0000950123-15-010902.txt : 20151110 0000950123-15-010902.hdr.sgml : 20151110 20151106105613 ACCESSION NUMBER: 0000950123-15-010902 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20151106 DATE AS OF CHANGE: 20151106 EFFECTIVENESS DATE: 20151106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smith Affiliated Capital Corp. CENTRAL INDEX KEY: 0001540138 IRS NUMBER: 131305799 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14634 FILM NUMBER: 151202999 BUSINESS ADDRESS: STREET 1: 88 PINE STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: (212) 644-9440 MAIL ADDRESS: STREET 1: 88 PINE STREET CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001540138 XXXXXXXX 09-30-2012 09-30-2012 Smith Affiliated Capital Corp.

88 Pine Street New York NY 10005

13F HOLDINGS REPORT 028-14634 N matthew smith 2126449440 matthew smith new york NY 11-03-2015 0 84 318329863 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F CENTRAL FD CDA LTD A-Shares 153501101 164203403 6896405 PRN SOLE 0 0 6896405 CENTRAL GOLDTRUST A-Shares 153546106 116115853 1704578 PRN SOLE 0 0 1704578 MCEWEN MIN A-Shares 58039P107 2238249 487636 PRN SOLE 0 0 487636 ISHARES SILVER TRUST A-Shares 46428Q109 13988279 417810 PRN SOLE 0 0 417810 ISHARES TR MRTG PLS CAP IDX A-Shares 464288539 3005519 199968 PRN SOLE 0 0 199968 LEXAM VG GOLD INC A-Shares 52886U103 24943 114000 PRN SOLE 0 0 114000 SPDR GOLD TRUST A-Shares 78463V107 14766210 85905 PRN SOLE 0 0 85905 HIGHMARK GROUP A-Shares 431114644 270724 25540 PRN SOLE 0 0 25540 SPROTT PHYSICAL GOLD TRUST A-Shares 85207H104 304000 20000 PRN SOLE 0 0 20000 DOUBLELINE FDS TR A-Shares 258620202 184165 16169 PRN SOLE 0 0 16169 MARKET VECTORS JR GOLD MINERS A-Shares 57061R544 253776 10266 PRN SOLE 0 0 10266 ISHARES TR RUSSELL 1000 A-Shares 464287622 750450 9442 PRN SOLE 0 0 9442 SPROTT PHYSICAL SILVER TR A-Shares 85207K107 131409 9300 PRN SOLE 0 0 9300 DWS TAX FREE TR A-Shares 25159H405 110982 9082 PRN SOLE 0 0 9082 METROPOLITAN WEST FDS A-Shares 592905509 85958 7779 PRN SOLE 0 0 7779 ANNALY CAP MGMT INC A-Shares 035710409 66872 3971 PRN SOLE 0 0 3971 STEMCELLS INC A-Shares 85857R204 4860 3000 PRN SOLE 0 0 3000 EXELIXIS INC A-Shares 30161Q104 14475 3000 PRN SOLE 0 0 3000 SILVER BULLION TR A-Shares 827467101 56487 2850 PRN SOLE 0 0 2850 COCA COLA CO A-Shares 191216100 91032 2400 PRN SOLE 0 0 2400 ALLIANCEBERNSTEIN HIGH INCM FD A-Shares 01859M101 17363 1861 PRN SOLE 0 0 1861 GABELLI VALUE FD INC A-Shares 36240H106 26869 1692 PRN SOLE 0 0 1692 GABELLI EQUITY TR INC A-Shares 362397101 8079 1435 PRN SOLE 0 0 1435 HANCOCK JOHN INCOME SECS TR A-Shares 410123103 23943 1388 PRN SOLE 0 0 1388 ISHARES BC 3-7 TREASURY BOND A-Shares 464288661 139185 1125 PRN SOLE 0 0 1125 BRISTOL MYERS SQUIBB CO A-Shares 110122108 36450 1080 PRN SOLE 0 0 1080 EXXON MOBIL CORP A-Shares 30231G102 97303 1064 PRN SOLE 0 0 1064 AMERICAN ELEC PWR INC A-Shares 025537101 46005 1047 PRN SOLE 0 0 1047 PROCTER & GAMBLE CO A-Shares 742718109 69360 1000 PRN SOLE 0 0 1000 DOMINION RES INC VA NEW A-Shares 25746U109 52940 1000 PRN SOLE 0 0 1000 ARCHER DANIELS MIDLAND CO A-Shares 039483102 27180 1000 PRN SOLE 0 0 1000 GENERAL ELECTRIC CO A-Shares 369604103 22710 1000 PRN SOLE 0 0 1000 GENERAL ELEC CAP CORP A-Shares 369622428 27151 1000 PRN SOLE 0 0 1000 JETBLUE AIRWAYS CORP A-Shares 477143101 4795 1000 PRN SOLE 0 0 1000 A5 LABORATORIES INC A-Shares 00830E105 4 1000 PRN SOLE 0 0 1000 DEERE & CO A-Shares 244199105 79996 970 PRN SOLE 0 0 970 ISHARES TR A-Shares 464287226 91658 966 PRN SOLE 0 0 966 HANCOCK JOHN INVS TR A-Shares 410142103 22343 921 PRN SOLE 0 0 921 DUKE ENERGY CORP NEW A-Shares 26441C204 59153 913 PRN SOLE 0 0 913 FIDELITY MORTGAGE SECURITIES A-Shares 31617K204 9984 875 PRN SOLE 0 0 875 HONEYWELL INTL INC A-Shares 438516106 44813 750 PRN SOLE 0 0 750 PPG INDS INC A-Shares 693506107 82685 720 PRN SOLE 0 0 720 FIDELITY CAPITAL APPRECIATION A-Shares 316066109 20745 698 PRN SOLE 0 0 698 UNITED TECHNOLOGIES CORP A-Shares 913017109 53864 688 PRN SOLE 0 0 688 TEXAS INSTRS INC A-Shares 882508104 17635 640 PRN SOLE 0 0 640 KIMBERLY CLARK CORP A-Shares 494368103 53527 624 PRN SOLE 0 0 624 VALUE LINE FD INC A-Shares 920423100 6316 618 PRN SOLE 0 0 618 KRAFT FOODS INC A-Shares 50075N104 20675 500 PRN SOLE 0 0 500 WGL HLDGS INC A-Shares 92924F106 20125 500 PRN SOLE 0 0 500 GOLDCORP INC NEW A-Shares 380956409 22925 500 PRN SOLE 0 0 500 DTE ENERGY CO A-Shares 233331107 29970 500 PRN SOLE 0 0 500 SIEBERT FINL CORP A-Shares 826176109 725 500 PRN SOLE 0 0 500 FIDELITY CONTRAFUND INC A-Shares 316071109 37051 465 PRN SOLE 0 0 465 FORT DEARBORN INCOME SECS INC A-Shares 347200107 7379 429 PRN SOLE 0 0 429 HSBC HLDGS PLC A-Shares 404280604 10108 400 PRN SOLE 0 0 400 ADAMS EXPRESS CO A-Shares 006212104 4400 388 PRN SOLE 0 0 388 ISHARES AGENCY BD FD A-Shares 464288166 43339 380 PRN SOLE 0 0 380 RS GROWTH FUND A-Shares 74972H200 5282 380 PRN SOLE 0 0 380 INTERNATIONAL BUSINESS MACHS A-Shares 459200101 73022 352 PRN SOLE 0 0 352 ROCKWELL COLLINS INC A-Shares 774341101 17165 320 PRN SOLE 0 0 320 ROCKWELL AUTOMATION INC A-Shares 773903109 22256 320 PRN SOLE 0 0 320 CLOROX CO DEL A-Shares 189054109 21615 300 PRN SOLE 0 0 300 WELLPOINT INC A-Shares 94973V107 17403 300 PRN SOLE 0 0 300 FIRST EAGLE FDS INC A-Shares 32008F507 14367 290 PRN SOLE 0 0 290 XCEL ENERGY INC A-Shares 98389B100 7593 274 PRN SOLE 0 0 274 SOUTHWEST AIRLS CO A-Shares 844741108 2061 235 PRN SOLE 0 0 235 LIMITED BRANDS INC A-Shares 501797104 10837 220 PRN SOLE 0 0 220 NORTHEAST UTILS A-Shares 664397106 7990 209 PRN SOLE 0 0 209 NUVEEN MULTI STRAT INC GR FD 2 A-Shares 67073D102 1944 200 PRN SOLE 0 0 200 SOUTHERN CO A-Shares 842587107 9218 200 PRN SOLE 0 0 200 AETNA INC NEW A-Shares 00817Y108 7920 200 PRN SOLE 0 0 200 FIDELITY BLUE CHIP GROWTH FD A-Shares 316389303 8987 178 PRN SOLE 0 0 178 COHEN & STEERS INFRASTRUCTURE A-Shares 19248A109 3189 175 PRN SOLE 0 0 175 PHILIP MORRIS INTL INC A-Shares 718172109 13491 150 PRN SOLE 0 0 150 DOW CHEM CO A-Shares 260543103 3909 135 PRN SOLE 0 0 135 VANGUARD/PRIMECAP FUND A-Shares 921936100 8396 121 PRN SOLE 0 0 121 ALNYLAM PHARMACEUTICALS INC A-Shares 02043Q107 2255 120 PRN SOLE 0 0 120 UNITED PARCEL SERVICE INC A-Shares 911312106 7157 100 PRN SOLE 0 0 100 REVLON INC A-Shares 761525609 1544 100 PRN SOLE 0 0 100 LVMH MOET HENNESSY LOU VUITTON A-Shares 001179586 10686 70 PRN SOLE 0 0 70 APPLE INC A-Shares 037833100 38692 58 PRN SOLE 0 0 58 AMAZON COM INC A-Shares 023135106 6358 25 PRN SOLE 0 0 25 OLD REP INTL CORP A-Shares 680223104 37 4 PRN SOLE 0 0 4 PHOENIX CO A-Shares 71902E604 92 3 PRN SOLE 0 0 3