0000950123-15-010957.txt : 20151110
0000950123-15-010957.hdr.sgml : 20151110
20151106163501
ACCESSION NUMBER: 0000950123-15-010957
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20151106
DATE AS OF CHANGE: 20151106
EFFECTIVENESS DATE: 20151106
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Smith Affiliated Capital Corp.
CENTRAL INDEX KEY: 0001540138
IRS NUMBER: 131305799
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14634
FILM NUMBER: 151212680
BUSINESS ADDRESS:
STREET 1: 88 PINE STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: (212) 644-9440
MAIL ADDRESS:
STREET 1: 88 PINE STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001540138
XXXXXXXX
03-31-2014
03-31-2014
true
1
RESTATEMENT
Smith Affiliated Capital Corp.
88 Pine Street
New York
NY
10005
13F HOLDINGS REPORT
028-14634
N
matthew smith
President
2126449440
matthew smith
new york
NY
11-03-2015
0
92
172998525
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
CENTRAL FD CDA LTD
A-Shares
153501101
85107045
6185105
PRN
SOLE
0
0
6185105
CENTRAL GOLDTRUST
A-Shares
153546106
80659617
1782927
PRN
SOLE
0
0
1782927
MCEWEN MIN
A-Shares
58039P107
854909
360721
PRN
SOLE
0
0
360721
LEXAM VG GOLD INC
A-Shares
52886U103
6316
57000
PRN
SOLE
0
0
57000
MEDISWIPE,
A-Shares
58500H204
21950
50000
PRN
SOLE
0
0
50000
ISHARES TR MRTG PLS CAP IDX
A-Shares
464288539
195608
15955
PRN
SOLE
0
0
15955
ISHARES TR RUSSELL 1000
A-Shares
464287622
989238
9442
PRN
SOLE
0
0
9442
AMERICAN AIRLS GROUP INC
A-Shares
02376R102
219600
6000
PRN
SOLE
0
0
6000
GENERAL ELEC CAP CORP
A-Shares
369622428
117650
5000
PRN
SOLE
0
0
5000
OASIS PETE INC NEW
A-Shares
674215108
184947
4432
PRN
SOLE
0
0
4432
HIGHMARK GROUP
A-Shares
431114644
42826
4211
PRN
SOLE
0
0
4211
GENERAL ELECTRIC CO
A-Shares
369604103
99547
3845
PRN
SOLE
0
0
3845
TRUST PROFESSIONAL MANAGERS
A-Shares
89834E849
34835
3480
PRN
SOLE
0
0
3480
SPROTT PHYSICAL SILVER TR
A-Shares
85207K107
23520
3000
PRN
SOLE
0
0
3000
QUESTCOR PHARMACEUTICALS INC
A-Shares
74835Y101
172974
2664
PRN
SOLE
0
0
2664
ALLIANCEBERNSTEIN HIGH INCM FD
A-Shares
01859M101
19881
2084
PRN
SOLE
0
0
2084
SOUTHWEST AIRLS CO
A-Shares
844741108
48613
2059
PRN
SOLE
0
0
2059
ANNALY CAP MGMT INC
A-Shares
035710805
47360
2000
PRN
SOLE
0
0
2000
BRISTOL MYERS SQUIBB CO
A-Shares
110122108
93978
1809
PRN
SOLE
0
0
1809
MARKET VEC
A-Shares
57061R544
63820
1762
PRN
SOLE
0
0
1762
DELTA AIR LINES INC DEL
A-Shares
247361702
58905
1700
PRN
SOLE
0
0
1700
JETBLUE AIRWAYS CORP
A-Shares
477143101
14773
1700
PRN
SOLE
0
0
1700
AMERICAN ELEC PWR INC
A-Shares
025537101
84400
1666
PRN
SOLE
0
0
1666
MARATHON PETE CORP
A-Shares
56585A102
137001
1574
PRN
SOLE
0
0
1574
HERTZ GLOBAL HOLDINGS INC
A-Shares
42805T105
39880
1497
PRN
SOLE
0
0
1497
TEXAS INSTRS INC
A-Shares
882508104
67816
1438
PRN
SOLE
0
0
1438
SPDR GOLD TRUST
A-Shares
78463V107
173054
1400
PRN
SOLE
0
0
1400
HANCOCK JOHN INCOME SECS TR
A-Shares
410123103
20126
1388
PRN
SOLE
0
0
1388
COCA COLA CO
A-Shares
191216100
47281
1223
PRN
SOLE
0
0
1223
FORD MTR CO DEL
A-Shares
345370860
18720
1200
PRN
SOLE
0
0
1200
WGL HLDGS INC
A-Shares
92924F106
45749
1142
PRN
SOLE
0
0
1142
ISHARES BC 3-7 TREASURY BOND
A-Shares
464288661
135799
1125
PRN
SOLE
0
0
1125
CVR ENERGY INC
A-Shares
12662P108
44363
1050
PRN
SOLE
0
0
1050
PROCTER & GAMBLE CO
A-Shares
742718109
80600
1000
PRN
SOLE
0
0
1000
ALLSCRIPTS HEALTHCARE SOLUTNS
A-Shares
01988P108
18030
1000
PRN
SOLE
0
0
1000
PFIZER INC
A-Shares
717081103
32120
1000
PRN
SOLE
0
0
1000
AETNA INC NEW
A-Shares
00817Y108
73920
986
PRN
SOLE
0
0
986
HANCOCK JOHN INVS TR
A-Shares
410142103
18761
921
PRN
SOLE
0
0
921
FIDELITY MORTGAGE SECURITIES
A-Shares
31617K204
9994
902
PRN
SOLE
0
0
902
NISOURCE INC
A-Shares
65473P105
31977
900
PRN
SOLE
0
0
900
DUKE ENERGY CORP NEW
A-Shares
26441C204
61961
870
PRN
SOLE
0
0
870
WELLS FARGO & CO NEW
A-Shares
949746101
39792
800
PRN
SOLE
0
0
800
HALLIBURTON CO
A-Shares
406216101
47112
800
PRN
SOLE
0
0
800
ISHARES TR
A-Shares
464287226
80120
750
PRN
SOLE
0
0
750
UNITED CONTINENTAL HLDGS
A-Shares
910047109
33473
750
PRN
SOLE
0
0
750
LOCKHEED MARTIN CORP
A-Shares
539830109
119655
733
PRN
SOLE
0
0
733
PPG INDS INC
A-Shares
693506107
139291
720
PRN
SOLE
0
0
720
UNITED TECHNOLOGIES CORP
A-Shares
913017109
80386
688
PRN
SOLE
0
0
688
GENERAL MTRS CORP
A-Shares
37045V100
23234
675
PRN
SOLE
0
0
675
UNION PAC CORP
A-Shares
907818108
121604
648
PRN
SOLE
0
0
648
VISA INC
A-Shares
92826C839
138150
640
PRN
SOLE
0
0
640
KRAFT FOODS GROUP INC
A-Shares
50076Q106
35063
625
PRN
SOLE
0
0
625
KIMBERLY CLARK CORP
A-Shares
494368103
68796
624
PRN
SOLE
0
0
624
COLGATE PALMOLIVE CO
A-Shares
194162103
38922
600
PRN
SOLE
0
0
600
CLOROX CO DEL
A-Shares
189054109
52806
600
PRN
SOLE
0
0
600
DIAGEO P L C
A-Shares
25243Q205
72636
583
PRN
SOLE
0
0
583
AMERICAN EXPRESS CO
A-Shares
025816109
51767
575
PRN
SOLE
0
0
575
WASTE MGMT INC DEL
A-Shares
94106L109
23139
550
PRN
SOLE
0
0
550
ROCKWELL AUTOMATION INC
A-Shares
773903109
66261
532
PRN
SOLE
0
0
532
MERCK & CO INC
A-Shares
58933Y105
28385
500
PRN
SOLE
0
0
500
PAYCHEX INC
A-Shares
704326107
21300
500
PRN
SOLE
0
0
500
SIEBERT FINL CORP
A-Shares
826176109
1540
500
PRN
SOLE
0
0
500
EXXON MOBIL CORP
A-Shares
30231G102
48840
500
PRN
SOLE
0
0
500
DTE ENERGY CO
A-Shares
233331107
37145
500
PRN
SOLE
0
0
500
COMCAST CORP NEW
A-Shares
20030N200
24385
500
PRN
SOLE
0
0
500
MICROSOFT CORP
A-Shares
594918104
20495
500
PRN
SOLE
0
0
500
ILLINOIS TOOL WKS INC
A-Shares
452308109
37818
465
PRN
SOLE
0
0
465
MERCK & CO INC NEW
A-Shares
58933Y105
24127
425
PRN
SOLE
0
0
425
AIR PRODS & CHEMS INC
A-Shares
009158106
47616
400
PRN
SOLE
0
0
400
VERIZON COMMUNICATIONS INC
A-Shares
92343V104
19028
400
PRN
SOLE
0
0
400
BOEING CO
A-Shares
097023105
50196
400
PRN
SOLE
0
0
400
BORGWARNER INC
A-Shares
099724106
24588
400
PRN
SOLE
0
0
400
ISHARES AGENCY BD FD
A-Shares
464288166
42404
380
PRN
SOLE
0
0
380
HONEYWELL INTL INC
A-Shares
438516106
35249
380
PRN
SOLE
0
0
380
ROCKWELL COLLINS INC
A-Shares
774341101
25494
320
PRN
SOLE
0
0
320
INTERNATIONAL BUSINESS MACHS
A-Shares
459200101
57747
300
PRN
SOLE
0
0
300
EATON CORP
A-Shares
086353296
20583
274
PRN
SOLE
0
0
274
THERMO FISHER SCIENTIFIC INC
A-Shares
883556102
30060
250
PRN
SOLE
0
0
250
ECOLAB INC
A-Shares
278865100
26998
250
PRN
SOLE
0
0
250
AMGEN INC
A-Shares
031162100
30835
250
PRN
SOLE
0
0
250
L BRANDS,
A-Shares
501797104
12489
220
PRN
SOLE
0
0
220
VENTAS INC
A-Shares
92276F100
9086
150
PRN
SOLE
0
0
150
PHILIP MORRIS INTL INC
A-Shares
718172109
12281
150
PRN
SOLE
0
0
150
COVIDIEN PLC
A-Shares
060935297
11049
150
PRN
SOLE
0
0
150
AVALONBAY CMNTYS INC
A-Shares
053484101
18385
140
PRN
SOLE
0
0
140
3M CO
A-Shares
88579Y101
16958
125
PRN
SOLE
0
0
125
REVLON INC
A-Shares
761525609
2555
100
PRN
SOLE
0
0
100
UNITED PARCEL SERVICE INC
A-Shares
911312106
9738
100
PRN
SOLE
0
0
100
STARBUCKS CORP
A-Shares
855244109
5504
75
PRN
SOLE
0
0
75
GOOGLE INC
A-Shares
02079K107
44580
40
PRN
SOLE
0
0
40
BERKSHIRE HATHAWAY INC DEL
A-Shares
084670108
749400
4
PRN
SOLE
0
0
4
HYDROGEN F
A-Shares
44887W303
0
2
PRN
SOLE
0
0
2