President

0000950123-15-010931.txt : 20151110 0000950123-15-010931.hdr.sgml : 20151110 20151106125120 ACCESSION NUMBER: 0000950123-15-010931 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20151106 DATE AS OF CHANGE: 20151106 EFFECTIVENESS DATE: 20151106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smith Affiliated Capital Corp. CENTRAL INDEX KEY: 0001540138 IRS NUMBER: 131305799 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14634 FILM NUMBER: 151203547 BUSINESS ADDRESS: STREET 1: 88 PINE STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: (212) 644-9440 MAIL ADDRESS: STREET 1: 88 PINE STREET CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001540138 XXXXXXXX 12-31-2011 12-31-2011 true 1 RESTATEMENT Smith Affiliated Capital Corp.

88 Pine Street New York NY 10005

13F HOLDINGS REPORT 028-14634 N matthew smith President 2126449440 matthew smith new york NY 11-03-2015 0 88 254393444 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F CENTRAL FD CDA LTD a-shares 153501101 124429450 6345204 PRN SOLE 0 0 6345204 CENTRAL GOLDTRUST a-shares 153546106 122978810 2078398 PRN SOLE 0 0 2078398 US GOLD CORPORATION a-shares 912023207 1675172 498563 PRN SOLE 0 0 498563 LEXAM VG GOLD INC a-shares 52886U103 34200 114000 PRN SOLE 0 0 114000 GOLDCORP INC NEW a-shares 380956409 1317942 29784 PRN SOLE 0 0 29784 ISHARES TR RUSSELL 1000 a-shares 464287622 654992 9442 PRN SOLE 0 0 9442 ISHARES SILVER TRUST a-shares 46428Q109 234378 8700 PRN SOLE 0 0 8700 MARKET VECTORS JR GOLD MINERS a-shares 57061R544 197057 7978 PRN SOLE 0 0 7978 MARKET VECTORS GOLD MINER ETF a-shares 57060U100 252418 4908 PRN SOLE 0 0 4908 SPDR GOLD TRUST a-shares 78463V107 691099 4547 PRN SOLE 0 0 4547 ANNALY CAP MGMT INC a-shares 035710409 63377 3971 PRN SOLE 0 0 3971 FIDELITY NY MUNI INCOME FD a-shares 316337203 45686 3435 PRN SOLE 0 0 3435 SILVER BULLION TR a-shares 827467101 50844 2850 PRN SOLE 0 0 2850 JPMORGAN CHASE CAP XXVI a-shares 48124G104 51800 2000 PRN SOLE 0 0 2000 ALLIANCEBERNSTEIN HIGH INCM FD a-shares 01859M101 15248 1773 PRN SOLE 0 0 1773 GABELLI VALUE FD INC a-shares 36240H106 23502 1692 PRN SOLE 0 0 1692 GABELLI EQUITY TR INC a-shares 362397101 7161 1435 PRN SOLE 0 0 1435 HANCOCK JOHN INCOME SECS TR a-shares 410123103 20265 1388 PRN SOLE 0 0 1388 COCA COLA CO a-shares 191216100 83964 1200 PRN SOLE 0 0 1200 NEUBERGER BERMAN MCAP GWTH a-shares 641224308 12900 1190 PRN SOLE 0 0 1190 ISHARES BC 3-7 TREASURY BOND a-shares 464288661 137295 1125 PRN SOLE 0 0 1125 BRISTOL MYERS SQUIBB CO a-shares 110122108 38059 1080 PRN SOLE 0 0 1080 EXXON MOBIL CORP a-shares 30231G102 90185 1064 PRN SOLE 0 0 1064 PROGRESS ENERGY INC a-shares 743263105 58821 1050 PRN SOLE 0 0 1050 AMERICAN ELEC PWR INC a-shares 025537101 43252 1047 PRN SOLE 0 0 1047 KRAFT FOODS INC a-shares 50075N104 38854 1040 PRN SOLE 0 0 1040 GENERAL ELECTRIC CO a-shares 369604103 17910 1000 PRN SOLE 0 0 1000 ARCHER DANIELS MIDLAND CO a-shares 039483102 28600 1000 PRN SOLE 0 0 1000 GENERAL ELEC CAP CORP a-shares 369622428 27950 1000 PRN SOLE 0 0 1000 DOMINION RES INC VA NEW a-shares 25746U109 53080 1000 PRN SOLE 0 0 1000 JETBLUE AIRWAYS CORP a-shares 477143101 5200 1000 PRN SOLE 0 0 1000 PROCTER & GAMBLE CO a-shares 742718109 66710 1000 PRN SOLE 0 0 1000 A5 LABORATORIES INC a-shares 00830E105 13 1000 PRN SOLE 0 0 1000 DEERE & CO a-shares 244199105 75030 970 PRN SOLE 0 0 970 HANCOCK JOHN INVS TR a-shares 410142103 20446 921 PRN SOLE 0 0 921 FIDELITY MORTGAGE SECURITIES a-shares 31617K204 9584 858 PRN SOLE 0 0 858 ISHARES TR a-shares 464287226 83904 770 PRN SOLE 0 0 770 HONEYWELL INTL INC a-shares 438516106 40763 750 PRN SOLE 0 0 750 PPG INDS INC a-shares 693506107 60113 720 PRN SOLE 0 0 720 FIDELITY CAPITAL APPRECIATION a-shares 316066109 17185 698 PRN SOLE 0 0 698 UNITED TECHNOLOGIES CORP a-shares 913017109 50286 688 PRN SOLE 0 0 688 GENERAL GROWTH PPTYS INC a-shares 370023103 10166 680 PRN SOLE 0 0 680 TEXAS INSTRS INC a-shares 882508104 18630 640 PRN SOLE 0 0 640 KIMBERLY CLARK CORP a-shares 494368103 45901 624 PRN SOLE 0 0 624 VALUE LINE FD INC a-shares 920423100 5587 618 PRN SOLE 0 0 618 WGL HLDGS INC a-shares 92924F106 22110 500 PRN SOLE 0 0 500 DTE ENERGY CO a-shares 233331107 27225 500 PRN SOLE 0 0 500 GOODRICH CORP a-shares 382388106 61850 500 PRN SOLE 0 0 500 SIEBERT FINL CORP a-shares 826176109 715 500 PRN SOLE 0 0 500 FIDELITY CONTRAFUND INC a-shares 316071109 31369 465 PRN SOLE 0 0 465 LIMITED BRANDS INC a-shares 501797104 17754 440 PRN SOLE 0 0 440 FORT DEARBORN INCOME SECS INC a-shares 347200107 6847 429 PRN SOLE 0 0 429 HSBC HLDGS PLC a-shares 404280604 9560 400 PRN SOLE 0 0 400 ADAMS EXPRESS CO a-shares 006212104 3740 388 PRN SOLE 0 0 388 RS GROWTH FUND a-shares 74972H200 4473 380 PRN SOLE 0 0 380 ISHARES AGENCY BD FD a-shares 464288166 42921 380 PRN SOLE 0 0 380 INTERNATIONAL BUSINESS MACHS a-shares 459200101 64726 352 PRN SOLE 0 0 352 ROCKWELL AUTOMATION INC a-shares 773903109 23478 320 PRN SOLE 0 0 320 ROCKWELL COLLINS INC a-shares 774341101 17718 320 PRN SOLE 0 0 320 EXELON CORP a-shares 30161N101 13618 314 PRN SOLE 0 0 314 WELLPOINT INC a-shares 94973V107 19875 300 PRN SOLE 0 0 300 CLOROX CO DEL a-shares 189054109 19968 300 PRN SOLE 0 0 300 FIRST EAGLE FDS INC a-shares 32008F507 13085 290 PRN SOLE 0 0 290 XCEL ENERGY INC a-shares 98389B100 7573 274 PRN SOLE 0 0 274 COLUMBIA MID-CAP GWTH FD a-shares 19765P232 5918 240 PRN SOLE 0 0 240 SOUTHWEST AIRLS CO a-shares 844741108 2012 235 PRN SOLE 0 0 235 AETNA INC NEW a-shares 00817Y108 8438 200 PRN SOLE 0 0 200 NUVEEN MULTI STRAT INC GR FD 2 a-shares 67073D102 1610 200 PRN SOLE 0 0 200 SOUTHERN CO a-shares 842587107 9258 200 PRN SOLE 0 0 200 FIDELITY BLUE CHIP GROWTH FD a-shares 316389303 7553 178 PRN SOLE 0 0 178 COHEN & STEERS INFRASTRUCTURE a-shares 19248A109 2765 175 PRN SOLE 0 0 175 XYLEM INC a-shares 98419M100 4419 172 PRN SOLE 0 0 172 EXELIS INC a-shares 30162A108 1557 172 PRN SOLE 0 0 172 TRI CONTL CORP a-shares 895436103 2348 165 PRN SOLE 0 0 165 NSTAR a-shares 67019E107 7514 160 PRN SOLE 0 0 160 PHILIP MORRIS INTL INC a-shares 718172109 11772 150 PRN SOLE 0 0 150 DOW CHEM CO a-shares 260543103 3883 135 PRN SOLE 0 0 135 VANGUARD/PRIMECAP FUND a-shares 921936100 7471 121 PRN SOLE 0 0 121 FREEPORT-MCMORAN COPPER & GOLD a-shares 35671D857 3900 106 PRN SOLE 0 0 106 UNITED PARCEL SERVICE INC a-shares 911312106 7319 100 PRN SOLE 0 0 100 REVLON INC a-shares 761525609 1487 100 PRN SOLE 0 0 100 ITT CORP NEW a-shares 450911201 1662 86 PRN SOLE 0 0 86 PHOENIX COS INC NEW a-shares 71902E604 119 71 PRN SOLE 0 0 71 GABELLI UTIL TR a-shares 36240A101 421 54 PRN SOLE 0 0 54 AMAZON COM INC a-shares 023135106 8655 50 PRN SOLE 0 0 50 GABELLI HLTHCARE & WELLNESS TR a-shares 36246K103 342 48 PRN SOLE 0 0 48 CONSOLIDATED TOMOKA LD CO a-shares 210226106 596 22 PRN SOLE 0 0 22 OLD REP INTL CORP a-shares 680223104 37 4 PRN SOLE 0 0 4