0000950123-15-010907.txt : 20151110 0000950123-15-010907.hdr.sgml : 20151110 20151106112717 ACCESSION NUMBER: 0000950123-15-010907 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20151106 DATE AS OF CHANGE: 20151106 EFFECTIVENESS DATE: 20151106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smith Affiliated Capital Corp. CENTRAL INDEX KEY: 0001540138 IRS NUMBER: 131305799 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14634 FILM NUMBER: 151203172 BUSINESS ADDRESS: STREET 1: 88 PINE STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: (212) 644-9440 MAIL ADDRESS: STREET 1: 88 PINE STREET CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001540138 XXXXXXXX 06-30-2013 06-30-2013 Smith Affiliated Capital Corp.
88 Pine Street New York NY 10005
13F HOLDINGS REPORT 028-14634 N
matthew smith President 2126449440 matthew smith new york NY 11-03-2015 0 156 171539052 false
INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F CENTRAL FD CDA LTD A-shares 153501101 71974450 5292239 PRN SOLE 0 0 5292239 CENTRAL GOLDTRUST A-shares 153546106 80787346 1827768 PRN SOLE 0 0 1827768 MEDISWIPE INC A-shares 58500H204 19550 500000 PRN SOLE 0 0 500000 MCEWEN MIN A-shares 58039P107 462665 275396 PRN SOLE 0 0 275396 LEXAM VG GOLD INC A-shares 52886U103 4560 57000 PRN SOLE 0 0 57000 HIGHMARK GROUP A-shares 431114644 242013 23611 PRN SOLE 0 0 23611 ISHARES TR MRTG PLS CAP IDX A-shares 464288539 295269 23323 PRN SOLE 0 0 23323 CSX CORP A-shares 126408103 521636 22494 PRN SOLE 0 0 22494 PENNYMAC MTG INVT TR A-shares 70931T103 448428 21303 PRN SOLE 0 0 21303 TRUST PROFESSIONAL MANAGERS A-shares 89834E849 196864 19608 PRN SOLE 0 0 19608 DOUBLELINE FDS TR A-shares 258620103 184918 16765 PRN SOLE 0 0 16765 AMERICAN CAP MTG INVT CORP A-shares 02504A104 293136 16308 PRN SOLE 0 0 16308 PBF ENERGY INC A-shares 69318G106 418648 16164 PRN SOLE 0 0 16164 AMERICAN CAPITAL AGENCY CORP A-shares 02503X105 316180 13741 PRN SOLE 0 0 13741 HOLLYFRONTIER CORP A-shares 436106108 470623 11001 PRN SOLE 0 0 11001 MARKET VECTORS JR GOLD MINERS A-shares 57061R544 94037 10266 PRN SOLE 0 0 10266 AMERICAN RAILCAR INDS INC A-shares 02916P103 336105 10030 PRN SOLE 0 0 10030 CVS HEALTH CORPORATION A-shares 126650100 570027 9969 PRN SOLE 0 0 9969 ISHARES TR RUSSELL 1000 A-shares 464287622 849119 9442 PRN SOLE 0 0 9442 MEDICINES CO A-shares 584688105 283792 9226 PRN SOLE 0 0 9226 VALERO ENERGY CORP NEW A-shares 91913Y100 290816 8364 PRN SOLE 0 0 8364 SOUTHERN CO A-shares 842587107 340904 7725 PRN SOLE 0 0 7725 B & G FOODS INC NEW A-shares 05508R106 243866 7162 PRN SOLE 0 0 7162 DU PONT E I DE NEMOURS & CO A-shares 263534109 372488 7095 PRN SOLE 0 0 7095 INTEL CORP A-shares 458140100 170943 7055 PRN SOLE 0 0 7055 PFIZER INC A-shares 717081103 167360 5975 PRN SOLE 0 0 5975 ISHARES TR A-shares 464287226 470109 5825 PRN SOLE 0 0 5825 GENERAL ELEC CAP CORP A-shares 369622428 137150 5666 PRN SOLE 0 0 5666 E M C CORP MASS A-shares 268648102 131823 5581 PRN SOLE 0 0 5581 SPROTT PHYSICAL SILVER TR A-shares 85207K107 40916 5300 PRN SOLE 0 0 5300 PLAINS ALL AMERN PIPELINE L P A-shares 726503105 279050 5000 PRN SOLE 0 0 5000 MICROSOFT CORP A-shares 594918104 172207 4985 PRN SOLE 0 0 4985 NEXTERA ENERGY INC A-shares 65339F101 384423 4718 PRN SOLE 0 0 4718 W P CAREY & CO LLC A-shares 92936U109 289229 4371 PRN SOLE 0 0 4371 ANNALY CAP MGMT INC A-shares 035710805 98520 4000 PRN SOLE 0 0 4000 GENERAL MLS INC A-shares 370334104 181988 3750 PRN SOLE 0 0 3750 ENTERPRISE PRODS PARTNERS L P A-shares 293792107 224983 3620 PRN SOLE 0 0 3620 DIAGEO P L C A-shares 25243Q205 415659 3616 PRN SOLE 0 0 3616 GENERAL ELECTRIC CO A-shares 369604103 83368 3595 PRN SOLE 0 0 3595 General Motors A-shares 37045V100 168560 3500 PRN SOLE 0 0 3500 MARATHON PETE CORP A-shares 56585A102 245512 3455 PRN SOLE 0 0 3455 QUALCOMM INC A-shares 747525103 207706 3400 PRN SOLE 0 0 3400 VERIZON COMMUNICATIONS INC A-shares 92343V104 171156 3400 PRN SOLE 0 0 3400 BRISTOL MYERS SQUIBB CO A-shares 110122108 147879 3309 PRN SOLE 0 0 3309 JOHNSON & JOHNSON A-shares 478160104 283338 3300 PRN SOLE 0 0 3300 PEPSICO INC A-shares 713448108 264182 3230 PRN SOLE 0 0 3230 MONDELEZ A-shares 609207105 87017 3050 PRN SOLE 0 0 3050 PROCTER & GAMBLE CO A-shares 742718109 234666 3048 PRN SOLE 0 0 3048 ALASKA AIR GROUP INC A-shares 011659109 144560 2780 PRN SOLE 0 0 2780 NIKE INC A-shares 654106103 165568 2600 PRN SOLE 0 0 2600 CISCO SYS INC A-shares 17275R102 59621 2450 PRN SOLE 0 0 2450 CELGENE CORP A-shares 151020104 282507 2415 PRN SOLE 0 0 2415 TUPPERWARE BRANDS CORP A-shares 899896104 187311 2411 PRN SOLE 0 0 2411 EMERSON ELEC CO A-shares 291011104 129260 2370 PRN SOLE 0 0 2370 KANSAS CITY SOUTHERN A-shares 485170302 230251 2173 PRN SOLE 0 0 2173 FEDEX CORP A-shares 31428X106 207018 2100 PRN SOLE 0 0 2100 EXXON MOBIL CORP A-shares 30231G102 182959 2025 PRN SOLE 0 0 2025 STRYKER CORP A-shares 863667101 129360 2000 PRN SOLE 0 0 2000 SCHLUMBERGER LTD A-shares 806857108 143320 2000 PRN SOLE 0 0 2000 ALLIANCEBERNSTEIN HIGH INCM FD A-shares 01859M101 18392 1965 PRN SOLE 0 0 1965 SPDR GOLD TRUST A-shares 78463V107 214398 1800 PRN SOLE 0 0 1800 KRAFT FOODS GROUP INC A-shares 50076Q106 95426 1708 PRN SOLE 0 0 1708 DELTA AIR LINES INC DEL A-shares 247361702 31807 1700 PRN SOLE 0 0 1700 GENUINE PARTS CO A-shares 372460105 124912 1600 PRN SOLE 0 0 1600 3M CO A-shares 88579Y101 166759 1525 PRN SOLE 0 0 1525 TEXAS INSTRS INC A-shares 882508104 50114 1438 PRN SOLE 0 0 1438 UNION PAC CORP A-shares 907818108 221700 1437 PRN SOLE 0 0 1437 GABELLI EQUITY TR INC A-shares 362397101 9557 1435 PRN SOLE 0 0 1435 ENERGY TRANSFER EQUITY L P A-shares 29273V100 83748 1400 PRN SOLE 0 0 1400 MEAD JOHNSON NUTRITION CO A-shares 582839106 110922 1400 PRN SOLE 0 0 1400 HANCOCK JOHN INCOME SECS TR A-shares 410123103 21486 1388 PRN SOLE 0 0 1388 MARKWEST ENERGY PARTNERS L P A-shares 570759100 90248 1350 PRN SOLE 0 0 1350 CITIGROUP INC A-shares 172967424 60442 1260 PRN SOLE 0 0 1260 AMERICAN ELEC PWR INC A-shares 025537101 55079 1230 PRN SOLE 0 0 1230 COCA COLA CO A-shares 191216100 49055 1223 PRN SOLE 0 0 1223 FORD MTR CO DEL A-shares 345370860 18564 1200 PRN SOLE 0 0 1200 WGL HLDGS INC A-shares 92924F106 49357 1142 PRN SOLE 0 0 1142 ISHARES BC 3-7 TREASURY BOND A-shares 464288661 135833 1125 PRN SOLE 0 0 1125 INTERNATIONAL BUSINESS MACHS A-shares 459200101 210221 1100 PRN SOLE 0 0 1100 DANAHER CORP DEL A-shares 235851102 67604 1068 PRN SOLE 0 0 1068 MCDONALDS CORP A-shares 580135101 103950 1050 PRN SOLE 0 0 1050 JETBLUE AIRWAYS CORP A-shares 477143101 6290 1000 PRN SOLE 0 0 1000 VANGUARD INTL EQUITY INDEX FD A-shares 922042858 38795 1000 PRN SOLE 0 0 1000 ALLSCRIPTS HEALTHCARE SOLUTNS A-shares 01988P108 12940 1000 PRN SOLE 0 0 1000 A5 LABORATORIES INC A-shares 00830E105 3 1000 PRN SOLE 0 0 1000 U S AIRWAYS GROUP INC A-shares 90341W108 16420 1000 PRN SOLE 0 0 1000 AETNA INC NEW A-shares 00817Y108 62650 986 PRN SOLE 0 0 986 HANCOCK JOHN INVS TR A-shares 410142103 18282 921 PRN SOLE 0 0 921 FIDELITY MORTGAGE SECURITIES A-shares 31617K204 9757 887 PRN SOLE 0 0 887 DUKE ENERGY CORP NEW A-shares 26441C204 58725 870 PRN SOLE 0 0 870 SOUTHWEST AIRLS CO A-shares 844741108 11073 859 PRN SOLE 0 0 859 HALLIBURTON CO A-shares 406216101 33376 800 PRN SOLE 0 0 800 JPMORGAN CHASE & CO A-shares 46625H100 42232 800 PRN SOLE 0 0 800 WELLS FARGO & CO NEW A-shares 949746101 33016 800 PRN SOLE 0 0 800 UNITED CONTINENTAL HLDGS A-shares 910047109 23468 750 PRN SOLE 0 0 750 PPG INDS INC A-shares 693506107 105415 720 PRN SOLE 0 0 720 UNITED TECHNOLOGIES CORP A-shares 913017109 63943 688 PRN SOLE 0 0 688 GENERAL MTRS CORP A-shares 37045V100 22484 675 PRN SOLE 0 0 675 ONEOK PARTNERS LP A-shares 68268N103 32188 650 PRN SOLE 0 0 650 NEWS CORP A-shares 65249B109 20688 635 PRN SOLE 0 0 635 KIMBERLY CLARK CORP A-shares 494368103 60615 624 PRN SOLE 0 0 624 CLOROX CO DEL A-shares 189054109 49884 600 PRN SOLE 0 0 600 COLGATE PALMOLIVE CO A-shares 194162103 34374 600 PRN SOLE 0 0 600 AMERICAN EXPRESS CO A-shares 025816109 42987 575 PRN SOLE 0 0 575 WASTE MGMT INC DEL A-shares 94106L109 22182 550 PRN SOLE 0 0 550 ROCKWELL AUTOMATION INC A-shares 773903109 44230 532 PRN SOLE 0 0 532 CONOCOPHILLIPS A-shares 20825C104 30250 500 PRN SOLE 0 0 500 VMWARE INC A-shares 928563402 33495 500 PRN SOLE 0 0 500 COMCAST CORP NEW A-shares 20030N200 19835 500 PRN SOLE 0 0 500 PAYCHEX INC A-shares 704326107 18255 500 PRN SOLE 0 0 500 DTE ENERGY CO A-shares 233331107 33505 500 PRN SOLE 0 0 500 SIEBERT FINL CORP A-shares 826176109 760 500 PRN SOLE 0 0 500 MERCK & CO INC A-shares 58933Y105 23225 500 PRN SOLE 0 0 500 EATON CORP A-shares 086353296 32839 499 PRN SOLE 0 0 499 POLO RALPH LAUREN CORP A-shares 751212101 78183 450 PRN SOLE 0 0 450 KROGER CO A-shares 501044101 15370 445 PRN SOLE 0 0 445 FORT DEARBORN INCOME SECS INC A-shares 347200107 6160 429 PRN SOLE 0 0 429 AIR PRODS & CHEMS INC A-shares 009158106 36628 400 PRN SOLE 0 0 400 HSBC HLDGS PLC A-shares 404280604 9952 400 PRN SOLE 0 0 400 HERTZ GLOBAL HOLDINGS INC A-shares 42805T105 9920 400 PRN SOLE 0 0 400 BOEING CO A-shares 097023105 40976 400 PRN SOLE 0 0 400 HONEYWELL INTL INC A-shares 438516106 30149 380 PRN SOLE 0 0 380 ISHARES AGENCY BD FD A-shares 464288166 42066 380 PRN SOLE 0 0 380 YUM BRANDS INC A-shares 988498101 24269 350 PRN SOLE 0 0 350 MERCK & CO INC NEW A-shares 58933Y105 16165 348 PRN SOLE 0 0 348 ROCKWELL COLLINS INC A-shares 774341101 20291 320 PRN SOLE 0 0 320 APPLE INC A-shares 037833100 118959 300 PRN SOLE 0 0 300 ILLINOIS TOOL WKS INC A-shares 452308109 20751 300 PRN SOLE 0 0 300 ECOLAB INC A-shares 278865100 21298 250 PRN SOLE 0 0 250 MARSH & MCLENNAN COS INC A-shares 571748102 9980 250 PRN SOLE 0 0 250 THERMO FISHER SCIENTIFIC INC A-shares 883556102 21158 250 PRN SOLE 0 0 250 PHILLIPS 66 A-shares 718546104 14728 250 PRN SOLE 0 0 250 DENTSPLY INTL INC NEW A-shares 249030107 10240 250 PRN SOLE 0 0 250 HARMAN INTL INDS INC A-shares 413086109 13550 250 PRN SOLE 0 0 250 GOLDMAN SACHS GROUP INC A-shares 38141G104 37813 250 PRN SOLE 0 0 250 L BRANDS, A-shares 501797104 10835 220 PRN SOLE 0 0 220 LILLY ELI & CO A-shares 532457108 10806 220 PRN SOLE 0 0 220 BORGWARNER INC A-shares 099724106 17230 200 PRN SOLE 0 0 200 NORTHEAST UTILS A-shares 664397106 7480 178 PRN SOLE 0 0 178 COHEN & STEERS INFRASTRUCTURE A-shares 19248A109 3306 175 PRN SOLE 0 0 175 AUTOLIV INC A-shares 052800109 13002 168 PRN SOLE 0 0 168 AUTOMATIC DATA PROCESSING INC A-shares 053015103 10329 150 PRN SOLE 0 0 150 DUNKIN BRANDS GROUP A-shares 265504100 6423 150 PRN SOLE 0 0 150 STERICYCLE INC A-shares 858912108 16565 150 PRN SOLE 0 0 150 COVIDIEN PLC A-shares 060935297 9426 150 PRN SOLE 0 0 150 VISA INC A-shares 92826C839 27413 150 PRN SOLE 0 0 150 AMGEN INC A-shares 031162100 14799 150 PRN SOLE 0 0 150 PHILIP MORRIS INTL INC A-shares 718172109 12993 150 PRN SOLE 0 0 150 VENTAS INC A-shares 92276F100 10419 150 PRN SOLE 0 0 150 AVALONBAY CMNTYS INC A-shares 053484101 18887 140 PRN SOLE 0 0 140 UNITED PARCEL SERVICE INC A-shares 911312106 8648 100 PRN SOLE 0 0 100 REVLON INC A-shares 761525609 2206 100 PRN SOLE 0 0 100 EQUINIX INC A-shares 29444U700 18472 100 PRN SOLE 0 0 100 STARBUCKS CORP A-shares 855244109 4913 75 PRN SOLE 0 0 75 GOOGLE INC A-shares 02079K107 57224 65 PRN SOLE 0 0 65 BERKSHIRE HATHAWAY INC DEL A-shares 084670108 674400 4 PRN SOLE 0 0 4