0001540041-14-000037.txt : 20141107 0001540041-14-000037.hdr.sgml : 20141107 20141107191857 ACCESSION NUMBER: 0001540041-14-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141105 FILED AS OF DATE: 20141107 DATE AS OF CHANGE: 20141107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Guidewire Software, Inc. CENTRAL INDEX KEY: 0001528396 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 364468504 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1001 E. HILLSDALE BOULEVARD CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 650-357-9100 MAIL ADDRESS: STREET 1: 1001 E. HILLSDALE BOULEVARD CITY: FOSTER CITY STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ryu Marcus CENTRAL INDEX KEY: 0001540041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35394 FILM NUMBER: 141206251 MAIL ADDRESS: STREET 1: 1001 E. HILLSDALE BOULEVARD, SUITE 800 CITY: FOSTER CITY STATE: CA ZIP: 94404 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-11-05 0 0001528396 Guidewire Software, Inc. GWRE 0001540041 Ryu Marcus 1001 E. HILLSDALE BLVD., SUITE 800 FOSTER CITY CA 94404 1 1 0 0 CEO and President Common Stock 2014-11-05 4 S 0 30000.0 50.3634 D 59205 D Common Stock 2014-11-05 4 M 0 258.0 32.25 A 59463 D Common Stock 2014-11-05 4 M 0 1929.0 32.25 A 61392 D Common Stock 2014-11-05 4 M 0 7813.0 8.65 A 69205 D Common Stock 2014-11-05 4 S 0 258.0 50.3207 D 68947 D Common Stock 2014-11-05 4 S 0 1929.0 50.3207 D 67018 D Common Stock 2014-11-05 4 S 0 7813.0 50.3207 D 59205 D Incentive Stock Option (right to buy) 32.25 2014-11-05 4 M 0 258.0 0.0 D 2022-09-05 Common Stock 258 6459 D Non-Qualified Stock Option (right to buy) 8.65 2014-11-05 4 M 0 7813.0 0.0 D 2021-09-14 Common Stock 7813 146273 D Non-Qualified Stock Option (right to buy) 32.25 2014-11-05 4 M 0 1929.0 0.0 D 2022-09-05 Common Stock 1929 41668 D Automatic same-day sale pursuant to a Rule 10b-51 trading plan adopted by the Reporting Person on January 5, 2014. The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $49.91 to $50.84 per share. The Reporting Person will provide, upon request by the Commission Staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Automatic stock option exercise and same-day sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 5, 2014. The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $50 to $50.78 per share. The Reporting Person will provide, upon request by the Commission Staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. When both ISO and NQ Stock Options granted on September 5, 2012 are combined, they vest over four years of continuous service as follows: 1/48 of the underlying shares vest monthly following the vesting commencement date of September 5, 2012, subject to the Reporting Person's continuous service. This Stock Option vests as follows: 50% of the shares vest on September 14, 2013 and the remaining 50% vests monthly over the next two years, as long as the Reporting Person provides continuous service as the Issuer's chief executive officer By: Winston King Attorney in Fact For: Marcus Ryu 2014-11-07