President

0000950123-15-010905.txt : 20151110 0000950123-15-010905.hdr.sgml : 20151110 20151106112034 ACCESSION NUMBER: 0000950123-15-010905 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20151106 DATE AS OF CHANGE: 20151106 EFFECTIVENESS DATE: 20151106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smith Affiliated Capital Corp. CENTRAL INDEX KEY: 0001540138 IRS NUMBER: 131305799 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14634 FILM NUMBER: 151203146 BUSINESS ADDRESS: STREET 1: 88 PINE STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: (212) 644-9440 MAIL ADDRESS: STREET 1: 88 PINE STREET CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001540138 XXXXXXXX 03-31-2013 03-31-2013 true 1 RESTATEMENT Smith Affiliated Capital Corp.

88 Pine Street New York NY 10005

13F HOLDINGS REPORT 028-14634 N matthew smith President 2126449440 matthew smith new york NY 11-03-2015 0 143 288399148 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F CENTRAL FD CDA LTD A-Shares 153501101 134477155 6942548 PRN SOLE 0 0 6942548 CENTRAL GOLDTRUST A-Shares 153546106 108215552 1820891 PRN SOLE 0 0 1820891 MEDISWIPE INC A-Shares 58500H204 25000 500000 PRN SOLE 0 0 500000 ISHARES SILVER TRUST A-Shares 46428Q109 11315149 412510 PRN SOLE 0 0 412510 MCEWEN MIN A-Shares 58039P107 930338 325293 PRN SOLE 0 0 325293 SPDR GOLD TRUST A-Shares 78463V107 13384208 86646 PRN SOLE 0 0 86646 LEXAM VG GOLD INC A-Shares 52886U103 5700 57000 PRN SOLE 0 0 57000 HIGHMARK GROUP A-Shares 431114644 258841 24558 PRN SOLE 0 0 24558 ISHARES TR MRTG PLS CAP IDX A-Shares 464288539 364772 23323 PRN SOLE 0 0 23323 CSX CORP A-Shares 126408103 554027 22494 PRN SOLE 0 0 22494 PENNYMAC MTG INVT TR A-Shares 70931T103 551535 21303 PRN SOLE 0 0 21303 TRUST PROFESSIONAL MANAGERS A-Shares 89834E849 198825 19608 PRN SOLE 0 0 19608 DOUBLELINE FDS TR A-Shares 258620103 187904 16570 PRN SOLE 0 0 16570 AMERICAN CAP MTG INVT CORP A-Shares 02504A104 421399 16308 PRN SOLE 0 0 16308 AMERICAN CAPITAL AGENCY CORP A-Shares 02503X105 450430 13741 PRN SOLE 0 0 13741 MARKET VECTORS JR GOLD MINERS A-Shares 57061R544 171853 10266 PRN SOLE 0 0 10266 CVS HEALTH CORPORATION A-Shares 126650100 548195 9969 PRN SOLE 0 0 9969 ISHARES TR RUSSELL 1000 A-Shares 464287622 823437 9442 PRN SOLE 0 0 9442 SOUTHERN CO A-Shares 842587107 370293 7892 PRN SOLE 0 0 7892 HOLLYFRONTIER CORP A-Shares 436106108 396371 7704 PRN SOLE 0 0 7704 B & G FOODS INC NEW A-Shares 05508R106 231175 7582 PRN SOLE 0 0 7582 FLOWERS FOODS INC A-Shares 343498101 243723 7399 PRN SOLE 0 0 7399 DU PONT E I DE NEMOURS & CO A-Shares 263534109 348790 7095 PRN SOLE 0 0 7095 GENERAL ELECTRIC CO A-Shares 369604103 161008 6964 PRN SOLE 0 0 6964 MEDICINES CO A-Shares 584688105 227422 6807 PRN SOLE 0 0 6807 INTEL CORP A-Shares 458140100 140945 6455 PRN SOLE 0 0 6455 BARCLAYS BK PLC A-Shares 06740H260 71150 6364 PRN SOLE 0 0 6364 CONAGRA FOODS INC A-Shares 205887102 219766 6137 PRN SOLE 0 0 6137 JOHNSON & JOHNSON A-Shares 478160104 487549 5980 PRN SOLE 0 0 5980 ISHARES TR A-Shares 464287226 482558 5825 PRN SOLE 0 0 5825 HORMEL FOODS CORP A-Shares 440452100 235152 5691 PRN SOLE 0 0 5691 GENERAL ELEC CAP CORP A-Shares 369622428 146242 5666 PRN SOLE 0 0 5666 PBF ENERGY INC A-Shares 69318G106 209341 5632 PRN SOLE 0 0 5632 E M C CORP MASS A-Shares 268648102 133330 5581 PRN SOLE 0 0 5581 SPROTT PHYSICAL SILVER TR A-Shares 85207K107 59413 5300 PRN SOLE 0 0 5300 MANITOWOC INC A-Shares 563571108 105247 5119 PRN SOLE 0 0 5119 PLAINS ALL AMERN PIPELINE L P A-Shares 726503105 282400 5000 PRN SOLE 0 0 5000 PFIZER INC A-Shares 717081103 143578 4975 PRN SOLE 0 0 4975 PACKAGING CORP AMER A-Shares 695156109 221658 4940 PRN SOLE 0 0 4940 NEXTERA ENERGY INC A-Shares 65339F101 366494 4718 PRN SOLE 0 0 4718 AMERICAN RAILCAR INDS INC A-Shares 02916P103 213602 4570 PRN SOLE 0 0 4570 MICROSOFT CORP A-Shares 594918104 128293 4485 PRN SOLE 0 0 4485 VALERO ENERGY CORP NEW A-Shares 91913Y100 200702 4412 PRN SOLE 0 0 4412 W P CAREY & CO LLC A-Shares 92936U109 294605 4371 PRN SOLE 0 0 4371 PROCTER & GAMBLE CO A-Shares 742718109 335057 4348 PRN SOLE 0 0 4348 TYSON FOODS INC A-Shares 902494103 106974 4310 PRN SOLE 0 0 4310 ANNALY CAP MGMT INC A-Shares 035710805 101600 4000 PRN SOLE 0 0 4000 GENERAL MLS INC A-Shares 37045V100 184912 3750 PRN SOLE 0 0 3750 ENTERPRISE PRODS PARTNERS L P A-Shares 404280604 218250 3620 PRN SOLE 0 0 3620 DIAGEO P L C A-Shares 501797104 448745 3566 PRN SOLE 0 0 3566 General Motors A-Shares 084670108 150290 3500 PRN SOLE 0 0 3500 CITIGROUP INC A-Shares 172967424 153070 3460 PRN SOLE 0 0 3460 QUALCOMM INC A-Shares 747525103 227596 3400 PRN SOLE 0 0 3400 PEPSICO INC A-Shares 713448108 255525 3230 PRN SOLE 0 0 3230 VALEANT PHARMACEUTICALS INTL A-Shares 91911K102 228661 3048 PRN SOLE 0 0 3048 VERIZON COMMUNICATIONS INC A-Shares 92343V104 147450 3000 PRN SOLE 0 0 3000 BRISTOL MYERS SQUIBB CO A-Shares 110122108 115703 2809 PRN SOLE 0 0 2809 ALASKA AIR GROUP INC A-Shares 011659109 177809 2780 PRN SOLE 0 0 2780 NIKE INC A-Shares 654106103 153426 2600 PRN SOLE 0 0 2600 TENET HEALTHCARE CORP A-Shares 88033G407 123613 2598 PRN SOLE 0 0 2598 MARATHON PETE CORP A-Shares 56585A102 226061 2523 PRN SOLE 0 0 2523 CANADIAN NATL RY CO A-Shares 136375102 251452 2507 PRN SOLE 0 0 2507 KANSAS CITY SOUTHERN A-Shares 485170302 273368 2465 PRN SOLE 0 0 2465 TUPPERWARE BRANDS CORP A-Shares 899896104 197075 2411 PRN SOLE 0 0 2411 EMERSON ELEC CO A-Shares 291011104 132412 2370 PRN SOLE 0 0 2370 MONDELEZ A-Shares 609207105 71945 2350 PRN SOLE 0 0 2350 FEDEX CORP A-Shares 31428X106 206220 2100 PRN SOLE 0 0 2100 DEERE & CO A-Shares 244199105 178838 2080 PRN SOLE 0 0 2080 EXXON MOBIL CORP A-Shares 30231G102 182473 2025 PRN SOLE 0 0 2025 SCHLUMBERGER LTD A-Shares 806857108 149780 2000 PRN SOLE 0 0 2000 STRYKER CORP A-Shares 863667101 130480 2000 PRN SOLE 0 0 2000 BANK MONTREAL QUE A-Shares 063671101 124515 1978 PRN SOLE 0 0 1978 ALLIANCEBERNSTEIN HIGH INCM FD A-Shares 01859M101 18663 1934 PRN SOLE 0 0 1934 CELGENE CORP A-Shares 151020104 213738 1844 PRN SOLE 0 0 1844 BANK NOVA SCOTIA HALIFAX A-Shares 064149107 102788 1764 PRN SOLE 0 0 1764 UNION PAC CORP A-Shares 907818108 235973 1657 PRN SOLE 0 0 1657 GENUINE PARTS CO A-Shares 372460105 124800 1600 PRN SOLE 0 0 1600 ROYAL BK CDA MONTREAL QUE A-Shares 780087102 95093 1577 PRN SOLE 0 0 1577 CISCO SYS INC A-Shares 17275R102 31342 1500 PRN SOLE 0 0 1500 J & J SNACK FOODS CORP A-Shares 466032109 115027 1496 PRN SOLE 0 0 1496 TEXAS INSTRS INC A-Shares 882508104 51020 1438 PRN SOLE 0 0 1438 GABELLI EQUITY TR INC A-Shares 362397101 9299 1435 PRN SOLE 0 0 1435 ENERGY TRANSFER EQUITY L P A-Shares 29273V100 81872 1400 PRN SOLE 0 0 1400 3M CO A-Shares 88579Y101 148834 1400 PRN SOLE 0 0 1400 MEAD JOHNSON NUTRITION CO A-Shares 582839106 108430 1400 PRN SOLE 0 0 1400 HANCOCK JOHN INCOME SECS TR A-Shares 410123103 22277 1388 PRN SOLE 0 0 1388 MARKWEST ENERGY PARTNERS L P A-Shares 570759100 82012 1350 PRN SOLE 0 0 1350 AMERICAN ELEC PWR INC A-Shares 025537101 59815 1230 PRN SOLE 0 0 1230 COCA COLA CO A-Shares 191216100 49458 1223 PRN SOLE 0 0 1223 WGL HLDGS INC A-Shares 92924F106 50362 1142 PRN SOLE 0 0 1142 ISHARES BC 3-7 TREASURY BOND A-Shares 464288661 138926 1125 PRN SOLE 0 0 1125 DANAHER CORP DEL A-Shares 235851102 66376 1068 PRN SOLE 0 0 1068 MCDONALDS CORP A-Shares 580135101 104674 1050 PRN SOLE 0 0 1050 INTERNATIONAL BUSINESS MACHS A-Shares 459200101 213300 1000 PRN SOLE 0 0 1000 A5 LABORATORIES INC A-Shares 00830E105 24 1000 PRN SOLE 0 0 1000 VANGUARD INTL EQUITY INDEX FD A-Shares 922042858 42895 1000 PRN SOLE 0 0 1000 JETBLUE AIRWAYS CORP A-Shares 477143101 6900 1000 PRN SOLE 0 0 1000 AETNA INC NEW A-Shares 00817Y108 50414 986 PRN SOLE 0 0 986 DUKE ENERGY CORP NEW A-Shares 26441C204 70775 975 PRN SOLE 0 0 975 HANCOCK JOHN INVS TR A-Shares 410142103 20686 921 PRN SOLE 0 0 921 FIDELITY MORTGAGE SECURITIES A-Shares 31617K204 9996 883 PRN SOLE 0 0 883 COPANO ENERGY L L C A-Shares 217202100 32416 800 PRN SOLE 0 0 800 JPMORGAN CHASE & CO A-Shares 46625H100 37968 800 PRN SOLE 0 0 800 KRAFT FOODS GROUP INC A-Shares 50076Q106 40348 783 PRN SOLE 0 0 783 HONEYWELL INTL INC A-Shares 438516106 56512 750 PRN SOLE 0 0 750 PPG INDS INC A-Shares 693506107 96437 720 PRN SOLE 0 0 720 UNITED TECHNOLOGIES CORP A-Shares 913017109 64280 688 PRN SOLE 0 0 688 ONEOK PARTNERS LP A-Shares 68268N103 37310 650 PRN SOLE 0 0 650 NEWS CORP A-Shares 65249B109 19374 635 PRN SOLE 0 0 635 KIMBERLY CLARK CORP A-Shares 494368103 61140 624 PRN SOLE 0 0 624 SOUTHWEST AIRLS CO A-Shares 844741108 8209 609 PRN SOLE 0 0 609 CLOROX CO DEL A-Shares 189054109 53118 600 PRN SOLE 0 0 600 ROCKWELL AUTOMATION INC A-Shares 773903109 45938 532 PRN SOLE 0 0 532 SIEBERT FINL CORP A-Shares 826176109 745 500 PRN SOLE 0 0 500 VMWARE INC A-Shares 928563402 39440 500 PRN SOLE 0 0 500 CONOCOPHILLIPS A-Shares 20825C104 30050 500 PRN SOLE 0 0 500 DTE ENERGY CO A-Shares 233331107 34170 500 PRN SOLE 0 0 500 POLO RALPH LAUREN CORP A-Shares 751212101 76190 450 PRN SOLE 0 0 450 KROGER CO A-Shares 501044101 14747 445 PRN SOLE 0 0 445 FORT DEARBORN INCOME SECS INC A-Shares 347200107 6662 429 PRN SOLE 0 0 429 HSBC HLDGS PLC A-Shares 404280604 10120 400 PRN SOLE 0 0 400 ISHARES AGENCY BD FD A-Shares 464288166 43093 380 PRN SOLE 0 0 380 WELLS FARGO & CO NEW A-Shares 949746101 13686 370 PRN SOLE 0 0 370 GENESEE & WYO INC A-Shares 371559105 31657 340 PRN SOLE 0 0 340 ROCKWELL COLLINS INC A-Shares 774341101 20198 320 PRN SOLE 0 0 320 APPLE INC A-Shares 037833100 132798 300 PRN SOLE 0 0 300 XCEL ENERGY INC A-Shares 98389B100 7811 263 PRN SOLE 0 0 263 GOLDMAN SACHS GROUP INC A-Shares 38141G104 36788 250 PRN SOLE 0 0 250 PHILLIPS 66 A-Shares 718546104 17492 250 PRN SOLE 0 0 250 MERCK & CO INC NEW A-Shares 58933Y105 9857 223 PRN SOLE 0 0 223 LILLY ELI & CO A-Shares 532457108 12494 220 PRN SOLE 0 0 220 L BRANDS, A-Shares 501797104 9825 220 PRN SOLE 0 0 220 NUVEEN MULTI STRAT INC GR FD 2 A-Shares 67073D102 2090 200 PRN SOLE 0 0 200 STATE STR CORP A-Shares 857477103 11818 200 PRN SOLE 0 0 200 NORTHEAST UTILS A-Shares 664397106 7736 178 PRN SOLE 0 0 178 COHEN & STEERS INFRASTRUCTURE A-Shares 19248A109 3621 175 PRN SOLE 0 0 175 AUTOLIV INC A-Shares 052800109 11616 168 PRN SOLE 0 0 168 PHILIP MORRIS INTL INC A-Shares 718172109 13906 150 PRN SOLE 0 0 150 UNITED PARCEL SERVICE INC A-Shares 911312106 8590 100 PRN SOLE 0 0 100 REVLON INC A-Shares 761525609 2236 100 PRN SOLE 0 0 100 CHEVRON CORP NEW A-Shares 166764100 7486 63 PRN SOLE 0 0 63 GOOGLE INC A-Shares 02079K107 19855 25 PRN SOLE 0 0 25 BERKSHIRE HATHAWAY INC DEL A-Shares 084670108 625120 4 PRN SOLE 0 0 4