0000950123-16-018306.txt : 20160711
0000950123-16-018306.hdr.sgml : 20160711
20160711093152
ACCESSION NUMBER: 0000950123-16-018306
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160711
DATE AS OF CHANGE: 20160711
EFFECTIVENESS DATE: 20160711
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Smith Affiliated Capital Corp.
CENTRAL INDEX KEY: 0001540138
IRS NUMBER: 131305799
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14634
FILM NUMBER: 161760894
BUSINESS ADDRESS:
STREET 1: 88 PINE STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: (212) 644-9440
MAIL ADDRESS:
STREET 1: 88 PINE STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001540138
XXXXXXXX
06-30-2016
06-30-2016
Smith Affiliated Capital Corp.
88 Pine Street
New York
NY
10005
13F HOLDINGS REPORT
028-14634
N
matthew smith
President
2126449440
matthew smith
new york
NY
07-08-2016
0
118
187052168
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
SPROTT PHYSICAL GOLD TRUST
A-Share
85207H104
79075457
7201772
PRN
SOLE
0
0
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CENTRAL FD CDA LTD
A-Share
153501101
92598353
6661752
PRN
SOLE
0
0
6661752
AMERICAN EXPRESS 5.200 5/29/49
A-Share
025816BJ7
484250
500000
PRN
SOLE
0
0
500000
BANK OF NEW YORK 4.950 12/29/49
A-Share
064058AD2
501875
500000
PRN
SOLE
0
0
500000
JPMORGAN CHASE & 7.900 4/29/49
A-Share
46625HHA1
510000
500000
PRN
SOLE
0
0
500000
National Rural U 5.250 4/20/46
A-Share
637432NK7
511875
500000
PRN
SOLE
0
0
500000
STATE STREET COR 5.250 12/29/49
A-Share
857477AQ6
513750
500000
PRN
SOLE
0
0
500000
WELLS FARGO & CO 7.980 3/29/49
A-Share
949746PM7
523125
500000
PRN
SOLE
0
0
500000
BNSF FUNDING TRU 6.613 12/15+55
A-Share
05567SAA0
466875
415000
PRN
SOLE
0
0
415000
JPMORGAN CHASE & 5.150 5/01/23
A-Share
48124BAC9
194520
200000
PRN
SOLE
0
0
200000
WACHOVIA CAPITAL 5.800 3/29/49
A-Share
92978AAA0
98754
100000
PRN
SOLE
0
0
100000
MCEWEN MIN
A-Share
58039P107
226484
58827
PRN
SOLE
0
0
58827
LEXAM VG GOLD INC
A-Share
52886U103
11286
57000
PRN
SOLE
0
0
57000
SOUTHERN COMPANY
A-Share
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680272
24400
PRN
SOLE
0
0
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PUBLIC STORAGE
A-Share
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24000
PRN
SOLE
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0
24000
THE CHARLES SCHWAB CORPORATION
A-Share
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22500
PRN
SOLE
0
0
22500
SCE TRUST V
A-Share
78409W201
542450
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PRN
SOLE
0
0
19000
U.S. BANCORP
A-Share
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17000
PRN
SOLE
0
0
17000
WELLS FARGO & COMPANY
A-Share
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437415
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PRN
SOLE
0
0
16500
NAVIOS MARITIME PARTNERS L P
A-Share
41902R103
14190
11000
PRN
SOLE
0
0
11000
ANNALY CAP MGMT INC
A-Share
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110700
10000
PRN
SOLE
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0
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WELLS FARGO & COMPANY
A-Share
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0
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ISHARES TR RUSSELL 1000
A-Share
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SOLE
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9442
GENERAL ELECTRIC CO
A-Share
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0
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OASIS PETE INC NEW
A-Share
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SOLE
0
0
8000
GOLDCORP INC NEW
A-Share
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131997
6900
PRN
SOLE
0
0
6900
FREEPORT-MCMORAN, INC.
A-Share
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66840
6000
PRN
SOLE
0
0
6000
HATTERAS FINANCIAL CORP.
A-Share
41902R400
124200
5000
PRN
SOLE
0
0
5000
NEWMONT MINING CORP
A-Share
651639106
195600
5000
PRN
SOLE
0
0
5000
COCA COLA CO
A-Share
191216100
137033
3023
PRN
SOLE
0
0
3023
SPROTT PHYSICAL SILVER TR
A-Share
85207K107
21750
3000
PRN
SOLE
0
0
3000
AMERICAN ELEC PWR INC
A-Share
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2700
PRN
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0
2700
VANECK VECTORS ETF TR
A-Share
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0
0
2647
CONOCOPHILLIPS
A-Share
20825C104
113360
2600
PRN
SOLE
0
0
2600
SPDR GOLD TRUST
A-Share
78463V107
303528
2400
PRN
SOLE
0
0
2400
BRISTOL MYERS SQUIBB CO
A-Share
110122108
169827
2309
PRN
SOLE
0
0
2309
SOUTHWEST AIRLS CO
A-Share
844741108
80733
2059
PRN
SOLE
0
0
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AT&T INC
A-Share
00206R102
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PRN
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2000
AEGON N.V.
A-Share
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PRN
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0
0
2000
ANNALY CAP MGMT INC
A-Share
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PRN
SOLE
0
0
2000
CAPITAL ONE FINANCIAL CORPORATIO
A-Share
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PRN
SOLE
0
0
2000
CARLYLE GROUP L P
A-Share
14309L102
32460
2000
PRN
SOLE
0
0
2000
GENERAL ELEC CAP CORP
A-Share
369622428
53640
2000
PRN
SOLE
0
0
2000
PNC FINANCIAL SERVICES GROUP INC
A-Share
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60580
2000
PRN
SOLE
0
0
2000
QWEST CORPORATION
A-Share
74913G105
52340
2000
PRN
SOLE
0
0
2000
SILVER WHEATON CORP
A-Share
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47060
2000
PRN
SOLE
0
0
2000
VIRNETX HLDG CORP
A-Share
92823T108
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2000
PRN
SOLE
0
0
2000
WINTRUST FINL CORP
A-Share
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2000
PRN
SOLE
0
0
2000
APPLE INC
A-Share
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VIRGIN AMER INC
A-Share
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1800
VISA INC
A-Share
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1800
PRN
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0
0
1800
DELTA AIR LINES INC DEL
A-Share
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1700
PRN
SOLE
0
0
1700
JETBLUE AIRWAYS CORP
A-Share
477143101
28152
1700
PRN
SOLE
0
0
1700
COLUMBIA P
A-Share
198280109
40784
1600
PRN
SOLE
0
0
1600
KRAFT HEINZ CO /THE
A-Share
500754106
141568
1600
PRN
SOLE
0
0
1600
NISOURCE INC
A-Share
65473P105
42432
1600
PRN
SOLE
0
0
1600
PPG INDS INC
A-Share
693506107
149976
1440
PRN
SOLE
0
0
1440
TEXAS INSTRS INC
A-Share
882508104
90091
1438
PRN
SOLE
0
0
1438
ALTRIA GROUP INC
A-Share
02209S103
89648
1300
PRN
SOLE
0
0
1300
SANOFI
A-Share
80105N105
52313
1250
PRN
SOLE
0
0
1250
WGL HLDGS INC
A-Share
92924F106
80842
1142
PRN
SOLE
0
0
1142
ISHARES BC 3-7 TREASURY BOND
A-Share
464288661
143269
1125
PRN
SOLE
0
0
1125
LOWES COS INC
A-Share
548661107
87087
1100
PRN
SOLE
0
0
1100
AGNICO EAGLE MINES LTD
A-Share
008474108
53500
1000
PRN
SOLE
0
0
1000
APOLLO COMMERCIAL REAL ESTATE FI
A-Share
03762U402
25400
1000
PRN
SOLE
0
0
1000
PFIZER INC
A-Share
717081103
35210
1000
PRN
SOLE
0
0
1000
PROCTER & GAMBLE CO
A-Share
742718109
84670
1000
PRN
SOLE
0
0
1000
TJX COS INC NEW
A-Share
872540109
77230
1000
PRN
SOLE
0
0
1000
TPG SPECIALTY LENDING INC
A-Share
87265K102
16610
1000
PRN
SOLE
0
0
1000
AETNA INC NEW
A-Share
00817Y108
120420
986
PRN
SOLE
0
0
986
GILEAD SCIENCES INC
A-Share
375558103
75078
900
PRN
SOLE
0
0
900
LOCKHEED MARTIN CORP
A-Share
539830109
223353
900
PRN
SOLE
0
0
900
DUKE ENERGY CORP NEW
A-Share
26441C204
74637
870
PRN
SOLE
0
0
870
CBS CORP NEW
A-Share
124857202
43552
800
PRN
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0
0
800
DEVON ENERGY CORP NEW
A-Share
25179M103
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PRN
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0
0
800
PEPSICO INC
A-Share
713448108
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800
PRN
SOLE
0
0
800
WELLS FARGO & CO NEW
A-Share
949746101
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800
PRN
SOLE
0
0
800
RANDGOLD RES LTD
A-Share
752344309
84030
750
PRN
SOLE
0
0
750
UNITED CONTINENTAL HLDGS
A-Share
910047109
30780
750
PRN
SOLE
0
0
750
AMGEN INC
A-Share
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705
PRN
SOLE
0
0
705
UNITED TECHNOLOGIES CORP
A-Share
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688
PRN
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0
688
GENERAL MTRS CORP
A-Share
37045V100
19103
675
PRN
SOLE
0
0
675
KIMBERLY CLARK CORP
A-Share
494368103
85788
624
PRN
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0
0
624
CLOROX CO DEL
A-Share
189054109
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600
PRN
SOLE
0
0
600
COLGATE PALMOLIVE CO
A-Share
194162103
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600
PRN
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0
0
600
DIAGEO P L C
A-Share
25243Q205
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600
PRN
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0
600
AMERICAN EXPRESS CO
A-Share
025816BJ7
34937
575
PRN
SOLE
0
0
575
WASTE MGMT INC DEL
A-Share
94106L109
36449
550
PRN
SOLE
0
0
550
ROCKWELL AUTOMATION INC
A-Share
773903109
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532
PRN
SOLE
0
0
532
ALASKA AIR GROUP INC
A-Share
011659109
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PRN
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500
COMCAST CORP NEW
A-Share
20030N101
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PRN
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500
DTE ENERGY CO
A-Share
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PRN
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500
MICROSOFT CORP
A-Share
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PRN
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500
PAYCHEX INC
A-Share
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PRN
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500
SIEBERT FINL CORP
A-Share
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PRN
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500
AIR PRODS & CHEMS INC
A-Share
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400
PRN
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400
BOEING CO
A-Share
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400
PRN
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0
400
BORGWARNER INC
A-Share
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400
PRN
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400
VERIZON COMMUNICATIONS INC
A-Share
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400
PRN
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400
HONEYWELL INTL INC
A-Share
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380
PRN
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380
ROCKWELL COLLINS INC
A-Share
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PRN
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320
INTERNATIONAL BUSINESS MACHS
A-Share
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300
PRN
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300
EATON CORP
A-Share
278865100
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274
PRN
SOLE
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274
ECOLAB INC
A-Share
278865100
29650
250
PRN
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0
250
THERMO FISHER SCIENTIFIC INC
A-Share
883556102
36940
250
PRN
SOLE
0
0
250
L BRANDS,
A-Share
501797104
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220
PRN
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220
UNILEVER N V
A-Share
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200
PRN
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200
PHILIP MORRIS INTL INC
A-Share
718172109
15258
150
PRN
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0
0
150
STARBUCKS CORP
A-Share
855244109
8568
150
PRN
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0
0
150
MEDTRONIC PLC
A-Share
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143
PRN
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0
0
143
3M CO
A-Share
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125
PRN
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0
125
ISHARES TR
A-Share
46429B747
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120
PRN
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120
BIOGEN INC
A-Share
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100
PRN
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100
REVLON INC
A-Share
761525609
3218
100
PRN
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0
0
100
UNITED PARCEL SERVICE INC
A-Share
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10772
100
PRN
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100
GOOGLE INC CL C
A-Share
02079K107
27684
40
PRN
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40
ALPHABET INC CLASS A
A-Share
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40
PRN
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40
ISHARES TR
A-Share
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PRN
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15