0000950123-15-010957.txt : 20151110 0000950123-15-010957.hdr.sgml : 20151110 20151106163501 ACCESSION NUMBER: 0000950123-15-010957 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20151106 DATE AS OF CHANGE: 20151106 EFFECTIVENESS DATE: 20151106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smith Affiliated Capital Corp. CENTRAL INDEX KEY: 0001540138 IRS NUMBER: 131305799 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14634 FILM NUMBER: 151212680 BUSINESS ADDRESS: STREET 1: 88 PINE STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: (212) 644-9440 MAIL ADDRESS: STREET 1: 88 PINE STREET CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001540138 XXXXXXXX 03-31-2014 03-31-2014 true 1 RESTATEMENT Smith Affiliated Capital Corp.
88 Pine Street New York NY 10005
13F HOLDINGS REPORT 028-14634 N
matthew smith President 2126449440 matthew smith new york NY 11-03-2015 0 92 172998525 false
INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F CENTRAL FD CDA LTD A-Shares 153501101 85107045 6185105 PRN SOLE 0 0 6185105 CENTRAL GOLDTRUST A-Shares 153546106 80659617 1782927 PRN SOLE 0 0 1782927 MCEWEN MIN A-Shares 58039P107 854909 360721 PRN SOLE 0 0 360721 LEXAM VG GOLD INC A-Shares 52886U103 6316 57000 PRN SOLE 0 0 57000 MEDISWIPE, A-Shares 58500H204 21950 50000 PRN SOLE 0 0 50000 ISHARES TR MRTG PLS CAP IDX A-Shares 464288539 195608 15955 PRN SOLE 0 0 15955 ISHARES TR RUSSELL 1000 A-Shares 464287622 989238 9442 PRN SOLE 0 0 9442 AMERICAN AIRLS GROUP INC A-Shares 02376R102 219600 6000 PRN SOLE 0 0 6000 GENERAL ELEC CAP CORP A-Shares 369622428 117650 5000 PRN SOLE 0 0 5000 OASIS PETE INC NEW A-Shares 674215108 184947 4432 PRN SOLE 0 0 4432 HIGHMARK GROUP A-Shares 431114644 42826 4211 PRN SOLE 0 0 4211 GENERAL ELECTRIC CO A-Shares 369604103 99547 3845 PRN SOLE 0 0 3845 TRUST PROFESSIONAL MANAGERS A-Shares 89834E849 34835 3480 PRN SOLE 0 0 3480 SPROTT PHYSICAL SILVER TR A-Shares 85207K107 23520 3000 PRN SOLE 0 0 3000 QUESTCOR PHARMACEUTICALS INC A-Shares 74835Y101 172974 2664 PRN SOLE 0 0 2664 ALLIANCEBERNSTEIN HIGH INCM FD A-Shares 01859M101 19881 2084 PRN SOLE 0 0 2084 SOUTHWEST AIRLS CO A-Shares 844741108 48613 2059 PRN SOLE 0 0 2059 ANNALY CAP MGMT INC A-Shares 035710805 47360 2000 PRN SOLE 0 0 2000 BRISTOL MYERS SQUIBB CO A-Shares 110122108 93978 1809 PRN SOLE 0 0 1809 MARKET VEC A-Shares 57061R544 63820 1762 PRN SOLE 0 0 1762 DELTA AIR LINES INC DEL A-Shares 247361702 58905 1700 PRN SOLE 0 0 1700 JETBLUE AIRWAYS CORP A-Shares 477143101 14773 1700 PRN SOLE 0 0 1700 AMERICAN ELEC PWR INC A-Shares 025537101 84400 1666 PRN SOLE 0 0 1666 MARATHON PETE CORP A-Shares 56585A102 137001 1574 PRN SOLE 0 0 1574 HERTZ GLOBAL HOLDINGS INC A-Shares 42805T105 39880 1497 PRN SOLE 0 0 1497 TEXAS INSTRS INC A-Shares 882508104 67816 1438 PRN SOLE 0 0 1438 SPDR GOLD TRUST A-Shares 78463V107 173054 1400 PRN SOLE 0 0 1400 HANCOCK JOHN INCOME SECS TR A-Shares 410123103 20126 1388 PRN SOLE 0 0 1388 COCA COLA CO A-Shares 191216100 47281 1223 PRN SOLE 0 0 1223 FORD MTR CO DEL A-Shares 345370860 18720 1200 PRN SOLE 0 0 1200 WGL HLDGS INC A-Shares 92924F106 45749 1142 PRN SOLE 0 0 1142 ISHARES BC 3-7 TREASURY BOND A-Shares 464288661 135799 1125 PRN SOLE 0 0 1125 CVR ENERGY INC A-Shares 12662P108 44363 1050 PRN SOLE 0 0 1050 PROCTER & GAMBLE CO A-Shares 742718109 80600 1000 PRN SOLE 0 0 1000 ALLSCRIPTS HEALTHCARE SOLUTNS A-Shares 01988P108 18030 1000 PRN SOLE 0 0 1000 PFIZER INC A-Shares 717081103 32120 1000 PRN SOLE 0 0 1000 AETNA INC NEW A-Shares 00817Y108 73920 986 PRN SOLE 0 0 986 HANCOCK JOHN INVS TR A-Shares 410142103 18761 921 PRN SOLE 0 0 921 FIDELITY MORTGAGE SECURITIES A-Shares 31617K204 9994 902 PRN SOLE 0 0 902 NISOURCE INC A-Shares 65473P105 31977 900 PRN SOLE 0 0 900 DUKE ENERGY CORP NEW A-Shares 26441C204 61961 870 PRN SOLE 0 0 870 WELLS FARGO & CO NEW A-Shares 949746101 39792 800 PRN SOLE 0 0 800 HALLIBURTON CO A-Shares 406216101 47112 800 PRN SOLE 0 0 800 ISHARES TR A-Shares 464287226 80120 750 PRN SOLE 0 0 750 UNITED CONTINENTAL HLDGS A-Shares 910047109 33473 750 PRN SOLE 0 0 750 LOCKHEED MARTIN CORP A-Shares 539830109 119655 733 PRN SOLE 0 0 733 PPG INDS INC A-Shares 693506107 139291 720 PRN SOLE 0 0 720 UNITED TECHNOLOGIES CORP A-Shares 913017109 80386 688 PRN SOLE 0 0 688 GENERAL MTRS CORP A-Shares 37045V100 23234 675 PRN SOLE 0 0 675 UNION PAC CORP A-Shares 907818108 121604 648 PRN SOLE 0 0 648 VISA INC A-Shares 92826C839 138150 640 PRN SOLE 0 0 640 KRAFT FOODS GROUP INC A-Shares 50076Q106 35063 625 PRN SOLE 0 0 625 KIMBERLY CLARK CORP A-Shares 494368103 68796 624 PRN SOLE 0 0 624 COLGATE PALMOLIVE CO A-Shares 194162103 38922 600 PRN SOLE 0 0 600 CLOROX CO DEL A-Shares 189054109 52806 600 PRN SOLE 0 0 600 DIAGEO P L C A-Shares 25243Q205 72636 583 PRN SOLE 0 0 583 AMERICAN EXPRESS CO A-Shares 025816109 51767 575 PRN SOLE 0 0 575 WASTE MGMT INC DEL A-Shares 94106L109 23139 550 PRN SOLE 0 0 550 ROCKWELL AUTOMATION INC A-Shares 773903109 66261 532 PRN SOLE 0 0 532 MERCK & CO INC A-Shares 58933Y105 28385 500 PRN SOLE 0 0 500 PAYCHEX INC A-Shares 704326107 21300 500 PRN SOLE 0 0 500 SIEBERT FINL CORP A-Shares 826176109 1540 500 PRN SOLE 0 0 500 EXXON MOBIL CORP A-Shares 30231G102 48840 500 PRN SOLE 0 0 500 DTE ENERGY CO A-Shares 233331107 37145 500 PRN SOLE 0 0 500 COMCAST CORP NEW A-Shares 20030N200 24385 500 PRN SOLE 0 0 500 MICROSOFT CORP A-Shares 594918104 20495 500 PRN SOLE 0 0 500 ILLINOIS TOOL WKS INC A-Shares 452308109 37818 465 PRN SOLE 0 0 465 MERCK & CO INC NEW A-Shares 58933Y105 24127 425 PRN SOLE 0 0 425 AIR PRODS & CHEMS INC A-Shares 009158106 47616 400 PRN SOLE 0 0 400 VERIZON COMMUNICATIONS INC A-Shares 92343V104 19028 400 PRN SOLE 0 0 400 BOEING CO A-Shares 097023105 50196 400 PRN SOLE 0 0 400 BORGWARNER INC A-Shares 099724106 24588 400 PRN SOLE 0 0 400 ISHARES AGENCY BD FD A-Shares 464288166 42404 380 PRN SOLE 0 0 380 HONEYWELL INTL INC A-Shares 438516106 35249 380 PRN SOLE 0 0 380 ROCKWELL COLLINS INC A-Shares 774341101 25494 320 PRN SOLE 0 0 320 INTERNATIONAL BUSINESS MACHS A-Shares 459200101 57747 300 PRN SOLE 0 0 300 EATON CORP A-Shares 086353296 20583 274 PRN SOLE 0 0 274 THERMO FISHER SCIENTIFIC INC A-Shares 883556102 30060 250 PRN SOLE 0 0 250 ECOLAB INC A-Shares 278865100 26998 250 PRN SOLE 0 0 250 AMGEN INC A-Shares 031162100 30835 250 PRN SOLE 0 0 250 L BRANDS, A-Shares 501797104 12489 220 PRN SOLE 0 0 220 VENTAS INC A-Shares 92276F100 9086 150 PRN SOLE 0 0 150 PHILIP MORRIS INTL INC A-Shares 718172109 12281 150 PRN SOLE 0 0 150 COVIDIEN PLC A-Shares 060935297 11049 150 PRN SOLE 0 0 150 AVALONBAY CMNTYS INC A-Shares 053484101 18385 140 PRN SOLE 0 0 140 3M CO A-Shares 88579Y101 16958 125 PRN SOLE 0 0 125 REVLON INC A-Shares 761525609 2555 100 PRN SOLE 0 0 100 UNITED PARCEL SERVICE INC A-Shares 911312106 9738 100 PRN SOLE 0 0 100 STARBUCKS CORP A-Shares 855244109 5504 75 PRN SOLE 0 0 75 GOOGLE INC A-Shares 02079K107 44580 40 PRN SOLE 0 0 40 BERKSHIRE HATHAWAY INC DEL A-Shares 084670108 749400 4 PRN SOLE 0 0 4 HYDROGEN F A-Shares 44887W303 0 2 PRN SOLE 0 0 2