0000950123-15-010919.txt : 20151110 0000950123-15-010919.hdr.sgml : 20151110 20151106123134 ACCESSION NUMBER: 0000950123-15-010919 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20151106 DATE AS OF CHANGE: 20151106 EFFECTIVENESS DATE: 20151106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smith Affiliated Capital Corp. CENTRAL INDEX KEY: 0001540138 IRS NUMBER: 131305799 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14634 FILM NUMBER: 151203482 BUSINESS ADDRESS: STREET 1: 88 PINE STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: (212) 644-9440 MAIL ADDRESS: STREET 1: 88 PINE STREET CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001540138 XXXXXXXX 09-30-2011 09-30-2011 Smith Affiliated Capital Corp.

88 Pine Street New York NY 10005

13F HOLDINGS REPORT 028-14634 N matthew smith 2126449440 matthew smith new york NY 11-03-2015 0 94 258168314 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F CENTRAL FD CDA LTD A-Shares 153501101 126485874 6113382 PRN SOLE 0 0 6113382 CENTRAL GOLDTRUST A-Shares 153546106 123917711 1941371 PRN SOLE 0 0 1941371 US GOLD CORPORATION A-Shares 912023207 1999238 498563 PRN SOLE 0 0 498563 LEXAM VG GOLD INC A-Shares 52886U103 45600 114000 PRN SOLE 0 0 114000 GOLDCORP INC NEW A-Shares 380956409 1359342 29784 PRN SOLE 0 0 29784 ISHARES TR RUSSELL 1000 A-Shares 464287622 590503 9442 PRN SOLE 0 0 9442 ISHARES SILVER TRUST A-Shares 46428Q109 251517 8700 PRN SOLE 0 0 8700 MARKET VECTORS JR GOLD MINERS A-Shares 57061R544 224581 7978 PRN SOLE 0 0 7978 SPDR GOLD TRUST A-Shares 78463V107 1113849 7047 PRN SOLE 0 0 7047 MARKET VECTORS GOLD MINER ETF A-Shares 57060U100 281911 5108 PRN SOLE 0 0 5108 ANNALY CAP MGMT INC A-Shares 035710409 66038 3971 PRN SOLE 0 0 3971 FIDELITY NY MUNI INCOME FD A-Shares 316337203 45411 3435 PRN SOLE 0 0 3435 SILVER BULLION TR A-Shares 827467101 61275 2850 PRN SOLE 0 0 2850 JPMORGAN CHASE CAP XXVI A-Shares 48124G104 51120 2000 PRN SOLE 0 0 2000 ALLIANCEBERNSTEIN HIGH INCM FD A-Shares 01859M101 14452 1737 PRN SOLE 0 0 1737 GABELLI VALUE FD INC A-Shares 36240H106 21004 1510 PRN SOLE 0 0 1510 GABELLI EQUITY TR INC A-Shares 362397101 6816 1435 PRN SOLE 0 0 1435 HANCOCK JOHN INCOME SECS TR A-Shares 410123103 20987 1388 PRN SOLE 0 0 1388 FIDELITY CAPITAL APPRECIATION A-Shares 316066109 28816 1270 PRN SOLE 0 0 1270 COCA COLA CO A-Shares 191216100 81072 1200 PRN SOLE 0 0 1200 NEUBERGER BERMAN MCAP GWTH A-Shares 641224308 11900 1190 PRN SOLE 0 0 1190 ISHARES BC 3-7 TREASURY BOND A-Shares 464288661 136665 1125 PRN SOLE 0 0 1125 BRISTOL MYERS SQUIBB CO A-Shares 110122108 33890 1080 PRN SOLE 0 0 1080 EXXON MOBIL CORP A-Shares 30231G102 77278 1064 PRN SOLE 0 0 1064 PROGRESS ENERGY INC A-Shares 743263105 54306 1050 PRN SOLE 0 0 1050 AMERICAN ELEC PWR INC A-Shares 025537101 39807 1047 PRN SOLE 0 0 1047 KRAFT FOODS INC A-Shares 50075N104 34923 1040 PRN SOLE 0 0 1040 DOMINION RES INC VA NEW A-Shares 25746U109 50770 1000 PRN SOLE 0 0 1000 PROCTER & GAMBLE CO A-Shares 742718109 63180 1000 PRN SOLE 0 0 1000 GENERAL ELEC CAP CORP A-Shares 369622428 27380 1000 PRN SOLE 0 0 1000 GENERAL ELECTRIC CO A-Shares 369604103 15220 1000 PRN SOLE 0 0 1000 JETBLUE AIRWAYS CORP A-Shares 477143101 4090 1000 PRN SOLE 0 0 1000 A5 LABORATORIES INC A-Shares 00830E105 35 1000 PRN SOLE 0 0 1000 ARCHER DANIELS MIDLAND CO A-Shares 039483102 24810 1000 PRN SOLE 0 0 1000 DEERE & CO A-Shares 244199105 62633 970 PRN SOLE 0 0 970 HANCOCK JOHN INVS TR A-Shares 410142103 19746 921 PRN SOLE 0 0 921 FIDELITY MORTGAGE SECURITIES A-Shares 31617K204 9508 852 PRN SOLE 0 0 852 ISHARES TR A-Shares 464287226 83737 770 PRN SOLE 0 0 770 HONEYWELL INTL INC A-Shares 438516106 32933 750 PRN SOLE 0 0 750 PPG INDS INC A-Shares 693506107 50875 720 PRN SOLE 0 0 720 UNITED TECHNOLOGIES CORP A-Shares 913017109 48408 688 PRN SOLE 0 0 688 DWS BALANCED FD A-Shares 25159K820 5681 682 PRN SOLE 0 0 682 TEXAS INSTRS INC A-Shares 882508104 17056 640 PRN SOLE 0 0 640 KIMBERLY CLARK CORP A-Shares 494368103 44310 624 PRN SOLE 0 0 624 CARNIVAL CORP A-Shares 143658300 18786 620 PRN SOLE 0 0 620 VALUE LINE FD INC A-Shares 920423100 5185 618 PRN SOLE 0 0 618 GOODRICH CORP A-Shares 382388106 60340 500 PRN SOLE 0 0 500 DTE ENERGY CO A-Shares 233331107 24510 500 PRN SOLE 0 0 500 WGL HLDGS INC A-Shares 92924F106 19535 500 PRN SOLE 0 0 500 SIEBERT FINL CORP A-Shares 826176109 831 500 PRN SOLE 0 0 500 FIDELITY CONTRAFUND INC A-Shares 316071109 29011 465 PRN SOLE 0 0 465 LIMITED BRANDS INC A-Shares 501797104 16944 440 PRN SOLE 0 0 440 DREYFUS APPRECIATION FD INC A-Shares 261970107 16123 438 PRN SOLE 0 0 438 FORT DEARBORN INCOME SECS INC A-Shares 347200107 6894 429 PRN SOLE 0 0 429 AMERICAN CENTURY ULTRA FD A-Shares 025083882 8486 408 PRN SOLE 0 0 408 HSBC HLDGS PLC A-Shares 404280604 9108 400 PRN SOLE 0 0 400 RS GROWTH FUND A-Shares 74972H200 4104 380 PRN SOLE 0 0 380 ISHARES AGENCY BD FD A-Shares 464288166 42826 380 PRN SOLE 0 0 380 NEUBERGER & BERMAN PARTNERS FD A-Shares 640917407 6371 377 PRN SOLE 0 0 377 ADAMS EXPRESS CO A-Shares 006212104 3398 369 PRN SOLE 0 0 369 INTERNATIONAL BUSINESS MACHS A-Shares 459200101 61554 352 PRN SOLE 0 0 352 ROCKWELL COLLINS INC A-Shares 774341101 16883 320 PRN SOLE 0 0 320 ROCKWELL AUTOMATION INC A-Shares 773903109 17920 320 PRN SOLE 0 0 320 EXELON CORP A-Shares 30161N101 13380 314 PRN SOLE 0 0 314 CLOROX CO DEL A-Shares 189054109 19899 300 PRN SOLE 0 0 300 WELLPOINT INC A-Shares 94973V107 19584 300 PRN SOLE 0 0 300 FIRST EAGLE FDS INC A-Shares 32008F507 12737 290 PRN SOLE 0 0 290 PIONEER FD INC A-Shares 723682100 9929 285 PRN SOLE 0 0 285 XCEL ENERGY INC A-Shares 98389B100 6765 274 PRN SOLE 0 0 274 COLUMBIA MID-CAP GWTH FD A-Shares 19765P232 5616 240 PRN SOLE 0 0 240 SOUTHWEST AIRLS CO A-Shares 844741108 1889 235 PRN SOLE 0 0 235 PIONEER GROWTH OPPORTUNATIES A-Shares 72387W408 4964 210 PRN SOLE 0 0 210 NUVEEN MULTI STRAT INC GR FD 2 A-Shares 67073D102 1572 200 PRN SOLE 0 0 200 AETNA INC NEW A-Shares 00817Y108 7268 200 PRN SOLE 0 0 200 SOUTHERN CO A-Shares 842587107 8474 200 PRN SOLE 0 0 200 FIDELITY BLUE CHIP GROWTH FD A-Shares 316389303 7043 178 PRN SOLE 0 0 178 COHEN & STEERS INFRASTRUCTURE A-Shares 19248A109 2725 175 PRN SOLE 0 0 175 ITT CORP NEW A-Shares 450911201 7224 172 PRN SOLE 0 0 172 INVESCO CONSTELLATION FD A-Shares 001413202 3335 166 PRN SOLE 0 0 166 TRI CONTL CORP A-Shares 895436103 2099 165 PRN SOLE 0 0 165 NSTAR A-Shares 67019E107 7170 160 PRN SOLE 0 0 160 PHILIP MORRIS INTL INC A-Shares 718172109 9357 150 PRN SOLE 0 0 150 DOW CHEM CO A-Shares 260543103 3032 135 PRN SOLE 0 0 135 DREYFUS DISCIPLINED STK FD A-Shares 261978340 3325 126 PRN SOLE 0 0 126 VANGUARD/PRIMECAP FUND A-Shares 921936100 7074 121 PRN SOLE 0 0 121 FIDELITY MAGELLAN FD A-Shares 316184100 6620 113 PRN SOLE 0 0 113 FREEPORT-MCMORAN COPPER & GOLD A-Shares 35671D857 3228 106 PRN SOLE 0 0 106 UNITED PARCEL SERVICE INC A-Shares 911312106 6315 100 PRN SOLE 0 0 100 REVLON INC A-Shares 761525609 1232 100 PRN SOLE 0 0 100 PHOENIX COS INC NEW A-Shares 71902E604 87 71 PRN SOLE 0 0 71 GABELLI UTIL TR A-Shares 36240A101 370 54 PRN SOLE 0 0 54 GABELLI HLTHCARE & WELLNESS TR A-Shares 36246K103 321 48 PRN SOLE 0 0 48 CONSOLIDATED TOMOKA LD CO A-Shares 210226106 578 22 PRN SOLE 0 0 22 OLD REP INTL CORP A-Shares 680223104 36 4 PRN SOLE 0 0 4