0000950123-15-010898.txt : 20151110
0000950123-15-010898.hdr.sgml : 20151110
20151106104828
ACCESSION NUMBER: 0000950123-15-010898
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20151106
DATE AS OF CHANGE: 20151106
EFFECTIVENESS DATE: 20151106
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Smith Affiliated Capital Corp.
CENTRAL INDEX KEY: 0001540138
IRS NUMBER: 131305799
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14634
FILM NUMBER: 151202972
BUSINESS ADDRESS:
STREET 1: 88 PINE STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: (212) 644-9440
MAIL ADDRESS:
STREET 1: 88 PINE STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001540138
XXXXXXXX
06-30-2012
06-30-2012
true
1
RESTATEMENT
Smith Affiliated Capital Corp.
88 Pine Street
New York
NY
10005
13F HOLDINGS REPORT
028-14634
N
matthew smith
President
2126449440
matthew smith
new york
NY
11-03-2015
0
89
272339633
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
CENTRAL FD CDA LTD
A-Shares
153546106
137901489
6968241
PRN
SOLE
0
0
6968241
CENTRAL GOLDTRUST
A-Shares
153501101
103192192
1708480
PRN
SOLE
0
0
1708480
MCEWEN MIN
A-Shares
78463V107
1500675
498563
PRN
SOLE
0
0
498563
ISHARES SILVER TRUST
A-Shares
912023207
11134636
417810
PRN
SOLE
0
0
417810
LEXAM VG GOLD INC
A-Shares
52886U103
21660
114000
PRN
SOLE
0
0
114000
SPDR GOLD TRUST
A-Shares
949921654
13389793
86280
PRN
SOLE
0
0
86280
GOLDCORP INC NEW
A-Shares
464286103
1119283
29784
PRN
SOLE
0
0
29784
HIGHMARK GROUP
A-Shares
380956409
266045
25386
PRN
SOLE
0
0
25386
SPROTT PHYSICAL GOLD TRUST
A-Shares
464286509
275800
20000
PRN
SOLE
0
0
20000
DOUBLELINE FDS TR
A-Shares
464287622
178243
15943
PRN
SOLE
0
0
15943
ISHARES TR RUSSELL 1000
A-Shares
57061R544
710133
9442
PRN
SOLE
0
0
9442
SPROTT PHYSICAL SILVER TR
A-Shares
57060U100
107694
9300
PRN
SOLE
0
0
9300
DWS TAX FREE TR
A-Shares
46428Q109
108342
9021
PRN
SOLE
0
0
9021
DWS PORTFOLIO TR
A-Shares
314172644
77616
8400
PRN
SOLE
0
0
8400
TEMPLETON INCOME TR
A-Shares
316337203
102147
7974
PRN
SOLE
0
0
7974
METROPOLITAN WEST FDS
A-Shares
035710409
82191
7703
PRN
SOLE
0
0
7703
MARKET VECTORS JR GOLD MINERS
A-Shares
827467101
94763
4933
PRN
SOLE
0
0
4933
ANNALY CAP MGMT INC
A-Shares
48124G104
66633
3971
PRN
SOLE
0
0
3971
MARKET VECTORS GOLD MINER ETF
A-Shares
01859M101
131176
2930
PRN
SOLE
0
0
2930
SILVER BULLION TR
A-Shares
36240H106
46142
2850
PRN
SOLE
0
0
2850
EXELIXIS INC
A-Shares
362397101
11060
2000
PRN
SOLE
0
0
2000
JPMORGAN CHASE CAP XXVI
A-Shares
410123103
50580
2000
PRN
SOLE
0
0
2000
ALLIANCEBERNSTEIN HIGH INCM FD
A-Shares
316066109
16433
1830
PRN
SOLE
0
0
1830
GABELLI VALUE FD INC
A-Shares
191216100
24872
1692
PRN
SOLE
0
0
1692
GABELLI EQUITY TR INC
A-Shares
641224308
7720
1435
PRN
SOLE
0
0
1435
HANCOCK JOHN INCOME SECS TR
A-Shares
464288661
21514
1388
PRN
SOLE
0
0
1388
COCA COLA CO
A-Shares
110122108
93828
1200
PRN
SOLE
0
0
1200
ISHARES BC 3-7 TREASURY BOND
A-Shares
30231G102
138375
1125
PRN
SOLE
0
0
1125
BRISTOL MYERS SQUIBB CO
A-Shares
743263105
38826
1080
PRN
SOLE
0
0
1080
EXXON MOBIL CORP
A-Shares
50075N104
91046
1064
PRN
SOLE
0
0
1064
PROGRESS ENERGY INC
A-Shares
742718109
63178
1050
PRN
SOLE
0
0
1050
AMERICAN ELEC PWR INC
A-Shares
25746U109
41775
1047
PRN
SOLE
0
0
1047
ARCHER DANIELS MIDLAND CO
A-Shares
369622428
29520
1000
PRN
SOLE
0
0
1000
GENERAL ELECTRIC CO
A-Shares
477143101
20840
1000
PRN
SOLE
0
0
1000
GENERAL ELEC CAP CORP
A-Shares
00830E105
27675
1000
PRN
SOLE
0
0
1000
PROCTER & GAMBLE CO
A-Shares
244199105
61250
1000
PRN
SOLE
0
0
1000
JETBLUE AIRWAYS CORP
A-Shares
410142103
5300
1000
PRN
SOLE
0
0
1000
A5 LABORATORIES INC
A-Shares
025537101
5
1000
PRN
SOLE
0
0
1000
DOMINION RES INC VA NEW
A-Shares
31617K204
54000
1000
PRN
SOLE
0
0
1000
DEERE & CO
A-Shares
315405100
78444
970
PRN
SOLE
0
0
970
ISHARES TR
A-Shares
524695103
90507
966
PRN
SOLE
0
0
966
HANCOCK JOHN INVS TR
A-Shares
464287226
22159
921
PRN
SOLE
0
0
921
FIDELITY MORTGAGE SECURITIES
A-Shares
438516106
9814
870
PRN
SOLE
0
0
870
HONEYWELL INTL INC
A-Shares
693506107
41880
750
PRN
SOLE
0
0
750
PPG INDS INC
A-Shares
913017109
76406
720
PRN
SOLE
0
0
720
VIVUS INC
A-Shares
25159K820
20121
705
PRN
SOLE
0
0
705
FIDELITY CAPITAL APPRECIATION
A-Shares
369604103
19795
698
PRN
SOLE
0
0
698
UNITED TECHNOLOGIES CORP
A-Shares
882508104
51965
688
PRN
SOLE
0
0
688
TEXAS INSTRS INC
A-Shares
494368103
18362
640
PRN
SOLE
0
0
640
KIMBERLY CLARK CORP
A-Shares
143658300
52272
624
PRN
SOLE
0
0
624
VALUE LINE FD INC
A-Shares
920423100
6063
618
PRN
SOLE
0
0
618
WGL HLDGS INC
A-Shares
68389X105
19875
500
PRN
SOLE
0
0
500
SIEBERT FINL CORP
A-Shares
893961862
840
500
PRN
SOLE
0
0
500
GOODRICH CORP
A-Shares
460146103
63450
500
PRN
SOLE
0
0
500
KRAFT FOODS INC
A-Shares
471023648
19310
500
PRN
SOLE
0
0
500
DTE ENERGY CO
A-Shares
039483102
29665
500
PRN
SOLE
0
0
500
FIDELITY CONTRAFUND INC
A-Shares
826176109
34787
465
PRN
SOLE
0
0
465
FORT DEARBORN INCOME SECS INC
A-Shares
24702R101
7036
429
PRN
SOLE
0
0
429
HSBC HLDGS PLC
A-Shares
316071109
10028
400
PRN
SOLE
0
0
400
ADAMS EXPRESS CO
A-Shares
501797104
4093
388
PRN
SOLE
0
0
388
RS GROWTH FUND
A-Shares
261970107
4967
380
PRN
SOLE
0
0
380
ISHARES AGENCY BD FD
A-Shares
347200107
43119
380
PRN
SOLE
0
0
380
INTERNATIONAL BUSINESS MACHS
A-Shares
025083882
68844
352
PRN
SOLE
0
0
352
ROCKWELL COLLINS INC
A-Shares
044060167
15792
320
PRN
SOLE
0
0
320
ROCKWELL AUTOMATION INC
A-Shares
404280604
21139
320
PRN
SOLE
0
0
320
CLOROX CO DEL
A-Shares
74972H200
21738
300
PRN
SOLE
0
0
300
WELLPOINT INC
A-Shares
464288166
19137
300
PRN
SOLE
0
0
300
FIRST EAGLE FDS INC
A-Shares
640917407
13723
290
PRN
SOLE
0
0
290
XCEL ENERGY INC
A-Shares
006212104
7784
274
PRN
SOLE
0
0
274
SOUTHWEST AIRLS CO
A-Shares
459200101
2167
235
PRN
SOLE
0
0
235
LIMITED BRANDS INC
A-Shares
773903109
9357
220
PRN
SOLE
0
0
220
NORTHEAST UTILS
A-Shares
774341101
8111
209
PRN
SOLE
0
0
209
SOUTHERN CO
A-Shares
30161N101
9260
200
PRN
SOLE
0
0
200
NUVEEN MULTI STRAT INC GR FD 2
A-Shares
471023408
1814
200
PRN
SOLE
0
0
200
AETNA INC NEW
A-Shares
32008F507
7754
200
PRN
SOLE
0
0
200
FIDELITY BLUE CHIP GROWTH FD
A-Shares
723682100
8352
178
PRN
SOLE
0
0
178
COHEN & STEERS INFRASTRUCTURE
A-Shares
92924F106
3010
175
PRN
SOLE
0
0
175
PHILIP MORRIS INTL INC
A-Shares
471023101
13089
150
PRN
SOLE
0
0
150
DOW CHEM CO
A-Shares
471023846
4252
135
PRN
SOLE
0
0
135
ALLOS THERAPEUTICS INC
A-Shares
19765P232
233
130
PRN
SOLE
0
0
130
VANGUARD/PRIMECAP FUND
A-Shares
963320106
7957
121
PRN
SOLE
0
0
121
ALNYLAM PHARMACEUTICALS INC
A-Shares
844741108
1398
120
PRN
SOLE
0
0
120
UNITED PARCEL SERVICE INC
A-Shares
72387W408
7876
100
PRN
SOLE
0
0
100
REVLON INC
A-Shares
842587107
1423
100
PRN
SOLE
0
0
100
PHOENIX COS INC NEW
A-Shares
00817Y108
131
71
PRN
SOLE
0
0
71
LVMH MOET HENNESSY LOU VUITTON
A-Shares
67073D102
10560
70
PRN
SOLE
0
0
70
APPLE INC
A-Shares
58933Y105
33872
58
PRN
SOLE
0
0
58
AMAZON COM INC
A-Shares
233331107
11418
50
PRN
SOLE
0
0
50
OLD REP INTL CORP
A-Shares
316389303
33
4
PRN
SOLE
0
0
4
COHEN & STEERS INFRASTRUCTURE
A-Shares
19248A109
3115
175
PRN
SOLE
0
0
175
ITT CORP NEW
A-Shares
450911201
10136
172
PRN
SOLE
0
0
172
INVESCO CONSTELLATION FD
A-Shares
001413202
4044
166
PRN
SOLE
0
0
166
SOUND SHORE FD INC
A-Shares
836083105
5417
165
PRN
SOLE
0
0
165
TRI CONTL CORP
A-Shares
895436103
2463
165
PRN
SOLE
0
0
165
NSTAR
A-Shares
67019E107
7357
160
PRN
SOLE
0
0
160
NISOURCE INC
A-Shares
65473P105
3159
156
PRN
SOLE
0
0
156
ALTRIA GROUP INC
A-Shares
02209S103
3962
150
PRN
SOLE
0
0
150
PHILIP MORRIS INTL INC
A-Shares
718172109
10016
150
PRN
SOLE
0
0
150
DOW CHEM CO
A-Shares
260543103
4860
135
PRN
SOLE
0
0
135
DREYFUS DISCIPLINED STK FD
A-Shares
261978340
4081
126
PRN
SOLE
0
0
126
XCEL ENERGY INC
A-Shares
98389B100
3013
124
PRN
SOLE
0
0
124
VANGUARD/PRIMECAP FUND
A-Shares
921936100
8399
121
PRN
SOLE
0
0
121
GOODRICH CORP
A-Shares
382388106
11460
120
PRN
SOLE
0
0
120
FIDELITY MAGELLAN FD
A-Shares
316184100
8238
113
PRN
SOLE
0
0
113
FREEPORT-MCMORAN COPPER & GOLD
A-Shares
35671D857
5607
106
PRN
SOLE
0
0
106
WELLPOINT INC
A-Shares
94973V107
8113
103
PRN
SOLE
0
0
103
NV ENERGY INC
A-Shares
67073Y106
1535
100
PRN
SOLE
0
0
100
UNITED PARCEL SERVICE INC
A-Shares
911312106
7293
100
PRN
SOLE
0
0
100
DUKE REALTY CORP
A-Shares
264411505
1401
100
PRN
SOLE
0
0
100
CLOROX CO DEL
A-Shares
189054109
6744
100
PRN
SOLE
0
0
100
REVLON INC
A-Shares
761525609
1680
100
PRN
SOLE
0
0
100
STARWOOD HOTELS&RESORTS WRLDWD
A-Shares
85590A401
4371
78
PRN
SOLE
0
0
78
PHOENIX COS INC NEW
A-Shares
71902E604
175
71
PRN
SOLE
0
0
71
GABELLI UTIL TR
A-Shares
36240A101
390
54
PRN
SOLE
0
0
54
MEDCO HEALTH SOLUTIONS INC
A-Shares
58405U102
2713
48
PRN
SOLE
0
0
48
GABELLI HLTHCARE & WELLNESS TR
A-Shares
36246K103
371
48
PRN
SOLE
0
0
48
BKF CAP GROUP INC
A-Shares
05548G102
50
39
PRN
SOLE
0
0
39
CONSOLIDATED TOMOKA LD CO
A-Shares
210226106
629
22
PRN
SOLE
0
0
22
OLD REP INTL CORP
A-Shares
680223104
47
4
PRN
SOLE
0
0
4