0000950123-15-010896.txt : 20151110 0000950123-15-010896.hdr.sgml : 20151110 20151106104727 ACCESSION NUMBER: 0000950123-15-010896 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20151106 DATE AS OF CHANGE: 20151106 EFFECTIVENESS DATE: 20151106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smith Affiliated Capital Corp. CENTRAL INDEX KEY: 0001540138 IRS NUMBER: 131305799 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14634 FILM NUMBER: 151202968 BUSINESS ADDRESS: STREET 1: 88 PINE STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: (212) 644-9440 MAIL ADDRESS: STREET 1: 88 PINE STREET CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001540138 XXXXXXXX 03-31-2012 03-31-2012 true 1 RESTATEMENT Smith Affiliated Capital Corp.

88 Pine Street New York NY 10005

13F HOLDINGS REPORT 028-14634 N matthew smith 2126449440 matthew smith new york NY 11-03-2015 0 100 280312471 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F CENTRAL FD CDA LTD A-Shares 153501101 138999780 6332564 PRN SOLE 0 0 6332564 CENTRAL GOLDTRUST A-Shares 153546106 132434122 2077398 PRN SOLE 0 0 2077398 MCEWEN MIN A-Shares 58039P107 2213620 498563 PRN SOLE 0 0 498563 LEXAM VG GOLD INC A-Shares 52886U103 37050 114000 PRN SOLE 0 0 114000 GOLDCORP INC NEW A-Shares 380956409 1342067 29784 PRN SOLE 0 0 29784 HIGHMARK GROUP A-Shares 431114644 262330 25224 PRN SOLE 0 0 25224 FEDERATED EQUITY FDS A-Shares 314172560 114226 23455 PRN SOLE 0 0 23455 SPROTT PHYSICAL GOLD TRUST A-Shares 85207H104 288800 20000 PRN SOLE 0 0 20000 DOUBLELINE FDS TR A-Shares 258620202 175290 15707 PRN SOLE 0 0 15707 JPMORGAN TR I A-Shares 4812A4385 175254 15213 PRN SOLE 0 0 15213 ISHARES TR RUSSELL 1000 A-Shares 464287622 736098 9442 PRN SOLE 0 0 9442 SPROTT PHYSICAL SILVER TR A-Shares 85207K107 126759 9300 PRN SOLE 0 0 9300 DWS TAX FREE TR A-Shares 25159H405 106463 8954 PRN SOLE 0 0 8954 DWS PORTFOLIO TR A-Shares 25157W800 77134 8294 PRN SOLE 0 0 8294 TEMPLETON INCOME TR A-Shares 880208400 103176 7876 PRN SOLE 0 0 7876 METROPOLITAN WEST FDS A-Shares 592905509 80336 7622 PRN SOLE 0 0 7622 ISHARES SILVER TRUST A-Shares 46428Q109 166314 5300 PRN SOLE 0 0 5300 MARKET VECTORS JR GOLD MINERS A-Shares 57061R544 121105 4933 PRN SOLE 0 0 4933 ANNALY CAP MGMT INC A-Shares 035710409 62821 3971 PRN SOLE 0 0 3971 SPDR GOLD TRUST A-Shares 78463V107 580552 3581 PRN SOLE 0 0 3581 MARKET VECTORS GOLD MINER ETF A-Shares 57060U100 145152 2930 PRN SOLE 0 0 2930 SILVER BULLION TR A-Shares 827467101 57285 2850 PRN SOLE 0 0 2850 JPMORGAN CHASE CAP XXVI A-Shares 48124G104 51780 2000 PRN SOLE 0 0 2000 ALLIANCEBERNSTEIN HIGH INCM FD A-Shares 01859M101 16227 1799 PRN SOLE 0 0 1799 GABELLI VALUE FD INC A-Shares 36240H106 25600 1692 PRN SOLE 0 0 1692 EXXON MOBIL CORP A-Shares 30231G102 135646 1564 PRN SOLE 0 0 1564 GABELLI EQUITY TR INC A-Shares 362397101 8251 1435 PRN SOLE 0 0 1435 HANCOCK JOHN INCOME SECS TR A-Shares 410123103 21167 1388 PRN SOLE 0 0 1388 COCA COLA CO A-Shares 191216100 88812 1200 PRN SOLE 0 0 1200 ISHARES BC 3-7 TREASURY BOND A-Shares 464288661 136238 1125 PRN SOLE 0 0 1125 BRISTOL MYERS SQUIBB CO A-Shares 110122108 36450 1080 PRN SOLE 0 0 1080 PROGRESS ENERGY INC A-Shares 743263105 55766 1050 PRN SOLE 0 0 1050 AMERICAN ELEC PWR INC A-Shares 025537101 40393 1047 PRN SOLE 0 0 1047 KRAFT FOODS INC A-Shares 50075N104 39530 1040 PRN SOLE 0 0 1040 GENERAL ELEC CAP CORP A-Shares 369622428 26720 1000 PRN SOLE 0 0 1000 JETBLUE AIRWAYS CORP A-Shares 477143101 4890 1000 PRN SOLE 0 0 1000 A5 LABORATORIES INC A-Shares 00830E105 13 1000 PRN SOLE 0 0 1000 PROCTER & GAMBLE CO A-Shares 742718109 67210 1000 PRN SOLE 0 0 1000 ARCHER DANIELS MIDLAND CO A-Shares 039483102 31660 1000 PRN SOLE 0 0 1000 GENERAL ELECTRIC CO A-Shares 369604103 20070 1000 PRN SOLE 0 0 1000 DOMINION RES INC VA NEW A-Shares 25746U109 51210 1000 PRN SOLE 0 0 1000 DEERE & CO A-Shares 244199105 78473 970 PRN SOLE 0 0 970 ISHARES TR A-Shares 464287226 90190 966 PRN SOLE 0 0 966 HANCOCK JOHN INVS TR A-Shares 410142103 21192 921 PRN SOLE 0 0 921 FIDELITY MORTGAGE SECURITIES A-Shares 31617K204 9685 864 PRN SOLE 0 0 864 HONEYWELL INTL INC A-Shares 438516106 45788 750 PRN SOLE 0 0 750 PPG INDS INC A-Shares 693506107 68976 720 PRN SOLE 0 0 720 FIDELITY CAPITAL APPRECIATION A-Shares 316066109 20165 698 PRN SOLE 0 0 698 UNITED TECHNOLOGIES CORP A-Shares 913017109 57063 688 PRN SOLE 0 0 688 TEXAS INSTRS INC A-Shares 882508104 18630 640 PRN SOLE 0 0 640 KIMBERLY CLARK CORP A-Shares 494368103 46107 624 PRN SOLE 0 0 624 VALUE LINE FD INC A-Shares 920423100 6279 618 PRN SOLE 0 0 618 DTE ENERGY CO A-Shares 233331107 27515 500 PRN SOLE 0 0 500 GOODRICH CORP A-Shares 382388106 62720 500 PRN SOLE 0 0 500 WGL HLDGS INC A-Shares 92924F106 20350 500 PRN SOLE 0 0 500 SIEBERT FINL CORP A-Shares 826176109 816 500 PRN SOLE 0 0 500 FIDELITY CONTRAFUND INC A-Shares 316071109 36056 465 PRN SOLE 0 0 465 LIMITED BRANDS INC A-Shares 501797104 21120 440 PRN SOLE 0 0 440 FORT DEARBORN INCOME SECS INC A-Shares 347200107 6937 429 PRN SOLE 0 0 429 HSBC HLDGS PLC A-Shares 404280604 9960 400 PRN SOLE 0 0 400 ADAMS EXPRESS CO A-Shares 006212104 4260 388 PRN SOLE 0 0 388 RS GROWTH FUND A-Shares 74972H200 5157 380 PRN SOLE 0 0 380 ISHARES AGENCY BD FD A-Shares 464288166 42803 380 PRN SOLE 0 0 380 INTERNATIONAL BUSINESS MACHS A-Shares 459200101 73445 352 PRN SOLE 0 0 352 ROCKWELL COLLINS INC A-Shares 774341101 18419 320 PRN SOLE 0 0 320 ROCKWELL AUTOMATION INC A-Shares 773903109 25504 320 PRN SOLE 0 0 320 EXELON CORP A-Shares 30161N101 12312 314 PRN SOLE 0 0 314 CLOROX CO DEL A-Shares 189054109 20625 300 PRN SOLE 0 0 300 WELLPOINT INC A-Shares 94973V107 22140 300 PRN SOLE 0 0 300 FIRST EAGLE FDS INC A-Shares 32008F507 14213 290 PRN SOLE 0 0 290 XCEL ENERGY INC A-Shares 98389B100 7253 274 PRN SOLE 0 0 274 SOUTHWEST AIRLS CO A-Shares 844741108 1936 235 PRN SOLE 0 0 235 ARENA PHARMACEUTICALS INC A-Shares 040047102 799 225 PRN SOLE 0 0 225 VIVUS INC A-Shares 928551100 2040 205 PRN SOLE 0 0 205 NUVEEN MULTI STRAT INC GR FD 2 A-Shares 67073D102 1796 200 PRN SOLE 0 0 200 SOUTHERN CO A-Shares 842587107 8986 200 PRN SOLE 0 0 200 AETNA INC NEW A-Shares 00817Y108 10032 200 PRN SOLE 0 0 200 FIDELITY BLUE CHIP GROWTH FD A-Shares 316389303 8968 178 PRN SOLE 0 0 178 COHEN & STEERS INFRASTRUCTURE A-Shares 19248A109 3080 175 PRN SOLE 0 0 175 EXELIS INC A-Shares 30162A108 2153 172 PRN SOLE 0 0 172 XYLEM INC A-Shares 98419M100 4773 172 PRN SOLE 0 0 172 TRI CONTL CORP A-Shares 895436103 2627 165 PRN SOLE 0 0 165 NSTAR A-Shares 67019E107 7781 160 PRN SOLE 0 0 160 PHILIP MORRIS INTL INC A-Shares 718172109 13292 150 PRN SOLE 0 0 150 DOW CHEM CO A-Shares 260543103 4676 135 PRN SOLE 0 0 135 ALLOS THERAPEUTICS INC A-Shares 019777101 1072 130 PRN SOLE 0 0 130 VANGUARD/PRIMECAP FUND A-Shares 921936100 8245 121 PRN SOLE 0 0 121 ALNYLAM PHARMACEUTICALS INC A-Shares 02043Q107 2130 120 PRN SOLE 0 0 120 FREEPORT-MCMORAN COPPER & GOLD A-Shares 35671D857 4032 106 PRN SOLE 0 0 106 REVLON INC A-Shares 761525609 1725 100 PRN SOLE 0 0 100 UNITED PARCEL SERVICE INC A-Shares 911312106 8072 100 PRN SOLE 0 0 100 ITT CORP NEW A-Shares 450911201 1973 86 PRN SOLE 0 0 86 PHOENIX COS INC NEW A-Shares 71902E604 174 71 PRN SOLE 0 0 71 LVMH MOET HENNESSY LOU VUITTON A-Shares 001179586 8156 70 PRN SOLE 0 0 70 APPLE INC A-Shares 037833100 34774 58 PRN SOLE 0 0 58 GABELLI UTIL TR A-Shares 36240A101 437 54 PRN SOLE 0 0 54 AMAZON COM INC A-Shares 023135106 10126 50 PRN SOLE 0 0 50 GABELLI HLTHCARE & WELLNESS TR A-Shares 36246K103 399 48 PRN SOLE 0 0 48 CONSOLIDATED TOMOKA LD CO A-Shares 210226106 654 22 PRN SOLE 0 0 22 OLD REP INTL CORP A-Shares 680223104 42 4 PRN SOLE 0 0 4