0000950123-15-010907.txt : 20151110
0000950123-15-010907.hdr.sgml : 20151110
20151106112717
ACCESSION NUMBER: 0000950123-15-010907
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20151106
DATE AS OF CHANGE: 20151106
EFFECTIVENESS DATE: 20151106
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Smith Affiliated Capital Corp.
CENTRAL INDEX KEY: 0001540138
IRS NUMBER: 131305799
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14634
FILM NUMBER: 151203172
BUSINESS ADDRESS:
STREET 1: 88 PINE STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: (212) 644-9440
MAIL ADDRESS:
STREET 1: 88 PINE STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001540138
XXXXXXXX
06-30-2013
06-30-2013
Smith Affiliated Capital Corp.
88 Pine Street
New York
NY
10005
13F HOLDINGS REPORT
028-14634
N
matthew smith
President
2126449440
matthew smith
new york
NY
11-03-2015
0
156
171539052
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
CENTRAL FD CDA LTD
A-shares
153501101
71974450
5292239
PRN
SOLE
0
0
5292239
CENTRAL GOLDTRUST
A-shares
153546106
80787346
1827768
PRN
SOLE
0
0
1827768
MEDISWIPE INC
A-shares
58500H204
19550
500000
PRN
SOLE
0
0
500000
MCEWEN MIN
A-shares
58039P107
462665
275396
PRN
SOLE
0
0
275396
LEXAM VG GOLD INC
A-shares
52886U103
4560
57000
PRN
SOLE
0
0
57000
HIGHMARK GROUP
A-shares
431114644
242013
23611
PRN
SOLE
0
0
23611
ISHARES TR MRTG PLS CAP IDX
A-shares
464288539
295269
23323
PRN
SOLE
0
0
23323
CSX CORP
A-shares
126408103
521636
22494
PRN
SOLE
0
0
22494
PENNYMAC MTG INVT TR
A-shares
70931T103
448428
21303
PRN
SOLE
0
0
21303
TRUST PROFESSIONAL MANAGERS
A-shares
89834E849
196864
19608
PRN
SOLE
0
0
19608
DOUBLELINE FDS TR
A-shares
258620103
184918
16765
PRN
SOLE
0
0
16765
AMERICAN CAP MTG INVT CORP
A-shares
02504A104
293136
16308
PRN
SOLE
0
0
16308
PBF ENERGY INC
A-shares
69318G106
418648
16164
PRN
SOLE
0
0
16164
AMERICAN CAPITAL AGENCY CORP
A-shares
02503X105
316180
13741
PRN
SOLE
0
0
13741
HOLLYFRONTIER CORP
A-shares
436106108
470623
11001
PRN
SOLE
0
0
11001
MARKET VECTORS JR GOLD MINERS
A-shares
57061R544
94037
10266
PRN
SOLE
0
0
10266
AMERICAN RAILCAR INDS INC
A-shares
02916P103
336105
10030
PRN
SOLE
0
0
10030
CVS HEALTH CORPORATION
A-shares
126650100
570027
9969
PRN
SOLE
0
0
9969
ISHARES TR RUSSELL 1000
A-shares
464287622
849119
9442
PRN
SOLE
0
0
9442
MEDICINES CO
A-shares
584688105
283792
9226
PRN
SOLE
0
0
9226
VALERO ENERGY CORP NEW
A-shares
91913Y100
290816
8364
PRN
SOLE
0
0
8364
SOUTHERN CO
A-shares
842587107
340904
7725
PRN
SOLE
0
0
7725
B & G FOODS INC NEW
A-shares
05508R106
243866
7162
PRN
SOLE
0
0
7162
DU PONT E I DE NEMOURS & CO
A-shares
263534109
372488
7095
PRN
SOLE
0
0
7095
INTEL CORP
A-shares
458140100
170943
7055
PRN
SOLE
0
0
7055
PFIZER INC
A-shares
717081103
167360
5975
PRN
SOLE
0
0
5975
ISHARES TR
A-shares
464287226
470109
5825
PRN
SOLE
0
0
5825
GENERAL ELEC CAP CORP
A-shares
369622428
137150
5666
PRN
SOLE
0
0
5666
E M C CORP MASS
A-shares
268648102
131823
5581
PRN
SOLE
0
0
5581
SPROTT PHYSICAL SILVER TR
A-shares
85207K107
40916
5300
PRN
SOLE
0
0
5300
PLAINS ALL AMERN PIPELINE L P
A-shares
726503105
279050
5000
PRN
SOLE
0
0
5000
MICROSOFT CORP
A-shares
594918104
172207
4985
PRN
SOLE
0
0
4985
NEXTERA ENERGY INC
A-shares
65339F101
384423
4718
PRN
SOLE
0
0
4718
W P CAREY & CO LLC
A-shares
92936U109
289229
4371
PRN
SOLE
0
0
4371
ANNALY CAP MGMT INC
A-shares
035710805
98520
4000
PRN
SOLE
0
0
4000
GENERAL MLS INC
A-shares
370334104
181988
3750
PRN
SOLE
0
0
3750
ENTERPRISE PRODS PARTNERS L P
A-shares
293792107
224983
3620
PRN
SOLE
0
0
3620
DIAGEO P L C
A-shares
25243Q205
415659
3616
PRN
SOLE
0
0
3616
GENERAL ELECTRIC CO
A-shares
369604103
83368
3595
PRN
SOLE
0
0
3595
General Motors
A-shares
37045V100
168560
3500
PRN
SOLE
0
0
3500
MARATHON PETE CORP
A-shares
56585A102
245512
3455
PRN
SOLE
0
0
3455
QUALCOMM INC
A-shares
747525103
207706
3400
PRN
SOLE
0
0
3400
VERIZON COMMUNICATIONS INC
A-shares
92343V104
171156
3400
PRN
SOLE
0
0
3400
BRISTOL MYERS SQUIBB CO
A-shares
110122108
147879
3309
PRN
SOLE
0
0
3309
JOHNSON & JOHNSON
A-shares
478160104
283338
3300
PRN
SOLE
0
0
3300
PEPSICO INC
A-shares
713448108
264182
3230
PRN
SOLE
0
0
3230
MONDELEZ
A-shares
609207105
87017
3050
PRN
SOLE
0
0
3050
PROCTER & GAMBLE CO
A-shares
742718109
234666
3048
PRN
SOLE
0
0
3048
ALASKA AIR GROUP INC
A-shares
011659109
144560
2780
PRN
SOLE
0
0
2780
NIKE INC
A-shares
654106103
165568
2600
PRN
SOLE
0
0
2600
CISCO SYS INC
A-shares
17275R102
59621
2450
PRN
SOLE
0
0
2450
CELGENE CORP
A-shares
151020104
282507
2415
PRN
SOLE
0
0
2415
TUPPERWARE BRANDS CORP
A-shares
899896104
187311
2411
PRN
SOLE
0
0
2411
EMERSON ELEC CO
A-shares
291011104
129260
2370
PRN
SOLE
0
0
2370
KANSAS CITY SOUTHERN
A-shares
485170302
230251
2173
PRN
SOLE
0
0
2173
FEDEX CORP
A-shares
31428X106
207018
2100
PRN
SOLE
0
0
2100
EXXON MOBIL CORP
A-shares
30231G102
182959
2025
PRN
SOLE
0
0
2025
STRYKER CORP
A-shares
863667101
129360
2000
PRN
SOLE
0
0
2000
SCHLUMBERGER LTD
A-shares
806857108
143320
2000
PRN
SOLE
0
0
2000
ALLIANCEBERNSTEIN HIGH INCM FD
A-shares
01859M101
18392
1965
PRN
SOLE
0
0
1965
SPDR GOLD TRUST
A-shares
78463V107
214398
1800
PRN
SOLE
0
0
1800
KRAFT FOODS GROUP INC
A-shares
50076Q106
95426
1708
PRN
SOLE
0
0
1708
DELTA AIR LINES INC DEL
A-shares
247361702
31807
1700
PRN
SOLE
0
0
1700
GENUINE PARTS CO
A-shares
372460105
124912
1600
PRN
SOLE
0
0
1600
3M CO
A-shares
88579Y101
166759
1525
PRN
SOLE
0
0
1525
TEXAS INSTRS INC
A-shares
882508104
50114
1438
PRN
SOLE
0
0
1438
UNION PAC CORP
A-shares
907818108
221700
1437
PRN
SOLE
0
0
1437
GABELLI EQUITY TR INC
A-shares
362397101
9557
1435
PRN
SOLE
0
0
1435
ENERGY TRANSFER EQUITY L P
A-shares
29273V100
83748
1400
PRN
SOLE
0
0
1400
MEAD JOHNSON NUTRITION CO
A-shares
582839106
110922
1400
PRN
SOLE
0
0
1400
HANCOCK JOHN INCOME SECS TR
A-shares
410123103
21486
1388
PRN
SOLE
0
0
1388
MARKWEST ENERGY PARTNERS L P
A-shares
570759100
90248
1350
PRN
SOLE
0
0
1350
CITIGROUP INC
A-shares
172967424
60442
1260
PRN
SOLE
0
0
1260
AMERICAN ELEC PWR INC
A-shares
025537101
55079
1230
PRN
SOLE
0
0
1230
COCA COLA CO
A-shares
191216100
49055
1223
PRN
SOLE
0
0
1223
FORD MTR CO DEL
A-shares
345370860
18564
1200
PRN
SOLE
0
0
1200
WGL HLDGS INC
A-shares
92924F106
49357
1142
PRN
SOLE
0
0
1142
ISHARES BC 3-7 TREASURY BOND
A-shares
464288661
135833
1125
PRN
SOLE
0
0
1125
INTERNATIONAL BUSINESS MACHS
A-shares
459200101
210221
1100
PRN
SOLE
0
0
1100
DANAHER CORP DEL
A-shares
235851102
67604
1068
PRN
SOLE
0
0
1068
MCDONALDS CORP
A-shares
580135101
103950
1050
PRN
SOLE
0
0
1050
JETBLUE AIRWAYS CORP
A-shares
477143101
6290
1000
PRN
SOLE
0
0
1000
VANGUARD INTL EQUITY INDEX FD
A-shares
922042858
38795
1000
PRN
SOLE
0
0
1000
ALLSCRIPTS HEALTHCARE SOLUTNS
A-shares
01988P108
12940
1000
PRN
SOLE
0
0
1000
A5 LABORATORIES INC
A-shares
00830E105
3
1000
PRN
SOLE
0
0
1000
U S AIRWAYS GROUP INC
A-shares
90341W108
16420
1000
PRN
SOLE
0
0
1000
AETNA INC NEW
A-shares
00817Y108
62650
986
PRN
SOLE
0
0
986
HANCOCK JOHN INVS TR
A-shares
410142103
18282
921
PRN
SOLE
0
0
921
FIDELITY MORTGAGE SECURITIES
A-shares
31617K204
9757
887
PRN
SOLE
0
0
887
DUKE ENERGY CORP NEW
A-shares
26441C204
58725
870
PRN
SOLE
0
0
870
SOUTHWEST AIRLS CO
A-shares
844741108
11073
859
PRN
SOLE
0
0
859
HALLIBURTON CO
A-shares
406216101
33376
800
PRN
SOLE
0
0
800
JPMORGAN CHASE & CO
A-shares
46625H100
42232
800
PRN
SOLE
0
0
800
WELLS FARGO & CO NEW
A-shares
949746101
33016
800
PRN
SOLE
0
0
800
UNITED CONTINENTAL HLDGS
A-shares
910047109
23468
750
PRN
SOLE
0
0
750
PPG INDS INC
A-shares
693506107
105415
720
PRN
SOLE
0
0
720
UNITED TECHNOLOGIES CORP
A-shares
913017109
63943
688
PRN
SOLE
0
0
688
GENERAL MTRS CORP
A-shares
37045V100
22484
675
PRN
SOLE
0
0
675
ONEOK PARTNERS LP
A-shares
68268N103
32188
650
PRN
SOLE
0
0
650
NEWS CORP
A-shares
65249B109
20688
635
PRN
SOLE
0
0
635
KIMBERLY CLARK CORP
A-shares
494368103
60615
624
PRN
SOLE
0
0
624
CLOROX CO DEL
A-shares
189054109
49884
600
PRN
SOLE
0
0
600
COLGATE PALMOLIVE CO
A-shares
194162103
34374
600
PRN
SOLE
0
0
600
AMERICAN EXPRESS CO
A-shares
025816109
42987
575
PRN
SOLE
0
0
575
WASTE MGMT INC DEL
A-shares
94106L109
22182
550
PRN
SOLE
0
0
550
ROCKWELL AUTOMATION INC
A-shares
773903109
44230
532
PRN
SOLE
0
0
532
CONOCOPHILLIPS
A-shares
20825C104
30250
500
PRN
SOLE
0
0
500
VMWARE INC
A-shares
928563402
33495
500
PRN
SOLE
0
0
500
COMCAST CORP NEW
A-shares
20030N200
19835
500
PRN
SOLE
0
0
500
PAYCHEX INC
A-shares
704326107
18255
500
PRN
SOLE
0
0
500
DTE ENERGY CO
A-shares
233331107
33505
500
PRN
SOLE
0
0
500
SIEBERT FINL CORP
A-shares
826176109
760
500
PRN
SOLE
0
0
500
MERCK & CO INC
A-shares
58933Y105
23225
500
PRN
SOLE
0
0
500
EATON CORP
A-shares
086353296
32839
499
PRN
SOLE
0
0
499
POLO RALPH LAUREN CORP
A-shares
751212101
78183
450
PRN
SOLE
0
0
450
KROGER CO
A-shares
501044101
15370
445
PRN
SOLE
0
0
445
FORT DEARBORN INCOME SECS INC
A-shares
347200107
6160
429
PRN
SOLE
0
0
429
AIR PRODS & CHEMS INC
A-shares
009158106
36628
400
PRN
SOLE
0
0
400
HSBC HLDGS PLC
A-shares
404280604
9952
400
PRN
SOLE
0
0
400
HERTZ GLOBAL HOLDINGS INC
A-shares
42805T105
9920
400
PRN
SOLE
0
0
400
BOEING CO
A-shares
097023105
40976
400
PRN
SOLE
0
0
400
HONEYWELL INTL INC
A-shares
438516106
30149
380
PRN
SOLE
0
0
380
ISHARES AGENCY BD FD
A-shares
464288166
42066
380
PRN
SOLE
0
0
380
YUM BRANDS INC
A-shares
988498101
24269
350
PRN
SOLE
0
0
350
MERCK & CO INC NEW
A-shares
58933Y105
16165
348
PRN
SOLE
0
0
348
ROCKWELL COLLINS INC
A-shares
774341101
20291
320
PRN
SOLE
0
0
320
APPLE INC
A-shares
037833100
118959
300
PRN
SOLE
0
0
300
ILLINOIS TOOL WKS INC
A-shares
452308109
20751
300
PRN
SOLE
0
0
300
ECOLAB INC
A-shares
278865100
21298
250
PRN
SOLE
0
0
250
MARSH & MCLENNAN COS INC
A-shares
571748102
9980
250
PRN
SOLE
0
0
250
THERMO FISHER SCIENTIFIC INC
A-shares
883556102
21158
250
PRN
SOLE
0
0
250
PHILLIPS 66
A-shares
718546104
14728
250
PRN
SOLE
0
0
250
DENTSPLY INTL INC NEW
A-shares
249030107
10240
250
PRN
SOLE
0
0
250
HARMAN INTL INDS INC
A-shares
413086109
13550
250
PRN
SOLE
0
0
250
GOLDMAN SACHS GROUP INC
A-shares
38141G104
37813
250
PRN
SOLE
0
0
250
L BRANDS,
A-shares
501797104
10835
220
PRN
SOLE
0
0
220
LILLY ELI & CO
A-shares
532457108
10806
220
PRN
SOLE
0
0
220
BORGWARNER INC
A-shares
099724106
17230
200
PRN
SOLE
0
0
200
NORTHEAST UTILS
A-shares
664397106
7480
178
PRN
SOLE
0
0
178
COHEN & STEERS INFRASTRUCTURE
A-shares
19248A109
3306
175
PRN
SOLE
0
0
175
AUTOLIV INC
A-shares
052800109
13002
168
PRN
SOLE
0
0
168
AUTOMATIC DATA PROCESSING INC
A-shares
053015103
10329
150
PRN
SOLE
0
0
150
DUNKIN BRANDS GROUP
A-shares
265504100
6423
150
PRN
SOLE
0
0
150
STERICYCLE INC
A-shares
858912108
16565
150
PRN
SOLE
0
0
150
COVIDIEN PLC
A-shares
060935297
9426
150
PRN
SOLE
0
0
150
VISA INC
A-shares
92826C839
27413
150
PRN
SOLE
0
0
150
AMGEN INC
A-shares
031162100
14799
150
PRN
SOLE
0
0
150
PHILIP MORRIS INTL INC
A-shares
718172109
12993
150
PRN
SOLE
0
0
150
VENTAS INC
A-shares
92276F100
10419
150
PRN
SOLE
0
0
150
AVALONBAY CMNTYS INC
A-shares
053484101
18887
140
PRN
SOLE
0
0
140
UNITED PARCEL SERVICE INC
A-shares
911312106
8648
100
PRN
SOLE
0
0
100
REVLON INC
A-shares
761525609
2206
100
PRN
SOLE
0
0
100
EQUINIX INC
A-shares
29444U700
18472
100
PRN
SOLE
0
0
100
STARBUCKS CORP
A-shares
855244109
4913
75
PRN
SOLE
0
0
75
GOOGLE INC
A-shares
02079K107
57224
65
PRN
SOLE
0
0
65
BERKSHIRE HATHAWAY INC DEL
A-shares
084670108
674400
4
PRN
SOLE
0
0
4