0001540142-12-000003.txt : 20120202
0001540142-12-000003.hdr.sgml : 20120202
20120202124229
ACCESSION NUMBER: 0001540142-12-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120202
DATE AS OF CHANGE: 20120202
EFFECTIVENESS DATE: 20120202
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SAN FRANCISCO SENTRY INVESTMENT GROUP (CA)
CENTRAL INDEX KEY: 0001540142
IRS NUMBER: 943182508
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14637
FILM NUMBER: 12565189
BUSINESS ADDRESS:
STREET 1: 100 PINE STREET
STREET 2: SUITE 2700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-229-9000
MAIL ADDRESS:
STREET 1: 100 PINE STREET
STREET 2: SUITE 2700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
13F-HR
1
Sig13F4thQtr2011.txt
SIG 13F4THQTR 2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
FORM 13
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 12/31/11
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
SAN FRANCISCO SENTRY INVESTMENT GROUP
100 Pine Street, Suite 2700
San Francisco, CA 94111
Form 13F File Number: 28-
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Richard E. Dirickson, Jr.
Title: Chairman and Secretary
Phone: (415) 229-9000
Signature, Place and Date of Signing:
/s/ Richard E. Dirickson, Jr. San Francisco, CA FEBRUARY 2, 2012
----------------------------- ------------------------ ------------------
[Signature] [City, State] [Date]
Report Type (Check only one):
[x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 506
Form 13F Information Table Value Total (x$1000): 262,597
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ABB LTD ADR F SPONSORED ADR 1 ADR 000375204 2 125 SH Sole 125
BAIDU INC ADR F SPONSORED ADR ADR 056752108 133 1140 SH Sole 1140
BHP BILLITON LTD SPONSORED ADR ADR 088606108 297 4200 SH Sole 4200
BP PLC ADR F SPONSORED ADR 1 A ADR 055622104 311 7275 SH Sole 7275
CHORUS LTD ADR EACH REP 5 ORD ADR 17040V107 10 800 SH Sole 800
MELCO CROWN ENTMT ADR F SPONSO ADR 585464100 4 400 SH Sole 400
NATIONAL GRID PLC ADR F SPONSO ADR 636274300 95 1955 SH Sole 1955
NESTLE S A REG B ADR F 1 ADR R ADR 641069406 375 6500 SH Sole 6500
NOKIA CORP SPON ADR F 1 ADR RE ADR 654902204 5 1000 SH Sole 1000
NOVARTIS A G SPON ADR F SPONSO ADR 66987v109 563 9850 SH Sole 9850
NOVO NORDISK A/S-ADR RPSTG 1/2 ADR 670100205 138 1200 SH Sole 1200
RECKITT BENCKISER ADR F UNSPON ADR 756255105 6 650 SH Sole 650
RIO TINTO PLC SPON ADR F SPONS ADR 204412209 126 2570 SH Sole 2570
ROCHE HLDG LTD SPON ADRF 1 ADR ADR 771195104 2885 67800 SH Sole 67800
ROYAL DUTCH SHELL A ADRF SPONS ADR 780259206 73 1000 SH Sole 1000
SIEMENS A G ADR F 1 ADR REP 1 ADR 826197501 1061 11100 SH Sole 11100
SOCIEDAD QUIMICA MINERA DE CHI ADR 833635105 215 4000 SH Sole 4000
TELECOM CORP OF NEW ZEALAND LT ADR 879278208 32 4000 SH Sole 4000
TOTAL S A ADR F 1 ADR REP 1 OR ADR 89151e109 41 800 SH Sole 800
VALE SA ADR F SPONSORED ADR 1 ADR 91912e105 287 13400 SH Sole 13400
NUVEEN CALIFORNIA MUNICIPAL VA ADR 67062c107 164 17200 SH Sole 17200
NUVEEN QUALITY MUNCIPAL FUND I ADR 67062n103 15 1000 SH Sole 1000
ABERDEEN ASIA PAC INCOME FD COM 003009107 1589 216834 SH Sole 216834
BLACKROCK CA MUNI INCOME TRUST COM 09248e102 146 9891 SH Sole 9891
BLACKROCK MUNIYLD NY INS COM 09255e102 84 6000 SH Sole 6000
DREYFUS STRAT MUNICIPALS COM 261932107 147 16500 SH Sole 16500
EATON VANCE SHORT DURATION DIV COM 27828v104 39 2400 SH Sole 2400
MANAGED HIGH YIELD PLUS FUND I COM 561911108 182 85503 SH Sole 85503
PIMCO CORPORATE & INCOME OPPOR COM 72201b101 846 48700 SH Sole 48700
PIMCO CORPORATE & INCOME STRAT COM 72200u100 687 43100 SH Sole 43100
PIMCO HIGH INCOME FUND COM 722014107 193 16091 SH Sole 16091
PRUDENTIAL HIGH YIELD FUND INC COM 74440y108 89 16640 SH Sole 16640
3M COMPANY COM 88579y101 458 5600 SH Sole 5600
8 X 8 INC COM 282914100 35 11000 SH Sole 11000
A T & T INC NEW COM 00206r102 189 6250 SH Sole 6250
A V I BIOPHARMA INC COM 002346104 1 750 SH Sole 750
ABBOTT LABORATORIES COM 002824100 70 1250 SH Sole 1250
ABERCROMBIE & FITCH CO COM 002896207 112 2300 SH Sole 2300
ACE LIMITED COM h0023r105 421 6000 SH Sole 6000
ACTIVISION BLIZZARD INC COM 00507v109 99 8000 SH Sole 8000
ADOBE SYSTEMS INC COM 00724f101 8058 285040 SH Sole 285040
AGILENT TECHNOLOGIES INC COM 00846u101 419 12009 SH Sole 12009
AK STEEL HOLDING CORP COM 001547108 8 1000 SH Sole 1000
ALCOA INC COM 013817101 347 40082 SH Sole 40082
ALLERGAN INC COM 018490102 70 800 SH Sole 800
ALLIANCE RESOURCE PARTNERS L P COM 01877r108 68 900 SH Sole 900
ALLIANCEBERNSTEIN INCM COM 01881e101 6 782 SH Sole 782
ALLSCRIPTS MISYS HEALTHCARE SO COM 01988P108 189 10000 SH Sole 10000
ALPS TRUST ETF ALERIAN MLP COM 00162q866 19 1150 SH Sole 1150
ALTAIR NANOTECHNOLOGIES COM 021373105 67 100761 SH Sole 100761
ALTRIA GROUP INC COM 02209s103 397 13374 SH Sole 13374
AMAZON COM INC COM 023135106 351 2030 SH Sole 2030
AMERICAN EXPRESS COMPANY COM 025816109 52 1110 SH Sole 1110
AMERICAN INTL GROUP COM 026874784 2 75 SH Sole 75
AMERICAN STATES WATER CO HOLDI COM 029899101 7 200 SH Sole 200
AMERICAN TOWER REIT INC (HLDG COM 03027x100 116 1930 SH Sole 1930
AMERICAN VANADIUM CORP COM 030370100 1 1200 SH Sole 1200
AMGEN INCORPORATED COM 031162100 7232 112633 SH Sole 112633
AMR CORP DEL COM 001765106 4 12658 SH Sole 12658
ANADARKO PETROLEUM CORP COM 032511107 730 9570 SH Sole 9570
ANALOG DEVICES COM 032654105 3041 85000 SH Sole 85000
ANDERSON ENERGY LTD COM 033839101 1 1500 SH Sole 1500
ANNALY CAPITAL MGMT REIT COM 035710409 155 9700 SH Sole 9700
AOL TIME WARNER INC COM 00184a105 0 6 SH Sole 6
APACHE CORP COM 037411105 471 5200 SH Sole 5200
APERAM F NEW YORK REGISTERED COM 03754h104 0 5 SH Sole 5
APPLE INC COM 037833100 2353 5809 SH Sole 5809
APPLIED MATERIALS INC COM 038222105 13 1195 SH Sole 1195
AQUA AMERICA INC COM 03836w103 42 1900 SH Sole 1900
ARC RESOURCES LTD COM 00208d408 213 8700 SH Sole 8700
ARCELOR MITTAL NY NEW F NEW YO COM 60684p101 5 250 SH Sole 250
ARCHER-DANIELS-MIDLND CO COM 039483102 6 200 SH Sole 200
ARES CAPITAL CORP COM 04010l103 72 4680 SH Sole 4680
ARUBA NETWORKS INC COM 043176106 4 200 SH Sole 200
ATLANTIC POWER CORP NEWF COM 04878q863 8 550 SH Sole 550
ATMEL CORP COM 049513104 3 375 SH Sole 375
ATMOS ENERGY CORP COM 049560105 8 250 SH Sole 250
ATP OIL & GAS CORP. COM 00208j108 22 3000 SH Sole 3000
AUTODESK INC COM 052769106 5 150 SH Sole 150
AVATEX CORP COM 00765f101 2 500 SH Sole 500
B P PRUDHOE BAY RLTY TR ROYALT COM 055630107 2164 18987 SH Sole 18987
BABCOCK & WILCOX CO COM 05615f102 3 127 SH Sole 127
BANK OF AMERICA CORP COM 060505104 238 42730 SH Sole 42730
BANNER CORPORATION NEW COM 06652v109 2 107 SH Sole 107
BAXTER INTERNTL INC COM 071813109 254 5125 SH Sole 5125
BEAM INC COM 073730103 217 4233 SH Sole 4233
BERKSHIRE HATHAWAY B NEW CLASS COM 084670702 80 1050 SH Sole 1050
BIOMARIN PHARMACEUTICAL INC COM 09061g101 7 200 SH Sole 200
BLACKROCK HIGH YIELD TRUST COM 09248n102 67 10000 SH Sole 10000
BLKRCK MUNIHLDGS CA QLTY COM 625933106 7 500 SH Sole 500
BLKRCK MUNIYIELD CAL FD COM 09254m105 11 740 SH Sole 740
BLKRCK MUNIYIELD QLTY FD COM 092541f10 10 650 SH Sole 650
BLKRCK MUNIYIELD QUALITY COM 09254e103 16 1100 SH Sole 1100
BOARDWALK PIPELINE PARTNERS LP COM 096627104 9127 329861 SH Sole 329861
BOEING CO COM 097023105 1643 22400 SH Sole 22400
BOSTON SCIENTIFIC CORP COM 101137107 222 41627 SH Sole 41627
BRISTOL-MYERS SQUIBB CO COM 110122108 496 14084 SH Sole 14084
BROADCOM CORP CL A COM 111320107 46 1550 SH Sole 1550
BROOKFIELD ASSET MANAGEMENT IN COM 112585104 124 4500 SH Sole 4500
BSQUARE CORP COM 11776u102 5 1500 SH Sole 1500
BUCKEYE PARTNERS UTS L P UNIT COM 118230101 3 50 SH Sole 50
C S X CORP COM 126408103 25 1200 SH Sole 1200
C V S CAREMARK CORP COM 126650100 326 8000 SH Sole 8000
CABOT OIL & GAS CORP COM 127097103 9078 119600 SH Sole 119600
CAL WATER SVCS GRP COM 130788102 13 700 SH Sole 700
CALAMOS ASSET MGMT INC COM 12811R104 3 200 SH Sole 200
CAMECO CORP COM COM 13321l108 224 12400 SH Sole 12400
CANADIAN NATURAL RES F COM 136385101 8 225 SH Sole 225
CARDINAL HEALTH INC COM 14149y108 256 6300 SH Sole 6300
CAREFUSION CORP COM 14170t101 1 50 SH Sole 50
CATERPILLAR INC COM 149123101 28787 317733 SH Sole 317733
CELGENE CORP COM COM 151020104 1507 22291 SH Sole 22291
CENOVUS ENERGY INC COM 15135u109 43 1300 SH Sole 1300
CENTURYLINK INC COM 156700106 11 300 SH Sole 300
CF INDUSTRIES HOLDINGS INC COM 125269100 130 900 SH Sole 900
CHEVRON CORPORATION COM 166764100 4205 39524 SH Sole 39524
CIGNA CORPORATION COM 125509109 55 1300 SH Sole 1300
CISCO SYSTEMS INC COM 17275r102 2029 112236 SH Sole 112236
CITIGROUP INC NEW COM 172967101 174 6627 SH Sole 6627
CLEARBRIDGE ENERGY MLP COM 184692101 100 4450 SH Sole 4450
CLOROX COMPANY COM 189054109 300 4500 SH Sole 4500
CLOUGH GLOBAL ALLOCATION COM 18913y103 13 1000 SH Sole 1000
CME GROUP INC COM 12572q105 12 50 SH Sole 50
COACH INC COM 189754104 116 1900 SH Sole 1900
COCA COLA COMPANY COM 191216100 1470 21011 SH Sole 21011
COHEN & STEERS QUALITY INCOME COM 19247L106 27 3140 SH Sole 3140
COHEN & STEERS REIT PREFERRED COM 19247x100 1 85 SH Sole 85
COLGATE-PALMOLIVE CO COM 194162103 998 10800 SH Sole 10800
COMCAST CORP NEW COM 20030n200 26 1100 SH Sole 1100
COMCAST CORP NEW CL A COM 20030n101 628 26500 SH Sole 26500
COMPASS MINERALS INTL INC COM 20451n101 262 3800 SH Sole 3800
COMSTOCK RESOURCES INC NEW COM 205768203 306 20000 SH Sole 20000
CON-WAY INC. COM 205944101 29 1000 SH Sole 1000
CONCEPTUS, INC. COM 206016107 3838 303642 SH Sole 303642
CONOCOPHILLIPS COM 20825c104 1595 21891 SH Sole 21891
CONS COMMUNICATION HLDGS COM 209034107 10 550 SH Sole 550
CORNING INC COM 219350105 686 52855 SH Sole 52855
COSTCO WHSL CORP NEW COM 22160k105 283 3400 SH Sole 3400
CREE INC COM 225447101 11 500 SH Sole 500
CUMMINS INC COM 231021106 35 400 SH Sole 400
DANAHER CORP DEL COM 235851102 1342 28520 SH Sole 28520
DEERE & CO COM 244199105 1021 13200 SH Sole 13200
DEVON ENERGY CORP COM 25179m103 372 6000 SH Sole 6000
DISNEY WALT CO COM 254687106 37 1000 SH Sole 1000
DOW CHEMICAL COMPANY COM 260543103 124 4300 SH Sole 4300
DU PONT E I DE NEMOUR&CO COM 263534109 179 3900 SH Sole 3900
DUKE ENERGY CORP NEW COM 26441c105 47 2125 SH Sole 2125
E M C CORP MASS COM 268648102 1568 72774 SH Sole 72774
EASTMAN CHEM CO COM COM 277432100 500 12800 SH Sole 12800
EBAY INC COM 278642103 3 100 SH Sole 100
EDISON INTERNATIONAL COM 281020107 7 172 SH Sole 172
EDWARDS LIFESCIENCES CP COM 28176e108 2 30 SH Sole 30
ELAN CORP PLC SPON ADR F SPONS COM 284131208 5 350 SH Sole 350
EMERITUS CORP COM 291005106 21 1180 SH Sole 1180
EMERSON ELEC CO COM 291011104 1714 36790 SH Sole 36790
ENBRIDGE ENERGY PARTNERSLP COM 29250r106 33 1000 SH Sole 1000
ENCANA CORP COM 292505104 7 400 SH Sole 400
ENERGY FOCUS INC COM 29268t102 68 340000 SH Sole 340000
ENERPLUS CORP F COM 292766102 1911 75474 SH Sole 75474
ENTERPRISE PRD PRTNRS LP COM 293792107 1156 24915 SH Sole 24915
ENZON INC COM 293904108 134 20000 SH Sole 20000
EOG RESOURCES INC COM 26875p101 502 5100 SH Sole 5100
ESSEX PROPERTY TRUST COM 297178105 13 92 SH Sole 92
EXACTECH INC COM 30064e109 16 1000 SH Sole 1000
EXELON CORPORATION COM 30161n101 579 13350 SH Sole 13350
EXPRESS SCRIPTS INC COM COM 302182100 130 2900 SH Sole 2900
EXXON MOBIL CORPORATION COM 30231g102 631 7444 SH Sole 7444
F5 NETWORKS INC COM 315616102 106 1000 SH Sole 1000
FAMILY DOLLAR STORES INC COM 307000109 3 60 SH Sole 60
FANNIE MAE COM 313586109 0 50 SH Sole 50
FEDEX CORPORATION COM 31428x106 6054 72500 SH Sole 72500
FIRST MAJESTIC SILVER CORP COM 32076v103 292 17320 SH Sole 17320
FIRST SOLAR INC COM 336433107 1 25 SH Sole 25
FIRST TRUST ISE CLOUD COMPUTIN COM 33734x192 17 970 SH Sole 970
FIVE STAR QUALITY CARE INC COM 33832d106 13 4360 SH Sole 4360
FMC CORP COM NEW COM 302491303 404 4700 SH Sole 4700
FORD MOTOR COMPANY NEW COM 345370860 119 11014 SH Sole 11014
FORTUNE BRANDS HM & SEC COM 34964c106 72 4233 SH Sole 4233
FRACTIONAL KINDER MORGAN MGMT COM eke55u103 0 70504 SH Sole 70504
FRANKLIN TEMPLETON LTD DURATIO COM 357472t10 3 192 SH Sole 192
FREEPORT MCMORAN COPPER COM 35671d857 753 20475 SH Sole 20475
FRONTIER COMMUNICATIONS COM 35906a108 15 2965 SH Sole 2965
GENERAL ELECTRIC COMPANY COM 369604103 433 24202 SH Sole 24202
GENERAL MILLS INC COM 370334104 331 8200 SH Sole 8200
GILEAD SCIENCES INC COM 375558103 6 150 SH Sole 150
GLOBALSCAPE INC COM 37940g109 647 407214 SH Sole 407214
GLOBE SPECIALTY METALS INC COM 37954n206 220 16400 SH Sole 16400
GMX RESOURCES INC COM 38011m108 2 1950 SH Sole 1950
GOLDMAN SACHS GROUP INC COM 38141g104 5 50 SH Sole 50
GOOGLE INC CLASS A COM 38259p508 3070 4753 SH Sole 4753
GRANITE CONSTRUCTION CO COM 387328107 3202 135000 SH Sole 135000
GUIDE EXPL LTD CL A COM 40170p104 2 500 SH Sole 500
HALLIBURTON CO HLDG CO COM 406216101 954 27630 SH Sole 27630
HANSEN NATURAL CORP. COM 411310105 129 1400 SH Sole 1400
HARRIS CORP-DEL COM 413875105 31 850 SH Sole 850
HEALTH CARE REIT INC REIT COM 42217k106 168 3082 SH Sole 3082
HELMERICH & PAYNE INC COM 423452101 152 2600 SH Sole 2600
HEWLETT-PACKARD COMPANY COM 428236103 229 8907 SH Sole 8907
HOME DEPOT INC COM 437076102 1010 24020 SH Sole 24020
HONEYWELL INTERNATIONAL COM 438516106 424 7800 SH Sole 7800
HUGOTON ROYALTY TRUST TEXAS UN COM 444717102 9 500 SH Sole 500
HYUNDAI MOTOR CO UK LISTED COM h001309 297 11000 SH Sole 11000
ILLINOIS TOOL WORKS INC COM 452308109 654 14000 SH Sole 14000
IMMUNOGEN INC COM 45253h101 2318 200150 SH Sole 200150
IMPERIAL INDUSTRIES COM 452848401 0 1000 SH Sole 1000
INTEL CORP COM 458140100 1509 62233 SH Sole 62233
INTL BUSINESS MACHINES COM 459200101 2544 13835 SH Sole 13835
IRONSTONE GROUP INC NEW COM 463228205 0 60 SH Sole 60
ISHARES MSCI GRMNY IDX GERMANY COM 464286806 17 875 SH Sole 875
ISHARES TR RUSSELL 2000 RUSSEL COM 464287630 8 115 SH Sole 115
ISIS PHARMACEUTICALS INC COM 464330109 288 40000 SH Sole 40000
IVANHOE MINES LTD F COM 46579N103 2 125 SH Sole 125
JACOBS ENGINEERING COM 469814107 41 1000 SH Sole 1000
JOHNSON & JOHNSON COM 478160104 1261 19223 SH Sole 19223
JPMORGAN CHASE & CO COM 46625H100 1040 31285 SH Sole 31285
JUNIPER NETWORKS INC COM 48203r104 645 31600 SH Sole 31600
KANSAS CITY SOUTHERN COM 485170302 109 1600 SH Sole 1600
KERYX BIOPHARMACEUTICAL COM 492515101 12 4700 SH Sole 4700
KIMBERLY-CLARK CORP COM 494368103 294 4000 SH Sole 4000
KINDER MORGAN ENERGY LP UNIT L COM 494550106 925 10890 SH Sole 10890
KINDER MORGAN MGMT LLCSHS COM 49455u100 287 3658 SH Sole 3658
KOHLS CORP WISC PV 1CT COM 500255104 808 16375 SH Sole 16375
KONE CORPORATION NPV SHS B COM b09m9d2 47 900 SH Sole 900
KRAFT FOODS INC COM 50075n104 225 6012 SH Sole 6012
KRATOS DEFENSE & SEC SOLUTIONS COM 50077b207 4 600 SH Sole 600
L-3 COMMNCTNS HLDGS COM 502424104 75 1130 SH Sole 1130
LEGGETT & PLATT INC COM 524660107 46 2000 SH Sole 2000
LIGAND PHARMACEUTICALS COM 53220k207 4 333 SH Sole 333
LILLY ELI & COMPANY COM 532457108 14376 345909 SH Sole 345909
LINN ENERGY COM 536020100 42 1100 SH Sole 1100
LMS MEDICAL SYSTEMS COM 502089105 1 500000 SH Sole 500000
LOCATEPLUS HOLDINGS COM 539570408 0 20 SH Sole 20
LOCKHEED MARTIN CORP COM 539830109 243 3000 SH Sole 3000
LOWES COMPANIES INC COM 548661107 428 16868 SH Sole 16868
LUXOTTICA GRP SPA ADR F 1 ADR COM 55068r202 2 75 SH Sole 75
LVMH MOET HENNESSY EUR0.30 COM 4061412 171 1200 SH Sole 1200
LYONDELLBASELL INDS F CLASS A COM N53745100 3 100 SH Sole 100
MAGELLAN MIDSTREAM PTNRS COM 559080106 811 11770 SH Sole 11770
MAGNUM HUNTER RES 13WTS WARRAN COM 55973b995 0 115 SH Sole 115
MAGNUM HUNTER RESOURCES COM 55972f203 6 1150 SH Sole 1150
MANULIFE FINANCIAL CORPF COM 56501r106 6 600 SH Sole 600
MARATHON OIL CORP COM 565849106 287 9800 SH Sole 9800
MARATHON PETE CORP COM 56585a102 3 100 SH Sole 100
MARKET VECTORS ETF TRUST GLOBA COM 57060u407 2 180 SH Sole 180
MARRIOT INTERNATIONAL INC COM fhb903208 0 41261 SH Sole 41261
MARTHA STEWART LVNG OMNI COM 573083102 2 400 SH Sole 400
MC DONALDS CORP COM 580135101 2277 22700 SH Sole 22700
MCDERMOTT INTL INC COM 580037109 3 254 SH Sole 254
MCKESSON CORPORATION COM 58155q103 30 387 SH Sole 387
MDU RESOURCES GRP INC COM 552690109 576 26855 SH Sole 26855
MEDCO HEALTH SOLUTIONS COM 58405u102 131 2340 SH Sole 2340
MEDTRONIC INC COM 585055106 175 4581 SH Sole 4581
MELA SCIENCES INC. COM 285192100 11 3000 SH Sole 3000
MEMC ELECTRNC MATERIALS COM 552715104 16 4000 SH Sole 4000
MERCHANTS NAT'L PPTYS COM 589161108 673 731 SH Sole 731
MERCK & CO INC NEW COM 58933y105 335 8879 SH Sole 8879
MGM RESORTS INTL COM 552953101 26 2525 SH Sole 2525
MICROCHIP TECHNOLOGY INC COM 595017104 62 1700 SH Sole 1700
MICRON TECHNOLOGY INC COM 595112103 252 40000 SH Sole 40000
MICROSOFT CORP COM 594918104 1278 49222 SH Sole 49222
MOLYCORP INC COM 608753109 62 2600 SH Sole 2600
MONSANTO CO NEW DEL COM 61166w101 2686 38331 SH Sole 38331
MONSTER WORLDWIDE INC COM 611742107 17 2125 SH Sole 2125
NAT'L WESTERN LIFE INSURANCE C COM 638522102 272 2000 SH Sole 2000
NATIONAL-OILWELL VARCO COM 637071101 49 715 SH Sole 715
NATURAL RESOURCE PARTNERS L P COM 63900p103 14 500 SH Sole 500
NEMASKA LITHIUM INC COM COM 64045c106 1 2500 SH Sole 2500
NEWMONT MINING CORP COM 651639106 6 100 SH Sole 100
NIKE INC-CL B COM 654106103 286 2965 SH Sole 2965
NOBLE CORP F COM h5833n103 41 1350 SH Sole 1350
NORTHEAST UTILITIES COM 664397106 3 75 SH Sole 75
NUCOR CORP COM 670346105 40 1000 SH Sole 1000
NUSTAR ENERGY LP COM 67058h102 8 150 SH Sole 150
NUVEEN ENHANCED MUNI FD COM 670509108 11 750 SH Sole 750
NY COMUNTY BANCORP COM 649445103 1659 134150 SH Sole 134150
OLD REPUBLIC INTL COM 680223104 93 10000 SH Sole 10000
ONEOK INC NEW COM 682680103 433 5000 SH Sole 5000
ORACLE CORPORATION COM 68389x105 752 29330 SH Sole 29330
ORPHAN BIOVITRUM ADR F SPONSOR COM 870321106 0 200 SH Sole 200
OWENS & MINOR INC HOLDING CO COM 690732102 167 6000 SH Sole 6000
OWENS ILLINOIS COM 690768403 242 12500 SH Sole 12500
P G & E CORP COM 69331c108 61 1477 SH Sole 1477
PEABODY ENERGY CORP COM 704549104 543 16400 SH Sole 16400
PEETS COFFEE & TEA INC. COM 705560100 141 2255 SH Sole 2255
PEMBINA PIPELINE CORP COM 706327103 117 4000 SH Sole 4000
PENGROWTH ENERGY CORPORATION COM 70706p104 211 20000 SH Sole 20000
PENN WEST PETE LTD NEW F COM 707887105 971 49028 SH Sole 49028
PEOPLES UTD FNL INC COM 712704105 257 20000 SH Sole 20000
PEPCO HOLDINGS INC COM 713291102 18 900 SH Sole 900
PEPSICO INCORPORATED COM 713448108 2070 31197 SH Sole 31197
PETROLEO BRASILEIRO ADRF SPONS COM 71654v408 6 250 SH Sole 250
PETROQUEST ENERGY, INC. COM 716748108 264 40000 SH Sole 40000
PFIZER INCORPORATED COM 717081103 2727 126017 SH Sole 126017
PHILIP MORRIS INTL INC COM 718172109 355 4525 SH Sole 4525
PINNACLE WEST CAPITAL CP COM 723484101 10 212 SH Sole 212
PLUM CREEK TIMBER CO REIT COM 729251108 38 1050 SH Sole 1050
PNM RESOURCES INC HOLDING COMP COM 69349h107 3 163 SH Sole 163
PORTLAND GENERAL ELEC COM 736508847 8 325 SH Sole 325
POTASH CORP/SASKATCH COM 73755l107 3203 77600 SH Sole 77600
POWER ONE INC COM 739308104 20 5000 SH Sole 5000
PPL CORPORATION COM 69351t106 26 900 SH Sole 900
PROCTER & GAMBLE COM 742718109 1965 29452 SH Sole 29452
PROGRESS ENERGY INC COM 743263105 42 750 SH Sole 750
PROGRESS SOFTWARE CORP. COM 743312100 1161 60000 SH Sole 60000
PROSHARES ULTRA S&P 500 COM 74347r107 5 100 SH Sole 100
QUALCOMM INC COM 747525103 2500 45707 SH Sole 45707
QUICKLOGIC CORP COM 74837p108 2 677 SH Sole 677
QUIKSILVER INC COM 74838c106 8 2232 SH Sole 2232
R R DONNELLEY & SONS COM 257867101 82 5700 SH Sole 5700
RAM ENERGY RESOURCES COM 75130p109 379 120930 SH Sole 120930
RANGE RESOURCES CORP COM 75281a109 3097 50000 SH Sole 50000
RAYTHEON CO DELAWARE NEW COM 755111507 353 7300 SH Sole 7300
REALTY INCOME CORP REIT COM 756109104 109 3123 SH Sole 3123
REAVES UTILITY INCOME FD COM 756158101 10 375 SH Sole 375
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