SQUIBB CO COM 110122108 404 11984 SH Sole 11984
BROADCOM CORP CALIF CL A COM 111320107 264 7650 SH Sole 7650
BROADVISION INC NEW COM 111412102 0 1 SH Sole 1
BROOKFIELD ASSET MANAGEMENT IN COM 112585104 155 4500 SH Sole 4500
BSQUARE CORP COM 11776u102 5 1500 SH Sole 1500
BUCKEYE PARTNERS UTS L P UNIT COM 118230101 7 150 SH Sole 150
BYD COMPANY LTD H SHARES COM 6536651 27 15600 SH Sole 15600
C S X CORP COM 126408103 38 1822 SH Sole 1822
C V S CAREMARK CORP COM 126650100 387 8000 SH Sole 8000
CA WATER SERVICE GROUP COM 130788102 13 700 SH Sole 700
CABOT OIL & GAS COM 127097103 10740 239200 SH Sole 239200
CALPINE CORP COM NEW COM 131347304 260 15015 SH Sole 15015
CALUMET SPECIALTY PRODUCTS PAR LP 131476103 87 2728 SH Sole 2728
CAMECO CORP COM COM 13321l108 386 19800 SH Sole 19800
CANADIAN NATURAL RES F COM 136385101 10 325 SH Sole 325
CARDINAL HEALTH INC COM 14149y108 4 100 SH Sole 100
CAREFUSION CORP COM 14170t101 1 50 SH Sole 50
CATERPILLAR INC DEL COM 149123101 27376 318183 SH Sole 318183
CELGENE CORP COM COM 151020104 1646 21541 SH Sole 21541
CENOVUS ENERGY INC COM 15135u109 45 1300 SH Sole 1300
CENTURYLINK INC COM 156700106 26 650 SH Sole 650
CF INDUSTRIES HOLDINGS COM 125269100 200 900 SH Sole 900
CHENIERE ENERGY INC COM COM 16411r208 8 500 SH Sole 500
CHESAPEAKE ENERGY CORP COM 165167107 5 250 SH Sole 250
CHEVRON CORP COM 166764100 4580 39290 SH Sole 39290
CHICAGO BRIDGE & IRON COM 167250109 332 8725 SH Sole 8725
CHINA FUND INC COM 169373107 10 444 SH Sole 444
CIGNA CORPORATION COM 125509109 61 1300 SH Sole 1300
CISCO SYSTEMS INC COM COM 17275r102 2112 110587 SH Sole 110587
CITIGROUP INC NEW COM 172967101 247 7553 SH Sole 7553
CLAYMORE EXCHANGE TRADED FD TR COM 18383m654 1 27 SH Sole 27
CLEARBRIDGE ENERGY MLP COM 184692101 55 2250 SH Sole 2250
CLIFFS NATURAL RES INC COM 18683k101 230 5875 SH Sole 5875
CLOROX COMPANY COM 189054109 108 1500 SH Sole 1500
CLOUGH GLOBAL ALLOCATION COM 18913y103 10 750 SH Sole 750
CME GROUP INC COM 12572q105 14 250 SH Sole 250
COACH INC COM 189754104 106 1900 SH Sole 1900
COCA COLA COMPANY COM 191216100 1560 41128 SH Sole 41128
COHEN & STEERS INFRASTRUCTURE COM 19248A109 6 348 SH Sole 348
COHEN & STEERS QUALITY INCOME COM 19247L106 21 2000 SH Sole 2000
COHEN & STEERS REIT PREFERRED COM 19247x100 1 85 SH Sole 85
COLGATE-PALMOLIVE CO COM 194162103 1094 10200 SH Sole 10200
COMCAST CORP NEW CL A COM 20030n101 1147 32100 SH Sole 32100
COMCAST CORPORATION NEW SPL CL COM 20030n200 38 1100 SH Sole 1100
CONCEPTUS, INC. COM 206016107 6533 321642 SH Sole 321642
CONOCOPHILLIPS COM 20825c104 1252 21891 SH Sole 21891
CONS COMMUNICATION HLDGS COM 209034107 11 650 SH Sole 650
CON-WAY INC. COM 205944101 27 1000 SH Sole 1000
CORNING INC COM 219350105 13 1000 SH Sole 1000
COSTAMARE INC COM USD0.0001 COM y1771g102 329 21400 SH Sole 21400
COSTCO WHOLESALE CORP-NEW COM 22160k105 468 4670 SH Sole 4670
CUMMINS INC COM COM 231021106 134 1450 SH Sole 1450
CVR PARTNERS LP COM 126633106 144 5492 SH Sole 5492
DANAHER CORP DEL COM 235851102 1694 30715 SH Sole 30715
DECKERS OUTDOOR CORP COM 243537107 11 300 SH Sole 300
DEERE CO COM 244199105 1188 14400 SH Sole 14400
DENDREON CORP COM 24823q107 24 5000 SH Sole 5000
DEVON ENERGY CP NEW COM 25179m103 369 6100 SH Sole 6100
DIAMOND FOODS INC COM 252603105 49 2600 SH Sole 2600
DIGERATI TECHNOLOGIES INC. COM 25375L107 2 489434 SH Sole 489434
DIGITAL GLOBE INC. COM 25389M877 51 2500 SH Sole 2500
DISNEY (WALT) CO COM STK COM 254687106 42 800 SH Sole 800
DOW CHEMICAL COMPANY COM 260543103 153 5300 SH Sole 5300
DREYFUS STRAT MUNICIPALS COM 261932107 110 11000 SH Sole 11000
DUKE ENERGY CORP NEW COM 26441c204 15 237 SH Sole 237
E M C CORPORATION MASS COM 268648102 2421 88764 SH Sole 88764
EASTMAN CHEM CO COM COM 277432100 890 15620 SH Sole 15620
EATON CORPORATION COM 278058102 17 350 SH Sole 350
EBAY INC COM 278642103 5 100 SH Sole 100
EDISON INTERNATIONAL COM 281020107 8 172 SH Sole 172
EDWARDS LIFESCIENCES CP COM 28176e108 3 30 SH Sole 30
EL PASO PIPELINE PTNR LP LP 283702108 6 150 SH Sole 150
EMERITUS CORP COM 291005106 3 150 SH Sole 150
EMERSON ELEC CO COM 291011104 1847 38260 SH Sole 38260
ENBRIDGE ENERGY PARTNERS L P COM 29250r106 29 1000 SH Sole 1000
ENCANA CORPORATION F COM 292505104 3 125 SH Sole 125
ENERGY FOCUS INC COM 29268t102 22 92200 SH Sole 92200
ENERGY TRANSFER PARTNERS UNITS COM 29273r109 60 1400 SH Sole 1400
ENERPLUS CORP SHS COM 292766102 1591 95992 SH Sole 95992
ENGILITY HOLDINGS INC SHS WH COM 29285w104 3 187 SH Sole 187
ENTERPRISE PRD PRTNRS LP COM 293792107 1309 24415 SH Sole 24415
EOG RES INC COM 26875p101 471 4200 SH Sole 4200
ESSEX PROPERTY TRUST INC COM 297178105 14 92 SH Sole 92
EXACTECH INC COM 30064e109 18 1000 SH Sole 1000
EXCO RESOURCES INC COM 269279402 4 450 SH Sole 450
EXELON CORPORATION COM 30161n101 478 13425 SH Sole 13425
EXPRESS SCRIPTS HLDG CO COM 30219g108 300 4794 SH Sole 4794
EXXON MOBIL CORPORATION COM 30231G102 681 7444 SH Sole 7444
F5 NETWORKS INC COM 315616102 105 1000 SH Sole 1000
FACEBOOK INC CLASS A COM 30303m102 79 3650 SH Sole 3650
FAMILY DOLLAR STORES INC COM 307000109 4 60 SH Sole 60
FANNIE MAE COM 313586109 0 50 SH Sole 50
FEDEX CORPORATION COM 31428x106 6135 72500 SH Sole 72500
FIRST MAJESTIC SILVER CORP COM 32076v103 398 17170 SH Sole 17170
FIRST SOLAR INC COM 336433107 1 25 SH Sole 25
FIRST TR EXCHANGE TRADED FD II COM 33734x176 3 126 SH Sole 126
FIRST TR ISE GLOBAL WIND ENERG COM 33736g106 2 339 SH Sole 339
FIRST TRUST ETF DOW JONES INTE COM 33733e302 119 3129 SH Sole 3129
FIRST TRUST ISE CLOUD COMPUTIN COM 33734x192 63 3170 SH Sole 3170
FIVE STAR QUALITY CARE INC COM 33832d106 22 4360 SH Sole 4360
FMC CORP COM NEW COM 302491303 543 9800 SH Sole 9800
FORD MOTOR COMPANY NEW COM 345370860 93 9464 SH Sole 9464
FORTUNE BRANDS HM & SEC COM 34964c106 20 733 SH Sole 733
FRACTIONAL KINDER MORGAN MGMT COM eke55u103 0 228794 SH Sole 228794
FRANCE TELECOM SPONSORED ADR COM 35177q105 35 2900 SH Sole 2900
FRANKLIN TEMPLETON LTD DURATIO COM 357472t10 3 192 SH Sole 192
FREEPRT-MCMRAN CPR & GLD COM 35671d857 995 25150 SH Sole 25150
FRONTIER COMMUNICATIONS COM 35906a108 43 8842 SH Sole 8842
GABELLI UTIL 5.625% PFD 5.625% PFD 36240a200 9 350 SH Sole 350
GAMCO GLOBAL GOLD NATRES & INC COM 36465a109 12 845 SH Sole 845
GASTAR EXPLORATION LTD PFD 36729P207 564 28432 SH Sole 28432
GENERAL ELECTRIC COM 369604103 516 22706 SH Sole 22706
GENERAL MILLS COM 370334104 327 8200 SH Sole 8200
GENERAL MOTORS COMPANY COM 37045v100 6 250 SH Sole 250
GEOEYE INC COM 37250w108 40 1500 SH Sole 1500
GEVO INC COM 374396109 10 4750 SH Sole 4750
GILEAD SCIENCES INC COM COM 375558103 10 150 SH Sole 150
GLOBAL X FDS CHINA CONS ETF COM 37950e408 10 782 SH Sole 782
GLOBALSCAPE INC COM 37940g109 885 419637 SH Sole 419637
GLOBE SPECIALTY METALS INC COM 37954n206 250 16400 SH Sole 16400
GLOWPOINT INC NEW COM 379887102 21 10000 SH Sole 10000
GMX RESOURCES INC COM 38011m108 2 2950 SH Sole 2950
GOLDMAN SACHS SER D PFD DEP SH PFD 38144g804 51 2425 SH Sole 2425
GOOGLE INC CL A COM 38259p508 3949 5234 SH Sole 5234
GRANITE CONSTRUCTION CO COM 387328107 3877 135000 SH Sole 135000
GUGGENHEIM CHINA SMALL CAP ETF COM 18383q853 9 471 SH Sole 471
GUGGENHEIM S&P 500 EQUAL WEIGH COM 78355w106 6 113 SH Sole 113
GUIDE EXPL LTD COM COM 40170p302 1 500 SH Sole 500
HALCON RESOURCES CORPORATION C COM 40537q209 31 4180 SH Sole 4180
HALLIBURTON CO HLDG CO COM 406216101 1349 40030 SH Sole 40030
HARRIS CORP-DEL COM 413875105 44 850 SH Sole 850
HEALTH CARE REIT INC REIT COM 42217k106 242 4188 SH Sole 4188
HELMERICH & PAYNE INC COM 423452101 124 2600 SH Sole 2600
HENNES & MAURITZ AB ORDF STOCK COM W41422101 10 300 SH Sole 300
HEWLETT-PACKARD COMPANY COM 428236103 120 7032 SH Sole 7032
HOME DEPOT INC COM 437076102 1730 28650 SH Sole 28650
HOME LOAN SERVICING SOLUTIONS COM G6648D109 11 650 SH Sole 650
HONEYWELL INTL INC DEL COM 438516106 376 6300 SH Sole 6300
HYUNDAI MOTOR CO UK LISTED COM h001309 351 11000 SH Sole 11000
ILLINOIS TOOL WORKS INC COM 452308109 833 14000 SH Sole 14000
IMMUNOGEN INC COM 45253h101 2920 200150 SH Sole 200150
IMPERIAL INDUSTRIES COM 452848401 0 1000 SH Sole 1000
INTEL CORP COM 458140100 1312 57933 SH Sole 57933
INTERNATIONAL PAPER CO COM 460146103 36 1000 SH Sole 1000
INTL BUSINESS MACHINES CORP I COM 459200101 2870 13835 SH Sole 13835
IROBOT CORP COM 462726100 23 1000 SH Sole 1000
IRONSTONE GROUP INC NEW COM 463228205 0 60 SH Sole 60
ISHARES BARCLAYS 3-7 YEAR TREA COM 464288661 33 263 SH Sole 263
ISHARES DJ SELECT DIV FD SELEC COM 464287168 9 150 SH Sole 150
ISHARES FTSE CHINA 25 FTSE CHI COM 464287184 35 1017 SH Sole 1017
ISHARES FTSE NAREIT MTG PLUS C COM 464288539 681 45323 SH Sole 45323
ISHARES GSCI COMMODITY INDEX T COM 46428r107 91 2690 SH Sole 2690
ISHARES IBOXX $ HIGH YIELD COR COM 464288513 77 830 SH Sole 830
ISHARES INC MSCI AUSTRALIA IND COM 464286103 284 11926 SH Sole 11926
ISHARES INC MSCI MALAYSIA FREE COM 464286830 52 3550 SH Sole 3550
ISHARES INC MSCI SWEDENINDEX F COM 464286756 45 1603 SH Sole 1603
ISHARES MSCI ACWI EX US INDEX COM 464288240 6 148 SH Sole 148
ISHARES MSCI CDA INDX FD COM 464286509 476 16715 SH Sole 16715
ISHARES MSCI EMRG MKT FD EMERG COM 464287234 264 6380 SH Sole 6380
ISHARES MSCI EMU INDX FD MSCI COM 464286608 207 6881 SH Sole 6881
ISHARES MSCI GRMNY IDX GERMANY COM 464286806 35 1550 SH Sole 1550
ISHARES MSCI MEXICO INVESTABLE COM 464286822 45 687 SH Sole 687
ISHARES MSCI PACIFIC EX-JAP COM 464286665 315 7070 SH Sole 7070
ISHARES MSCI SOUTH KOREAINDEX COM 464286772 255 4315 SH Sole 4315
ISHARES NASDAQ BIOTECHNOLOGY I COM 464287556 629 4410 SH Sole 4410
ISHARES S&P EMERGING MARKETS I COM 464288216 6 196 SH Sole 196
ISHARES S&P GLOBAL S&P GLOBAL COM 464288224 4 593 SH Sole 593
ISHARES S&P NORTH AMERICAN TEC COM 464287549 365 5276 SH Sole 5276
ISHARES S&P NORTH AMERICANTECH COM 464287531 76 2790 SH Sole 2790
ISHARES SILVER TRUST INDEX FUN COM 46428q109 1150 34341 SH Sole 34341
ISHARES TR BARCLAYS TREAS INFL COM 464287176 141 1159 SH Sole 1159
ISHARES TR DJ US ENERGY US ENE COM 464287796 3 70 SH Sole 70
ISHARES TR DOW JONES US OIL EQ COM 464288844 14 270 SH Sole 270
ISHARES TR DOW JONES USMEDICAL COM 464288810 568 8265 SH Sole 8265
ISHARES TR HIGH DIVID EQUITY F COM 46429b663 3 55 SH Sole 55
ISHARES TR JPMORGAN USD EMERGI COM 464288281 2 18 SH Sole 18
ISHARES TR MSCI EAFE FD MSCI E COM 464287465 16 293 SH Sole 293
ISHARES TR RUSSELL MICROCAP IN COM 464288869 106 2000 SH Sole 2000
ISHARES TR RUSSELL MIDCAP GROW COM 464287481 227 3648 SH Sole 3648
ISHARES TR RUSSELL MIDCAP VALU COM 464287473 193 3958 SH Sole 3958
ISHARES TR S&P GLOBALINFO TECH COM 464287291 45 650 SH Sole 650
ISHARES TR S&P U S PFD STK IND COM 464288687 119 2973 SH Sole 2973
ISHARES TRUST BARCLAYS 1-3 YEA COM 464287457 155 1837 SH Sole 1837
ISHARES TRUST BARCLAYS 20+YEAR COM 464287432 5551 44686 SH Sole 44686
ISHARES TRUST BARCLAYS BARCLAY COM 464288588 6 59 SH Sole 59
ISHARES TRUST BARCLAYS U S AGG COM 464287226 9 77 SH Sole 77
ISHARES TRUST DOW JONES DOW JO COM 464287721 49 640 SH Sole 640
ISHARES TRUST DOW JONES US REA COM 464287739 2 36 SH Sole 36
ISHARES TRUST IBOXX $ INVESTOP COM 464287242 356 2920 SH Sole 2920
ISHARES TRUST RUSSELL 1000 GRO COM 464287614 35 530 SH Sole 530
ISHARES TRUST RUSSELL 2000 GRO COM 464287648 440 4598 SH Sole 4598
ISHARES TRUST RUSSELL 2000 IND COM 464287655 67 800 SH Sole 800
ISHARES TRUST S&P 500 S&P 500 COM 464287200 1311 9081 SH Sole 9081
ISHARES TRUST S&P GLOBAL ENERG COM 464287341 29 750 SH Sole 750
ISHARES TRUST S&P GLOBAL HEALT COM 464287325 108 1690 SH Sole 1690
ISHARES TRUST S&P NATL AMT FRE COM 464288414 11 100 SH Sole 100
ISIS PHARMACEUTICALS INC COM 464330109 563 40000 SH Sole 40000
JACOBS ENGINEERING COM 469814107 40 1000 SH Sole 1000
JOHNSON AND JOHNSON COM COM 478160104 1287 18678 SH Sole 18678
JP MORGAN CAP X 7.00%32 TR PFD PFD 46623d200 4 158 SH Sole 158
JPMORGAN CHASE & CO COM 46625h100 1406 34735 SH Sole 34735
JUNIPER NETWORKS INC COM 48203r104 86 5000 SH Sole 5000
KANSAS CITY SOUTHERN COM 485170302 121 1600 SH Sole 1600
KAYNE ANDERSON ENERGY FD TOTAL COM 48660p104 3 100 SH Sole 100
KERYX BIOPHARMACEUTICAL COM 492515101 13 4700 SH Sole 4700
KIMBERLY-CLARK CORP COM 494368103 343 4000 SH Sole 4000
KINDER MORGAN ENERGY PARTNERS COM 494550106 882 10690 SH Sole 10690
KINDER MORGAN MGMT LLCSHS COM 49455u100 293 3829 SH Sole 3829
KOHLS CORP WISC PV 1CT COM 500255104 654 12775 SH Sole 12775
KONE CORPORATION NPV SHS B COM b09m9d2 62 900 SH Sole 900
KRAFT FOODS INC VA CL A COM 50075n104 249 6012 SH Sole 6012
KRATOS DEFENSE & SEC SOLUTIONS COM 50077b207 4 600 SH Sole 600
L-3 COMMNCTNS HLDGS COM 502424104 81 1130 SH Sole 1130
LAS VEGAS SANDS CORP COM 517834107 13 275 SH Sole 275
LEGGETT & PLATT INC COM 524660107 50 2000 SH Sole 2000
LENOVO GROUP LTD SPONSORED ADR COM 526250105 91 5500 SH Sole 5500
LIGAND PHARMACEUTICALS COM 53220k207 6 333 SH Sole 333
LILLY ELI & COMPANY COM 532457108 16395 345816 SH Sole 345816
LINN ENERGY COM 536020100 50 1220 SH Sole 1220
LOCATEPLUS HOLDINGS XXX REGIST COM 539570408 0 20 SH Sole 20
LOCKHEED MARTIN CORP COM 539830109 280 3000 SH Sole 3000
LOWES COMPANIES INC COM 548661107 510 16868 SH Sole 16868
LVMH MOET HENNESSY EUR0.30 COM 4061412 180 1200 SH Sole 1200
MAGELLAN MIDSTREAM PARTNERS LP COM 559080106 986 11270 SH Sole 11270
MAGNUM HUNTER RES 13WTS WARRAN COM 55973b995 0 15 SH Sole 15
MAGNUM HUNTER RES CORP WT EXP COM 55973g119 0 100 SH Sole 100
MAGNUM HUNTER RESOURCES COM 55972f203 5 1150 SH Sole 1150
MAGNUM HUNTER RESOURCES CORPOR PFD 55973B300 9 200 SH Sole 200
MAKO SURGICAL CORP COM 560879108 13 750 SH Sole 750
MANAGED HIGH YIELD PLUS FUND I COM 561911108 179 81161 SH Sole 81161
MANULIFE FINANCIAL CORP COM 56501r106 7 600 SH Sole 600
MARATHON OIL CORP COM 565849106 290 9800 SH Sole 9800
MARATHON PETE CORP COM 56585a102 5 100 SH Sole 100
MARKET VECTORS ETF TR AGRIBUSI COM 57060u605 12 236 SH Sole 236
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MARRIOT INTERNATIONAL INC COM fhb903208 0 41261 SH Sole 41261
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MCKESSON CORPORATION COM COM 58155q103 33 387 SH Sole 387
MDU RESOURCES GRP INC COM 552690109 446 20230 SH Sole 20230
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MELA SCIENCES INC. COM 285192100 10 3000 SH Sole 3000
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METLIFE INC A PERP PFD SERIES PFD 59156r504 7 300 SH Sole 300
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MOMENTA PHARMACEUTICALS INC COM 60877t100 29 2000 SH Sole 2000
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OWENS & MINOR INC HOLDING CO COM 690732102 90 3000 SH Sole 3000
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PAC GAS & ELEC 5.50% PFD CM 1S PFD 694308305 8 300 SH Sole 300
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PEETS COFFEE & TEA INC COM 705560100 9 120 SH Sole 120
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PEOPLES UTD FINL INC COM 712704105 243 20000 SH Sole 20000
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PROGRESS SOFTWARE CORP. COM 743312100 1283 60000 SH Sole 60000
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RANGE RESOURCES CORP COM 75281a109 3493 50000 SH Sole 50000
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