0001193125-13-169310.txt : 20130424 0001193125-13-169310.hdr.sgml : 20130424 20130424105010 ACCESSION NUMBER: 0001193125-13-169310 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130424 DATE AS OF CHANGE: 20130424 EFFECTIVENESS DATE: 20130424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: United Asset Strategies, Inc. CENTRAL INDEX KEY: 0001539948 IRS NUMBER: 113104524 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15136 FILM NUMBER: 13778146 BUSINESS ADDRESS: STREET 1: 666 OLD COUNTRY RD/STE 104 CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 516-222-0021 MAIL ADDRESS: STREET 1: 666 OLD COUNTRY RD/STE 104 CITY: GARDEN CITY STATE: NY ZIP: 11530 13F-HR 1 d524056d13fhr.txt 13F-HR ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [_]; Amendment Number: -------------- This Amendment (Check only one): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: United Asset Strategies, Inc. Address: 666 Old Country Road, Suite 104 Garden City, New York 11530 Form 13F File Number: 28-15136 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Lee DeLorenzo Title: President Phone: (516) 222-0021 Signature, Place, and Date of Signing: /s/ Lee DeLorenzo Garden City, New York April 23, 2013 ----------------------- --------------------------- -------------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) ================================================================================ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------------- Form 13F Information Table Entry Total: 83 -------------------------- Form 13F Information Table Value Total: $143,838 (thousands) -------------------------- List of Other Included Managers: NONE Form 13F Information Table
VALUE INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) SHARES/PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS SOLE SHARED NONE ABBOTT LABS COM 002824100 515 14593 SH SOLE 14593 0 0 ABBVIE INC COM 00287Y109 658 16130 SH SOLE 16130 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 674 38045 SH SOLE 38045 0 0 ALTRIA GROUP INC COM 02209S103 989 28765 SH SOLE 28765 0 0 AMAZON COM INC COM 023135106 1367 5131 SH SOLE 5131 0 0 AMERICAN TOWER CORP NEW COM 03027X100 995 12935 SH SOLE 12935 0 0 ANNALY CAP MGMT INC COM 035710409 638 40137 SH SOLE 40137 0 0 APPLE INC COM 037833100 2864 6469 SH SOLE 6469 0 0 ASTORIA FINL CORP COM 046265104 115 11675 SH SOLE 11675 0 0 AT&T INC COM 00206R102 2256 61495 SH SOLE 61495 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 429 6597 SH SOLE 6597 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 292 2806 SH SOLE 2806 0 0 CATERPILLAR INC DEL COM 149123101 1503 17284 SH SOLE 17284 0 0 CBL & ASSOC PPTYS INC COM 124830100 2218 93995 SH SOLE 93995 0 0 CHUBB CORP COM 171232101 1906 21775 SH SOLE 21775 0 0 COCA COLA CO COM 191216100 4058 100348 SH SOLE 100348 0 0 COHEN & STEERS QUALITY RLTY COM 19247L106 2160 186398 SH SOLE 186398 0 0 CONOCOPHILLIPS COM 20825C104 827 13765 SH SOLE 13765 0 0 DEERE & CO COM 244199105 259 3011 SH SOLE 3011 0 0 DISNEY WALT CO COM DISNEY 254687106 338 5955 SH SOLE 5955 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 535 10880 SH SOLE 10880 0 0 EASTMAN CHEM CO COM 277432100 1833 26230 SH SOLE 26230 0 0 EATON VANCE TX MNG BY WRT OP COM 27828Y108 489 37375 SH SOLE 37375 0 0 EXXON MOBIL CORP COM 30231G102 2538 28161 SH SOLE 28161 0 0 FIRST LONG IS CORP COM 320734106 1511 50950 SH SOLE 50950 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 1381 105002 SH SOLE 105002 0 0 GENERAL ELECTRIC CO COM 369604103 2183 94439 SH SOLE 94439 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 470 10018 SH SOLE 10018 0 0 GOOGLE INC CL A 38259P508 2392 3012 SH SOLE 3012 0 0 H & Q HEALTHCARE INVESTORS SH BEN INT 404052102 1510 75572 SH SOLE 75572 0 0 HEINZ H J CO COM 423074103 2515 34800 SH SOLE 34800 0 0 HOME DEPOT INC COM 437076102 503 7212 SH SOLE 7212 0 0 HOME PROPERTIES INC COM 437306103 3076 48501 SH SOLE 48501 0 0 INOVIO PHARMACEUTICALS INC COM 45773H102 7 12600 SH SOLE 12600 0 0 INTEL CORP COM 458140100 2073 94950 SH SOLE 94950 0 0 ISHARES TR FTSE CHINA25 IDX 464287184 538 14570 SH SOLE 14570 0 0 ISHARES TR MSCI EMERG MKT 464287234 1331 31113 SH SOLE 31113 0 0 ISHARES TR DJ US TELECOMM 464287713 1968 80979 SH SOLE 80979 0 0 ISHARES TR DJ US BAS MATL 464287838 1539 21898 SH SOLE 21898 0 0 JPMORGAN CHASE & CO COM 46625H100 223 4692 SH SOLE 4692 0 0 KINGSTONE COS INC COM 496719105 542 95014 SH SOLE 95014 0 0 KOHLS CORP COM 500255104 1975 42823 SH SOLE 42823 0 0 LOCKHEED MARTIN CORP COM 539830109 667 6915 SH SOLE 6915 0 0 MARKET VECTORS ETF TR OIL SVCS ETF 57060U191 1950 45436 SH SOLE 45436 0 0 NUVEEN DIVER CURRENCY OPPOR COM 67090N109 810 62527 SH SOLE 62527 0 0 NUVEEN NY AMT-FREE MUN INCOM COM 670656107 473 32802 SH SOLE 32802 0 0 NUVEEN QUALITY PFD INCOME FD COM 67072C105 706 74839 SH SOLE 74839 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 2591 33063 SH SOLE 33063 0 0 PAYCHEX INC COM 704326107 730 20830 SH SOLE 20830 0 0 PFIZER INC COM 717081103 2287 79249 SH SOLE 79249 0 0 PHILIP MORRIS INTL INC COM 718172109 2266 24437 SH SOLE 24437 0 0 PLUM CREEK TIMBER CO INC COM 729251108 385 7380 SH SOLE 7380 0 0 POWERSHARES ETF TRUST AERSPC DEF PTF 73935X690 1205 52067 SH SOLE 52067 0 0 PPL CORP COM 69351T106 2450 78244 SH SOLE 78244 0 0 PRIMUS TELECOMMUNICATIONS GR COM 741929301 111 10000 SH SOLE 10000 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 1087 16547 SH SOLE 16547 0 0 PROSHARES TR PSHS ULSHT SP500 74347B300 5082 115661 SH SOLE 115661 0 0 QUALCOMM INC COM 747525103 2351 35114 SH SOLE 35114 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2491 54141 SH SOLE 54141 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2737 68828 SH SOLE 68828 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 4241 80015 SH SOLE 80015 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 2576 32478 SH SOLE 32478 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 4931 270820 SH SOLE 270820 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2831 67803 SH SOLE 67803 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2382 78693 SH SOLE 78693 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 3399 86935 SH SOLE 86935 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 4796 31049 SH SOLE 31049 0 0 SPDR INDEX SHS FDS S&P BRIC 40ETF 78463X798 936 40314 SH SOLE 40314 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 10956 266493 SH SOLE 266493 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 429 2045 SH SOLE 2045 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 455 15135 SH SOLE 15135 0 0 TUTOR PERINI CORP COM 901109108 5790 300000 SH SOLE 300000 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1104 12847 SH SOLE 12847 0 0 UNITEDHEALTH GROUP INC COM 91324P102 2467 43121 SH SOLE 43121 0 0 VANGUARD INDEX FDS REIT ETF 922908553 2601 36878 SH SOLE 36878 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1975 24043 SH SOLE 24043 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 320 4455 SH SOLE 4455 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 348 5308 SH SOLE 5308 0 0 VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 1542 42319 SH SOLE 42319 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 827 16834 SH SOLE 16834 0 0 VISA INC COM CL A 92826C839 217 1277 SH SOLE 1277 0 0 WELLS FARGO & CO NEW COM 949746101 1072 28986 SH SOLE 28986 0 0 XYLEM INC COM 98419M100 1070 38825 SH SOLE 38825 0 0