0001540043-13-000012.txt : 20130917
0001540043-13-000012.hdr.sgml : 20130917
20130917215506
ACCESSION NUMBER: 0001540043-13-000012
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130913
FILED AS OF DATE: 20130917
DATE AS OF CHANGE: 20130917
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Guidewire Software, Inc.
CENTRAL INDEX KEY: 0001528396
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 364468504
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 1001 E. HILLSDALE BOULEVARD
CITY: FOSTER CITY
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-357-9100
MAIL ADDRESS:
STREET 1: 1001 E. HILLSDALE BOULEVARD
CITY: FOSTER CITY
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Henrickson Jeremy
CENTRAL INDEX KEY: 0001540043
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35394
FILM NUMBER: 131102522
MAIL ADDRESS:
STREET 1: 1001 E. HILLSDALE BOULEVARD
CITY: FOSTER CITY
STATE: CA
ZIP: 94404
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2013-09-13
0
0001528396
Guidewire Software, Inc.
GWRE
0001540043
Henrickson Jeremy
1001 E. HILLSDALE BLVD., SUITE 800
FOSTER CITY
CA
94404
0
1
0
0
VP, Product Development
Common Stock
2013-09-13
4
M
0
20000
3.73
A
23512
D
Common Stock
2013-09-13
4
S
0
20000
46.754
D
3512
D
Common Stock
2013-09-15
4
M
0
3750
0
A
7262
D
Common Stock
2013-09-15
4
F
0
1409
46.77
D
5853
D
Common Stock
2013-09-15
4
M
0
1875
0
A
7728
D
Common Stock
2013-09-15
4
F
0
704
46.77
D
7024
D
Common Stock
2013-09-15
4
M
0
4000
0
A
11024
D
Common Stock
2013-09-15
4
F
0
1503
46.77
D
9521
D
Incentive Stock Option (right to buy)
3.73
2013-09-13
4
M
0
20000
0
D
2018-12-02
Common Stock
20000
14056
D
Incentive Stock Option (right to buy)
46.77
2013-09-13
4
A
0
1875
0
A
2023-09-13
Common Stock
1875
1875
D
Non-Qualified Stock Option (right to buy)
46.77
2013-09-13
4
A
0
8125
0
A
2023-09-13
Common Stock
8125
8125
D
Restricted Stock Unit
0
2013-09-15
4
M
0
3750
0
D
2020-12-07
Common Stock
3750
18750
D
Restricted Stock Unit
0
2013-09-15
4
M
0
1875
0
D
2021-07-20
Common Stock
1875
15000
D
Restricted Stock Unit
0
2013-09-15
4
M
0
4000
0
D
2022-09-05
Common Stock
4000
12000
D
Restricted Stock Unit
0
2013-09-13
4
A
0
10000
0
A
2023-09-13
Common Stock
10000
10000
D
Restricted Stock Unit
0
2013-09-13
4
A
0
10000
0
A
2023-09-13
Common Stock
10000
20000
D
Automatic stock option exercise and same-day sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 15, 2012.
The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $46.30 to $47.05 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Shares withheld by Issuer to cover taxes associated with settlement of Restricted Stock Units.
Fully-vested and exercisable.
When both ISO and NQ Stock Options granted on September 13, 2013 are combined, they vest over four years of continuous service as follows: 1/48th of the underlying shares vest monthly following the vesting commencement date of September 13, 2013.
The vesting of these Restricted Stock Units is subject to the satisfaction of both a liquidity event-based condition and time-based vesting. The liquidity event-based condition was satisfied on July 22, 2012 and the time-based vesting occurs quarterly over four years from December 15, 2010, subject to the Reporting Person's continued service to the Issuer through each such vesting date.
The vesting of these Restricted Stock Units is subject to the satisfaction of both a liquidity event-based condition and time-based vesting. The liquidity event-based condition was satisfied on July 22, 2012 and the time-based vesting occurs quarterly over four years from September 15, 2011, subject to the Reporting Person's continued service to the Issuer through each such vesting date.
1/4th of the total grant of these Restricted Stock Units vested on September 15, 2013, as both the performance-based condition and the time-based criteria were met on that date. The performance-based condition was contingent on meeting certain financial targets for the Issuer's fiscal year 2013, which the Issuer's Board of Directors has deemed to be satisfied. With the performance-based condition satisfied, the remaining units will vest on the following time-based criteria: 1/16th of the units vest quarterly starting on December 15, 2013, subject to the Reporting Person's continued service to the Issuer through each such vesting date, until all the units have vested.
The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2013, subject to the Reporting Person's continued service to the Issuer through each such vesting date.
The vesting of these Restricted Stock Units is subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions will be satisfied if certain financial targets, determined by the Issuer, are met over the course of the Issuer's 2014 fiscal year. If the performance-based conditions for fiscal year 2014 are not met, then none of the shares will vest. If the performance-based conditions for fiscal year 2014 are achieved, as determined by the Issuer, then units will vest as the time-based criteria are satisfied. The time-based vesting criteria are as follows: 1/4th of the units vest on the one year anniversary of the vesting commencement date of September 15, 2013 and an additional 1/16th of the units will vest quarterly thereafter, subject to (1) the previously mentioned fiscal year 2014 performance-based conditions being met, and (2) the Reporting Person's continued service to the Issuer through each such vesting date.
By: Winston King, Attorney in Fact For: Jeremy Henrickson
2013-09-17