President

0000950123-17-009255.txt : 20171026 0000950123-17-009255.hdr.sgml : 20171026 20171026151831 ACCESSION NUMBER: 0000950123-17-009255 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171026 DATE AS OF CHANGE: 20171026 EFFECTIVENESS DATE: 20171026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smith Affiliated Capital Corp. CENTRAL INDEX KEY: 0001540138 IRS NUMBER: 131305799 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14634 FILM NUMBER: 171156101 BUSINESS ADDRESS: STREET 1: 88 PINE STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: (212) 644-9440 MAIL ADDRESS: STREET 1: 88 PINE STREET CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001540138 XXXXXXXX 09-30-2017 09-30-2017 true 1 RESTATEMENT Smith Affiliated Capital Corp.

88 Pine Street New York NY 10005

13F HOLDINGS REPORT 028-14634 N matthew smith President 2126449440 matthew smith new york NY 10-26-2017 0 118 86482497 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F CENTRAL FD CDA LTD A-Share 153501101 57942748 4573224 PRN SOLE 0 0 4573224 ENTERPRISE PRODU 5.250 8/16 A-Share 29379VBN2 1926713 1910000 PRN SOLE 0 0 1910000 U.S. BANCORP 5.300 2/02 A-Share 902973AZ9 1335250 1225000 PRN SOLE 0 0 1225000 TRANSCANADA TRUS 5.300 3/15 A-Share 89356BAC2 1088246 1063000 PRN SOLE 0 0 1063000 NATIONAL RURAL U 5.250 4/20/46 A-Share 637432NK7 1027725 965000 PRN SOLE 0 0 965000 DOMINION RESOURC 5.750 10/01 A-Share 25746UBY4 954720 884000 PRN SOLE 0 0 884000 PRUDENTIAL FINAN 5.200 3/15/44 A-Share 744320AN2 903661 850000 PRN SOLE 0 0 850000 NORTHERN TRUST C 4.600 4/01 A-Share 665859AQ7 768750 750000 PRN SOLE 0 0 750000 JPMORGAN CHASE & 5.150 5/01/23 A-Share 48124BAC9 674375 650000 PRN SOLE 0 0 650000 THE CHARLES SCHW 4.625 12/29 A-Share 808513AP0 615000 600000 PRN SOLE 0 0 600000 JPMORGAN CHASE & 7.900 4/29/49 A-Share 46625HHA1 566500 550000 PRN SOLE 0 0 550000 AMERICAN EXPRESS 5.200 5/29/49 A-Share 025816BJ7 564438 550000 PRN SOLE 0 0 550000 THE ALLSTATE COR 5.750 8/15 A-Share 020002BB6 548750 500000 PRN SOLE 0 0 500000 STATE STREET COR 5.250 12/29/49 A-Share 857477AQ6 526250 500000 PRN SOLE 0 0 500000 BANK OF NEW YORK 4.950 12/29/49 A-Share 064058AD2 519065 500000 PRN SOLE 0 0 500000 THE CHUBB CORPOR 3.554 4/15/37 A-Share 171232AP6 492278 495000 PRN SOLE 0 0 495000 BNSF FUNDING TRU 6.613 12/15 A-Share 05567SAA0 565718 493000 PRN SOLE 0 0 493000 BANK OF NEW YORK 4.625 3/20 A-Share 064058AF7 408080 400000 PRN SOLE 0 0 400000 SPROTT PHYSICAL GOLD TRUST A-Share 85207H104 3473440 332705 PRN SOLE 0 0 332705 PNC FINANCIAL SE 5.000 11/01 A-Share 693475AQ8 209500 200000 PRN SOLE 0 0 200000 AMERICAN EXPRESS 4.900 9/15 A-Share 025816BL2 203750 200000 PRN SOLE 0 0 200000 ENTERGY MISSISSIPPI, INC. A-Share 29364N108 1384170 55500 PRN SOLE 0 0 55500 MCEWEN MINING A-Share 58039P107 105243 53971 PRN SOLE 0 0 53971 PUBLIC STORAGE A-Share 74460W669 1155992 45800 PRN SOLE 0 0 45800 SCE TRUST VI A-Share 78410V200 842616 33200 PRN SOLE 0 0 33200 DOMINION ENERGY INC A-Share 25746U844 531274 20600 PRN SOLE 0 0 20600 SCE TRUST V A-Share 78409W201 530100 19000 PRN SOLE 0 0 19000 NAVIOS MARITIME PARTNERS L P A-Share Y62267103 22550 11000 PRN SOLE 0 0 11000 SOUTHERN COMPANY A-Share 842587305 255100 10000 PRN SOLE 0 0 10000 ANNALY CAP MGMT INC A-Share 035710409 121900 10000 PRN SOLE 0 0 10000 GENERAL ELECTRIC CO A-Share 369604103 223544 9245 PRN SOLE 0 0 9245 OASIS PETE INC NEW A-Share 674215108 72960 8000 PRN SOLE 0 0 8000 FREEPORT-MCMORAN, INC. A-Share 35671D857 84240 6000 PRN SOLE 0 0 6000 NEWMONT MINING CORP A-Share 651639106 142538 3800 PRN SOLE 0 0 3800 ISHARES TR A-Share 46435G342 142019 3032 PRN SOLE 0 0 3032 COCA COLA CO A-Share 191216100 136065 3023 PRN SOLE 0 0 3023 FRANCO NEVADA CORP A-Share 351858105 223530 2885 PRN SOLE 0 0 2885 AMERICAN ELEC PWR INC A-Share 025537101 189648 2700 PRN SOLE 0 0 2700 CONOCOPHILLIPS A-Share 20825C104 130130 2600 PRN SOLE 0 0 2600 WHEATON PRECIOUS METALS CORP A-Share 962879102 49462 2591 PRN SOLE 0 0 2591 BP PLC A-Share 055622104 96075 2500 PRN SOLE 0 0 2500 BRISTOL MYERS SQUIBB CO A-Share 110122108 147176 2309 PRN SOLE 0 0 2309 SOUTHWEST AIRLS CO A-Share 844741108 115263 2059 PRN SOLE 0 0 2059 CARLYLE GROUP L P A-Share 14309L102 47200 2000 PRN SOLE 0 0 2000 ROYAL GOLD INC A-Share 780287108 172080 2000 PRN SOLE 0 0 2000 TEXAS INSTRS INC A-Share 882508104 173722 1938 PRN SOLE 0 0 1938 VISA INC A-Share 92826C839 189432 1800 PRN SOLE 0 0 1800 BLACKROCK CORPOR HI YLD FD INC A-Share 09255P107 20216 1789 PRN SOLE 0 0 1789 JETBLUE AIRWAYS CORP A-Share 477143101 31501 1700 PRN SOLE 0 0 1700 DELTA AIR LINES INC DEL A-Share 247361702 81974 1700 PRN SOLE 0 0 1700 KRAFT HEINZ CO /THE A-Share 500754106 124080 1600 PRN SOLE 0 0 1600 NISOURCE INC A-Share 65473P105 40944 1600 PRN SOLE 0 0 1600 AGNICO EAGLE MINES LTD A-Share 008474108 69714 1542 PRN SOLE 0 0 1542 PPG INDS INC A-Share 693506107 156470 1440 PRN SOLE 0 0 1440 RANDGOLD RES LTD A-Share 752344309 127935 1310 PRN SOLE 0 0 1310 ALTRIA GROUP INC A-Share 02209S103 82446 1300 PRN SOLE 0 0 1300 SANOFI A-Share 80105N105 62238 1250 PRN SOLE 0 0 1250 WGL HLDGS INC A-Share 92924F106 96156 1142 PRN SOLE 0 0 1142 ISHARES TR RUSSELL 1000 A-Share 464287622 159183 1138 PRN SOLE 0 0 1138 ISHARES BC 3-7 TREASURY BOND A-Share 464288661 139421 1125 PRN SOLE 0 0 1125 LOWES COS INC A-Share 548661107 87934 1100 PRN SOLE 0 0 1100 COLGATE PALMOLIVE CO A-Share 194162103 80135 1100 PRN SOLE 0 0 1100 GILEAD SCIENCES INC A-Share 375558103 88717 1095 PRN SOLE 0 0 1095 MPLX LP A-Share 55336V100 38161 1090 PRN SOLE 0 0 1090 PROCTER & GAMBLE CO A-Share 742718109 90980 1000 PRN SOLE 0 0 1000 PFIZER INC A-Share 717081103 35700 1000 PRN SOLE 0 0 1000 TJX COS INC NEW A-Share 872540109 73730 1000 PRN SOLE 0 0 1000 TPG SPECIALTY LENDING INC A-Share 87265K102 20960 1000 PRN SOLE 0 0 1000 COMCAST CORP NEW A-Share 20030N101 38480 1000 PRN SOLE 0 0 1000 AETNA INC NEW A-Share 00817Y108 156784 986 PRN SOLE 0 0 986 DUKE ENERGY CORP NEW A-Share 26441C204 73010 870 PRN SOLE 0 0 870 CINCINNATI FINL CORP A-Share 172062101 61256 800 PRN SOLE 0 0 800 DEVON ENERGY CORP NEW A-Share 25179M103 29368 800 PRN SOLE 0 0 800 PEPSICO INC A-Share 713448108 89144 800 PRN SOLE 0 0 800 UNITED CONTINENTAL HLDGS A-Share 910047109 45660 750 PRN SOLE 0 0 750 AMGEN INC A-Share 031162100 131447 705 PRN SOLE 0 0 705 UNITED TECHNOLOGIES CORP A-Share 913017109 79863 688 PRN SOLE 0 0 688 GENERAL MTRS CORP A-Share 37045V100 27257 675 PRN SOLE 0 0 675 KIMBERLY CLARK CORP A-Share 494368103 73432 624 PRN SOLE 0 0 624 CLOROX CO DEL A-Share 189054109 79146 600 PRN SOLE 0 0 600 DIAGEO P L C A-Share 25243Q205 79278 600 PRN SOLE 0 0 600 AMERICAN EXPRESS CO A-Share 025816109 52015 575 PRN SOLE 0 0 575 WASTE MGMT INC DEL A-Share 94106L109 43049 550 PRN SOLE 0 0 550 EMERSON ELEC CO A-Share 291011104 34562 550 PRN SOLE 0 0 550 ROCKWELL AUTOMATION INC A-Share 773903109 94808 532 PRN SOLE 0 0 532 DTE ENERGY CO A-Share 233331107 53680 500 PRN SOLE 0 0 500 MICROSOFT CORP A-Share 594918104 37245 500 PRN SOLE 0 0 500 PAYCHEX INC A-Share 704326107 29980 500 PRN SOLE 0 0 500 SIEBERT FINL CORP A-Share 826176109 1950 500 PRN SOLE 0 0 500 SPDR GOLD TRUST A-Share 78463V107 51307 422 PRN SOLE 0 0 422 BOEING CO A-Share 097023105 101684 400 PRN SOLE 0 0 400 BORGWARNER INC A-Share 099724106 20492 400 PRN SOLE 0 0 400 AIR PRODS & CHEMS INC A-Share 009158106 60488 400 PRN SOLE 0 0 400 VERIZON COMMUNICATIONS INC A-Share 92343V104 19796 400 PRN SOLE 0 0 400 HONEYWELL INTL INC A-Share 438516106 53861 380 PRN SOLE 0 0 380 3M CO A-Share 88579Y101 68218 325 PRN SOLE 0 0 325 VANGUARD WORLD FDS A-Share 92204A405 21242 325 PRN SOLE 0 0 325 ROCKWELL COLLINS INC A-Share 774341101 41827 320 PRN SOLE 0 0 320 INTERNATIONAL BUSINESS MACHS A-Share 459200101 43524 300 PRN SOLE 0 0 300 JOHNSON & JOHNSON A-Share 478160104 39003 300 PRN SOLE 0 0 300 EATON CORP A-Share G29183103 21040 274 PRN SOLE 0 0 274 ECOLAB INC A-Share 278865100 32153 250 PRN SOLE 0 0 250 THERMO FISHER SCIENTIFIC INC A-Share 883556102 47300 250 PRN SOLE 0 0 250 L BRANDS, A-Share 501797104 9154 220 PRN SOLE 0 0 220 UNILEVER N V A-Share 904784709 11808 200 PRN SOLE 0 0 200 STARBUCKS CORP A-Share 855244109 8057 150 PRN SOLE 0 0 150 PHILIP MORRIS INTL INC A-Share 718172109 16652 150 PRN SOLE 0 0 150 MEDTRONIC PLC A-Share G5960L103 11121 143 PRN SOLE 0 0 143 ISHARES TR A-Share 46429B747 12046 120 PRN SOLE 0 0 120 BIOGEN INC A-Share 09062X103 31312 100 PRN SOLE 0 0 100 APPLE INC A-Share 037833100 15412 100 PRN SOLE 0 0 100 REVLON INC A-Share 761525609 2455 100 PRN SOLE 0 0 100 UNITED PARCEL SERVICE INC A-Share 911312106 12009 100 PRN SOLE 0 0 100 VANGUARD WORLD FDS A-Share 92204A504 12335 81 PRN SOLE 0 0 81 VANGUARD WORLD FDS A-Share 92204A702 12159 80 PRN SOLE 0 0 80 VANGUARD WORLD FDS A-Share 92204A207 8314 60 PRN SOLE 0 0 60 GOOGLE INC CL C A-Share 02079K107 38364 40 PRN SOLE 0 0 40 ALPHABET INC CLASS A A-Share 02079K305 38949 40 PRN SOLE 0 0 40 ISHARES TR A-Share 464287226 1425 13 PRN SOLE 0 0 13