0000950123-15-010917.txt : 20151110 0000950123-15-010917.hdr.sgml : 20151110 20151106121835 ACCESSION NUMBER: 0000950123-15-010917 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20151106 DATE AS OF CHANGE: 20151106 EFFECTIVENESS DATE: 20151106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smith Affiliated Capital Corp. CENTRAL INDEX KEY: 0001540138 IRS NUMBER: 131305799 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14634 FILM NUMBER: 151203427 BUSINESS ADDRESS: STREET 1: 88 PINE STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: (212) 644-9440 MAIL ADDRESS: STREET 1: 88 PINE STREET CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001540138 XXXXXXXX 06-30-2011 06-30-2011 Smith Affiliated Capital Corp.

88 Pine Street New York NY 10005

13F HOLDINGS REPORT 028-14634 N matthew smith 2126449440 matthew smith new york NY 11-03-2015 0 119 214784001 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F CENTRAL GOLDTRUST A-Shares 153546106 94086554 1661426 PRN SOLE 0 0 1661426 CENTRAL FD CDA LTD A-Shares 153501101 20899192 1025979 PRN SOLE 0 0 1025979 SPDR GOLD TRUST A-Shares 78463V107 89515549 613116 PRN SOLE 0 0 613116 US GOLD CORPORATION A-Shares 912023207 2803854 464984 PRN SOLE 0 0 464984 LEXAM VG GOLD INC A-Shares 52886U103 71592 114000 PRN SOLE 0 0 114000 WELLS FARGO FDS TR A-Shares 949921654 822467 82577 PRN SOLE 0 0 82577 ISHARES AUSTRALIA A-Shares 464286103 845401 32453 PRN SOLE 0 0 32453 GOLDCORP INC NEW A-Shares 380956409 1437674 29784 PRN SOLE 0 0 29784 ISHARES CANADA A-Shares 464286509 796247 25142 PRN SOLE 0 0 25142 ISHARES TR RUSSELL 1000 A-Shares 464287622 697669 9442 PRN SOLE 0 0 9442 MARKET VECTORS JR GOLD MINERS A-Shares 57061R544 275081 7978 PRN SOLE 0 0 7978 MARKET VECTORS GOLD MINER ETF A-Shares 57060U100 278846 5108 PRN SOLE 0 0 5108 ISHARES SILVER TRUST A-Shares 46428Q109 165816 4900 PRN SOLE 0 0 4900 FEDERATED KAUFMANN FUND A-Shares 314172644 22187 3913 PRN SOLE 0 0 3913 FIDELITY NY MUNI INCOME FD A-Shares 316337203 44105 3435 PRN SOLE 0 0 3435 ANNALY CAP MGMT INC A-Shares 035710409 53597 2971 PRN SOLE 0 0 2971 SILVER BULLION TR A-Shares 827467101 61571 2850 PRN SOLE 0 0 2850 JPMORGAN CHASE CAP XXVI A-Shares 48124G104 52920 2000 PRN SOLE 0 0 2000 ALLIANCEBERNSTEIN HIGH INCM FD A-Shares 01859M101 15593 1706 PRN SOLE 0 0 1706 GABELLI VALUE FD INC A-Shares 36240H106 25625 1510 PRN SOLE 0 0 1510 GABELLI EQUITY TR INC A-Shares 362397101 8754 1435 PRN SOLE 0 0 1435 HANCOCK JOHN INCOME SECS TR A-Shares 410123103 21278 1388 PRN SOLE 0 0 1388 FIDELITY CAPITAL APPRECIATION A-Shares 316066109 33922 1270 PRN SOLE 0 0 1270 COCA COLA CO A-Shares 191216100 80748 1200 PRN SOLE 0 0 1200 NEUBERGER BERMAN MCAP GWTH A-Shares 641224308 13887 1190 PRN SOLE 0 0 1190 ISHARES BC 3-7 TREASURY BOND A-Shares 464288661 131738 1125 PRN SOLE 0 0 1125 BRISTOL MYERS SQUIBB CO A-Shares 110122108 31277 1080 PRN SOLE 0 0 1080 EXXON MOBIL CORP A-Shares 30231G102 86588 1064 PRN SOLE 0 0 1064 PROGRESS ENERGY INC A-Shares 743263105 50411 1050 PRN SOLE 0 0 1050 KRAFT FOODS INC A-Shares 50075N104 36639 1040 PRN SOLE 0 0 1040 PROCTER & GAMBLE CO A-Shares 742718109 63570 1000 PRN SOLE 0 0 1000 DOMINION RES INC VA NEW A-Shares 25746U109 48270 1000 PRN SOLE 0 0 1000 GENERAL ELEC CAP CORP A-Shares 369622428 27080 1000 PRN SOLE 0 0 1000 JETBLUE AIRWAYS CORP A-Shares 477143101 6100 1000 PRN SOLE 0 0 1000 A5 LABORATORIES INC A-Shares 00830E105 75 1000 PRN SOLE 0 0 1000 DEERE & CO A-Shares 244199105 79977 970 PRN SOLE 0 0 970 HANCOCK JOHN INVS TR A-Shares 410142103 20354 921 PRN SOLE 0 0 921 AMERICAN ELEC PWR INC A-Shares 025537101 34176 907 PRN SOLE 0 0 907 FIDELITY MORTGAGE SECURITIES A-Shares 31617K204 9267 844 PRN SOLE 0 0 844 FERRO CORP A-Shares 315405100 10886 810 PRN SOLE 0 0 810 LEGG MASON CLEARBRIDGE EQUITY FD A-Shares 524695103 9838 771 PRN SOLE 0 0 771 ISHARES TR A-Shares 464287226 81620 770 PRN SOLE 0 0 770 HONEYWELL INTL INC A-Shares 438516106 44693 750 PRN SOLE 0 0 750 PPG INDS INC A-Shares 693506107 65369 720 PRN SOLE 0 0 720 UNITED TECHNOLOGIES CORP A-Shares 913017109 60895 688 PRN SOLE 0 0 688 DWS BALANCED FD A-Shares 25159K820 6370 682 PRN SOLE 0 0 682 GENERAL ELECTRIC CO A-Shares 369604103 12259 650 PRN SOLE 0 0 650 TEXAS INSTRS INC A-Shares 882508104 21011 640 PRN SOLE 0 0 640 KIMBERLY CLARK CORP A-Shares 494368103 41533 624 PRN SOLE 0 0 624 CARNIVAL CORP A-Shares 143658300 23331 620 PRN SOLE 0 0 620 VALUE LINE FD INC A-Shares 920423100 6026 618 PRN SOLE 0 0 618 ORACLE CORP A-Shares 68389X105 19746 600 PRN SOLE 0 0 600 TRANSAMERICA WMC DIVERSIFIED G A-Shares 893961862 5724 573 PRN SOLE 0 0 573 INTL PAPER CO A-Shares 460146103 15924 534 PRN SOLE 0 0 534 JANUS GLOBAL SELECT FD A-Shares 471023648 6093 512 PRN SOLE 0 0 512 ARCHER DANIELS MIDLAND CO A-Shares 039483102 15075 500 PRN SOLE 0 0 500 SIEBERT FINL CORP A-Shares 826176109 910 500 PRN SOLE 0 0 500 DELL INC A-Shares 24702R101 8335 500 PRN SOLE 0 0 500 FIDELITY CONTRAFUND INC A-Shares 316071109 32834 465 PRN SOLE 0 0 465 LIMITED BRANDS INC A-Shares 501797104 16918 440 PRN SOLE 0 0 440 DREYFUS APPRECIATION FD INC A-Shares 261970107 17976 438 PRN SOLE 0 0 438 FORT DEARBORN INCOME SECS INC A-Shares 347200107 6465 429 PRN SOLE 0 0 429 AMERICAN CENTURY ULTRA FD A-Shares 025083882 9923 408 PRN SOLE 0 0 408 HSBC FINANCE CORP A-Shares 044060167 10064 400 PRN SOLE 0 0 400 HSBC HLDGS PLC A-Shares 404280604 9780 400 PRN SOLE 0 0 400 RS GROWTH FUND A-Shares 74972H200 4811 380 PRN SOLE 0 0 380 ISHARES AGENCY BD FD A-Shares 464288166 42070 380 PRN SOLE 0 0 380 NEUBERGER & BERMAN PARTNERS FD A-Shares 640917407 8298 377 PRN SOLE 0 0 377 ADAMS EXPRESS CO A-Shares 006212104 4111 369 PRN SOLE 0 0 369 INTERNATIONAL BUSINESS MACHS A-Shares 459200101 60386 352 PRN SOLE 0 0 352 ROCKWELL AUTOMATION INC A-Shares 773903109 27763 320 PRN SOLE 0 0 320 ROCKWELL COLLINS INC A-Shares 774341101 19741 320 PRN SOLE 0 0 320 EXELON CORP A-Shares 30161N101 13452 314 PRN SOLE 0 0 314 JANUS TWENTY FUND A-Shares 471023408 19998 301 PRN SOLE 0 0 301 FIRST EAGLE FDS INC A-Shares 32008F507 14143 290 PRN SOLE 0 0 290 PIONEER FD INC A-Shares 723682100 12152 285 PRN SOLE 0 0 285 WGL HLDGS INC A-Shares 92924F106 10546 274 PRN SOLE 0 0 274 JANUS FUND A-Shares 471023101 8247 272 PRN SOLE 0 0 272 JANUS OVERSEAS FUND A-Shares 471023846 12181 259 PRN SOLE 0 0 259 COLUMBIA MID-CAP GWTH FD A-Shares 19765P232 7130 240 PRN SOLE 0 0 240 WHIRLPOOL CORP A-Shares 963320106 19517 240 PRN SOLE 0 0 240 SOUTHWEST AIRLS CO A-Shares 844741108 2684 235 PRN SOLE 0 0 235 PIONEER GROWTH OPPORTUNATIES A-Shares 72387W408 6323 210 PRN SOLE 0 0 210 SOUTHERN CO A-Shares 842587107 8076 200 PRN SOLE 0 0 200 AETNA INC NEW A-Shares 00817Y108 8818 200 PRN SOLE 0 0 200 NUVEEN MULTI STRAT INC GR FD 2 A-Shares 67073D102 1828 200 PRN SOLE 0 0 200 MERCK & CO INC A-Shares 58933Y105 7058 200 PRN SOLE 0 0 200 DTE ENERGY CO A-Shares 233331107 10004 200 PRN SOLE 0 0 200 FIDELITY BLUE CHIP GROWTH FD A-Shares 316389303 8581 178 PRN SOLE 0 0 178 COHEN & STEERS INFRASTRUCTURE A-Shares 19248A109 3115 175 PRN SOLE 0 0 175 ITT CORP NEW A-Shares 450911201 10136 172 PRN SOLE 0 0 172 INVESCO CONSTELLATION FD A-Shares 001413202 4044 166 PRN SOLE 0 0 166 SOUND SHORE FD INC A-Shares 836083105 5417 165 PRN SOLE 0 0 165 TRI CONTL CORP A-Shares 895436103 2463 165 PRN SOLE 0 0 165 NSTAR A-Shares 67019E107 7357 160 PRN SOLE 0 0 160 NISOURCE INC A-Shares 65473P105 3159 156 PRN SOLE 0 0 156 ALTRIA GROUP INC A-Shares 02209S103 3962 150 PRN SOLE 0 0 150 PHILIP MORRIS INTL INC A-Shares 718172109 10016 150 PRN SOLE 0 0 150 DOW CHEM CO A-Shares 260543103 4860 135 PRN SOLE 0 0 135 DREYFUS DISCIPLINED STK FD A-Shares 261978340 4081 126 PRN SOLE 0 0 126 XCEL ENERGY INC A-Shares 98389B100 3013 124 PRN SOLE 0 0 124 VANGUARD/PRIMECAP FUND A-Shares 921936100 8399 121 PRN SOLE 0 0 121 GOODRICH CORP A-Shares 382388106 11460 120 PRN SOLE 0 0 120 FIDELITY MAGELLAN FD A-Shares 316184100 8238 113 PRN SOLE 0 0 113 FREEPORT-MCMORAN COPPER & GOLD A-Shares 35671D857 5607 106 PRN SOLE 0 0 106 WELLPOINT INC A-Shares 94973V107 8113 103 PRN SOLE 0 0 103 NV ENERGY INC A-Shares 67073Y106 1535 100 PRN SOLE 0 0 100 UNITED PARCEL SERVICE INC A-Shares 911312106 7293 100 PRN SOLE 0 0 100 DUKE REALTY CORP A-Shares 264411505 1401 100 PRN SOLE 0 0 100 CLOROX CO DEL A-Shares 189054109 6744 100 PRN SOLE 0 0 100 REVLON INC A-Shares 761525609 1680 100 PRN SOLE 0 0 100 STARWOOD HOTELS&RESORTS WRLDWD A-Shares 85590A401 4371 78 PRN SOLE 0 0 78 PHOENIX COS INC NEW A-Shares 71902E604 175 71 PRN SOLE 0 0 71 GABELLI UTIL TR A-Shares 36240A101 390 54 PRN SOLE 0 0 54 MEDCO HEALTH SOLUTIONS INC A-Shares 58405U102 2713 48 PRN SOLE 0 0 48 GABELLI HLTHCARE & WELLNESS TR A-Shares 36246K103 371 48 PRN SOLE 0 0 48 BKF CAP GROUP INC A-Shares 05548G102 50 39 PRN SOLE 0 0 39 CONSOLIDATED TOMOKA LD CO A-Shares 210226106 629 22 PRN SOLE 0 0 22 OLD REP INTL CORP A-Shares 680223104 47 4 PRN SOLE 0 0 4