SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Paulsin Michael P

(Last) (First) (Middle)
9601 MCALLISTER FREEWAY
SUITE 610

(Street)
SAN ANTONIO TX 78216

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HARTE HANKS INC [ HHS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Sr. VP and President, Shoppers
3. Date of Earliest Transaction (Month/Day/Year)
09/27/2013
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/27/2013 D 35,334 D $8.86(1) 12,372 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) $26.31 09/27/2013 D 5,000 09/21/2007 09/21/2015 Common Stock 5,000 $0.00(2) 0 D
Employee Stock Option (right to buy) $25.8 09/27/2013 D 10,000 01/25/2008 01/25/2016 Common Stock 10,000 $0.00(2) 0 D
Employee Stock Option (right to buy) $26.07 09/27/2013 D 20,000 02/05/2009 02/05/2017 Common Stock 20,000 $0.00(2) 0 D
Employee Stock Option (right to buy) $15.9 09/27/2013 D 25,000 02/05/2010 02/05/2018 Common Stock 25,000 $0.00(2) 0 D
Employee Stock Option (right to buy) $11.9 09/27/2013 D 55,000 02/05/2012 02/05/2020 Common Stock 55,000 $0.00(2) 0 D
Employee Stock Option (right to buy) $12.31 09/27/2013 D 4,000 02/05/2012 02/05/2021 Common Stock 4,000 $0.00(2) 0 D
Employee Stock Option (right to buy) $9.91 09/27/2013 D 28,000 02/05/2013 02/05/2022 Common Stock 28,000 $0.00(2) 0 D
Employee Stock Option (right to buy) $6.04 09/27/2013 D 70,000 02/05/2011 02/05/2019 Common Stock 70,000 $2.82(2) 0 D
Employee Stock Option (right to buy) $7.72 09/27/2013 D 20,000 02/05/2014 02/05/2023 Common Stock 20,000 $1.14(2) 0 D
Explanation of Responses:
1. These shares of common stock were unvested and were cancelled by the issuer pursuant to the terms of its 2005 Omnibus Incentive Plan in exchange for $8.86 per share, the fair value of the common stock on the transaction date.
2. This option was cancelled by the issuer pursuant to the terms of its 2005 Omnibus Incentive Plan in exchange for a payment equal to the in-the-money value of such option (if any) on the transaction date.
/s/ Robert L. R. Munden, Power of Attorney 10/01/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.