0000950123-20-001496.txt : 20200212 0000950123-20-001496.hdr.sgml : 20200212 20200211191331 ACCESSION NUMBER: 0000950123-20-001496 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200212 DATE AS OF CHANGE: 20200211 EFFECTIVENESS DATE: 20200212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: United Asset Strategies, Inc. CENTRAL INDEX KEY: 0001539948 IRS NUMBER: 113104524 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15136 FILM NUMBER: 20598857 BUSINESS ADDRESS: STREET 1: 377 OAK STREET/STE 403 CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 516-222-0021 MAIL ADDRESS: STREET 1: 377 OAK STREET/STE 403 CITY: GARDEN CITY STATE: NY ZIP: 11530 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001539948 XXXXXXXX 12-31-2019 12-31-2019 United Asset Strategies, Inc.

377 Oak Street/STE 403 Garden City NY 11530

13F HOLDINGS REPORT 028-15136 N Lee DeLorenzo 516-222-0021 /s/ Lee DeLorenzo Garden City NY 02-11-2020 0 199 515015 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3M CO COM 88579Y101 246 1393 SH SOLE 1393 0 0 ADVANCED MICRO DEVICES INC COM 007903107 210 4570 SH SOLE 4570 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 496 4585 SH SOLE 4585 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 250 1180 SH SOLE 1180 0 0 ALPHABET INC CAP STK CL C 02079K107 877 656 SH SOLE 656 0 0 ALPHABET INC CAP STK CL A 02079K305 9839 7346 SH SOLE 7346 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 1380 162301 SH SOLE 162301 0 0 ALTRIA GROUP INC COM 02209S103 782 15663 SH SOLE 15663 0 0 AMAZON COM INC COM 023135106 9213 4986 SH SOLE 4986 0 0 AMGEN INC COM 031162100 6432 26681 SH SOLE 26681 0 0 ANNALY CAP MGMT INC COM 035710409 763 80983 SH SOLE 80983 0 0 ANTHEM INC COM 036752103 604 2001 SH SOLE 2001 0 0 APPLE INC COM 037833100 13832 47105 SH SOLE 47105 0 0 APPLIED MATLS INC COM 038222105 984 16116 SH SOLE 16116 0 0 APTARGROUP INC COM 038336103 530 4584 SH SOLE 4584 0 0 AT&T INC COM 00206R102 4201 107496 SH SOLE 107496 0 0 AURORA CANNABIS INC COM 05156X108 24 10915 SH SOLE 10915 0 0 AXA EQUITABLE HLDGS INC COM 29452E101 704 28395 SH SOLE 28395 0 0 BANK AMER CORP COM 060505104 692 19661 SH SOLE 19661 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1382 6102 SH SOLE 6102 0 0 BIO RAD LABS INC CL A 090572207 315 850 SH SOLE 850 0 0 BOEING CO COM 097023105 1120 3437 SH SOLE 3437 0 0 BOSTON PROPERTIES INC COM 101121101 8684 62994 SH SOLE 62994 0 0 BOSTON SCIENTIFIC CORP COM 101137107 6475 143198 SH SOLE 143198 0 0 BP PLC SPONSORED ADR 055622104 443 11746 SH SOLE 11746 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 244 3803 SH SOLE 3803 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 3947 92959 SH SOLE 92959 0 0 CATERPILLAR INC DEL COM 149123101 275 1861 SH SOLE 1861 0 0 CENTERPOINT ENERGY INC COM 15189T107 441 16175 SH SOLE 16175 0 0 CF INDS HLDGS INC COM 125269100 694 14536 SH SOLE 14536 0 0 CHENIERE ENERGY INC COM NEW 16411R208 3057 50057 SH SOLE 50057 0 0 CHEVRON CORP NEW COM 166764100 4267 35405 SH SOLE 35405 0 0 CIGNA CORP NEW COM 125523100 648 3171 SH SOLE 3171 0 0 CISCO SYS INC COM 17275R102 2135 44516 SH SOLE 44516 0 0 CITIGROUP INC COM NEW 172967424 8364 104696 SH SOLE 104696 0 0 CLOVIS ONCOLOGY INC NOTE 2.500% 9/1 189464AB6 1705 1960000 SH SOLE 1960000 0 0 COCA COLA CO COM 191216100 2133 38528 SH SOLE 38528 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 5062 81614 SH SOLE 81614 0 0 COLGATE PALMOLIVE CO COM 194162103 1752 25455 SH SOLE 25455 0 0 COMCAST CORP NEW CL A 20030N101 2047 45529 SH SOLE 45529 0 0 COMERICA INC COM 200340107 1540 21465 SH SOLE 21465 0 0 CONSOLIDATED EDISON INC COM 209115104 722 7981 SH SOLE 7981 0 0 CONTINENTAL RESOURCES INC COM 212015101 688 20061 SH SOLE 20061 0 0 COSTCO WHSL CORP NEW COM 22160K105 911 3101 SH SOLE 3101 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 897 6309 SH SOLE 6309 0 0 D R HORTON INC COM 23331A109 572 10840 SH SOLE 10840 0 0 DISCOVER FINL SVCS COM 254709108 1178 13893 SH SOLE 13893 0 0 DISNEY WALT CO COM DISNEY 254687106 8351 57744 SH SOLE 57744 0 0 DOLLAR GEN CORP NEW COM 256677105 7860 50392 SH SOLE 50392 0 0 DOMINION ENERGY INC COM 25746U109 6464 78052 SH SOLE 78052 0 0 DOW INC COM 260557103 754 13783 SH SOLE 13783 0 0 DUPONT DE NEMOURS INC COM 26614N102 2314 36043 SH SOLE 36043 0 0 EATON VANCE TX MNG BY WRT OP COM 27828Y108 1244 83184 SH SOLE 83184 0 0 EMERSON ELEC CO COM 291011104 3072 40289 SH SOLE 40289 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 132 10293 SH SOLE 10293 0 0 ENSERVCO CORP COM 29358Y102 6 30000 SH SOLE 30000 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 257 9121 SH SOLE 9121 0 0 EPAM SYS INC COM 29414B104 667 3145 SH SOLE 3145 0 0 EVERCORE INC CLASS A 29977A105 2925 39123 SH SOLE 39123 0 0 EVERSOURCE ENERGY COM 30040W108 211 2484 SH SOLE 2484 0 0 EXELON CORP COM 30161N101 331 7250 SH SOLE 7250 0 0 EXPEDITORS INTL WASH INC COM 302130109 3476 44551 SH SOLE 44551 0 0 EXXON MOBIL CORP COM 30231G102 1762 25258 SH SOLE 25258 0 0 FACEBOOK INC CL A 30303M102 6191 30161 SH SOLE 30161 0 0 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 471 23466 SH SOLE 23466 0 0 FIRSTENERGY CORP COM 337932107 5293 108907 SH SOLE 108907 0 0 FORD MTR CO DEL COM 345370860 130 13977 SH SOLE 13977 0 0 FREEPORT-MCMORAN INC CL B 35671D857 155 11809 SH SOLE 11809 0 0 GENERAL DYNAMICS CORP COM 369550108 6940 39351 SH SOLE 39351 0 0 GENERAL ELECTRIC CO COM 369604103 284 25453 SH SOLE 25453 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 2519 53615 SH SOLE 53615 0 0 GLOBAL X FDS GLBL X MLP ETF 37950E473 644 81769 SH SOLE 81769 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 2602 11318 SH SOLE 11318 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 436 4168 SH SOLE 4168 0 0 HOME DEPOT INC COM 437076102 7290 33383 SH SOLE 33383 0 0 HONEYWELL INTL INC COM 438516106 240 1358 SH SOLE 1358 0 0 ILLUMINA INC COM 452327109 6878 20734 SH SOLE 20734 0 0 INTEL CORP COM 458140100 4851 81057 SH SOLE 81057 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1468 10954 SH SOLE 10954 0 0 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 2383 34855 SH SOLE 34855 0 0 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 189 10000 SH SOLE 10000 0 0 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 1527 66912 SH SOLE 66912 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 902 4244 SH SOLE 4244 0 0 ISHARES GOLD TRUST ISHARES 464285105 2059 141974 SH SOLE 141974 0 0 ISHARES INC CORE MSCI EMKT 46434G103 1301 24197 SH SOLE 24197 0 0 ISHARES TR CORE S&P500 ETF 464287200 352 1088 SH SOLE 1088 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 7201 160484 SH SOLE 160484 0 0 ISHARES TR IBOXX INV CP ETF 464287242 896 7004 SH SOLE 7004 0 0 ISHARES TR S&P 500 VAL ETF 464287408 5464 42004 SH SOLE 42004 0 0 ISHARES TR 20 YR TR BD ETF 464287432 2218 16372 SH SOLE 16372 0 0 ISHARES TR RUS MD CP GR ETF 464287481 626 4100 SH SOLE 4100 0 0 ISHARES TR NASDAQ BIOTECH 464287556 934 7748 SH SOLE 7748 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 836 4753 SH SOLE 4753 0 0 ISHARES TR RUS 1000 ETF 464287622 1031 5777 SH SOLE 5777 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 9015 70110 SH SOLE 70110 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 506 2362 SH SOLE 2362 0 0 ISHARES TR U.S. REAL ES ETF 464287739 845 9076 SH SOLE 9076 0 0 ISHARES TR U.S. ENERGY ETF 464287796 336 10468 SH SOLE 10468 0 0 ISHARES TR U.S. BAS MTL ETF 464287838 666 6803 SH SOLE 6803 0 0 ISHARES TR JPMORGAN USD EMG 464288281 797 6954 SH SOLE 6954 0 0 ISHARES TR INTL SEL DIV ETF 464288448 759 22606 SH SOLE 22606 0 0 ISHARES TR U.S. MED DVC ETF 464288810 272 1029 SH SOLE 1029 0 0 ISHARES TR EAFE VALUE ETF 464288877 2814 56361 SH SOLE 56361 0 0 ISHARES TR EAFE GRWTH ETF 464288885 1122 12979 SH SOLE 12979 0 0 ISHARES TR US TREAS BD ETF 46429B267 1297 49994 SH SOLE 49994 0 0 ISHARES TR TRS FLT RT BD 46434V860 838 16674 SH SOLE 16674 0 0 ISHARES US ETF TR SHT MAT BD ETF 46431W507 443 8821 SH SOLE 8821 0 0 JACOBS ENGR GROUP INC COM 469814107 5386 59961 SH SOLE 59961 0 0 JOHNSON & JOHNSON COM 478160104 929 6368 SH SOLE 6368 0 0 JOHNSON CTLS INTL PLC SHS G51502105 1658 40717 SH SOLE 40717 0 0 JPMORGAN CHASE & CO COM 46625H100 5673 40694 SH SOLE 40694 0 0 KELLOGG CO COM 487836108 1204 17412 SH SOLE 17412 0 0 KINDER MORGAN INC DEL COM 49456B101 244 11535 SH SOLE 11535 0 0 KLA CORPORATION COM NEW 482480100 592 3322 SH SOLE 3322 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 3635 21487 SH SOLE 21487 0 0 LOCKHEED MARTIN CORP COM 539830109 2088 5363 SH SOLE 5363 0 0 LOWES COS INC COM 548661107 751 6273 SH SOLE 6273 0 0 MANAGED PORTFOLIO SER TORTOISE NRAM PI 56167N720 4306 183219 SH SOLE 183219 0 0 MARATHON PETE CORP COM 56585A102 1611 26735 SH SOLE 26735 0 0 MASTERCARD INC CL A 57636Q104 8531 28571 SH SOLE 28571 0 0 MCDONALDS CORP COM 580135101 658 3331 SH SOLE 3331 0 0 MCKESSON CORP COM 58155Q103 3728 26952 SH SOLE 26952 0 0 MEDTRONIC PLC SHS G5960L103 2993 26383 SH SOLE 26383 0 0 MERCK & CO INC COM 58933Y105 851 9352 SH SOLE 9352 0 0 MICRON TECHNOLOGY INC COM 595112103 202 3750 SH SOLE 3750 0 0 MICROSOFT CORP COM 594918104 13421 85104 SH SOLE 85104 0 0 MONDELEZ INTL INC CL A 609207105 4787 86913 SH SOLE 86913 0 0 NETFLIX INC COM 64110L106 379 1172 SH SOLE 1172 0 0 NEW YORK MTG TR INC NOTE 6.250% 1/1 649604AD7 10 10000 SH SOLE 10000 0 0 NIKE INC CL B 654106103 2734 26984 SH SOLE 26984 0 0 NUVEEN PFD & INCM SECURTIES COM 67072C105 147 14645 SH SOLE 14645 0 0 NVIDIA CORP COM 67066G104 6374 27091 SH SOLE 27091 0 0 ONEOK INC NEW COM 682680103 1702 22490 SH SOLE 22490 0 0 ORACLE CORP COM 68389X105 762 14381 SH SOLE 14381 0 0 PALO ALTO NETWORKS INC COM 697435105 7772 33609 SH SOLE 33609 0 0 PAYCHEX INC COM 704326107 1271 14944 SH SOLE 14944 0 0 PEPSICO INC COM 713448108 2302 16844 SH SOLE 16844 0 0 PFIZER INC COM 717081103 2356 60136 SH SOLE 60136 0 0 PHILIP MORRIS INTL INC COM 718172109 547 6432 SH SOLE 6432 0 0 PRECISION DRILLING CORP COM 2010 74022D308 25 17975 SH SOLE 17975 0 0 PROCTER & GAMBLE CO COM 742718109 3242 25956 SH SOLE 25956 0 0 PROLOGIS INC COM 74340W103 678 7607 SH SOLE 7607 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 368 15325 SH SOLE 15325 0 0 PRUDENTIAL FINL INC COM 744320102 883 9414 SH SOLE 9414 0 0 QUALCOMM INC COM 747525103 718 8138 SH SOLE 8138 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 2770 20751 SH SOLE 20751 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 571 9290 SH SOLE 9290 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 9405 92332 SH SOLE 92332 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 12039 191154 SH SOLE 191154 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 6486 51716 SH SOLE 51716 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 2395 39891 SH SOLE 39891 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 11859 385298 SH SOLE 385298 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 5520 67758 SH SOLE 67758 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 21192 231173 SH SOLE 231173 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 1250 23311 SH SOLE 23311 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 460 11908 SH SOLE 11908 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1942 30047 SH SOLE 30047 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 14010 98039 SH SOLE 98039 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 466 12404 SH SOLE 12404 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 872 27827 SH SOLE 27827 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 6324 19649 SH SOLE 19649 0 0 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 365 6582 SH SOLE 6582 0 0 SPDR SERIES TRUST PORTFOLIO LN COR 78464A367 391 12993 SH SOLE 12993 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 259 10946 SH SOLE 10946 0 0 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 444 12263 SH SOLE 12263 0 0 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 5726 151401 SH SOLE 151401 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 1117 11748 SH SOLE 11748 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 243 5343 SH SOLE 5343 0 0 SPDR SERIES TRUST SPDR BLOOMBERG 78468R663 4872 53292 SH SOLE 53292 0 0 SPDR SERIES TRUST PORTFOLIO SM ETF 78468R853 442 13555 SH SOLE 13555 0 0 STARBUCKS CORP COM 855244109 303 3451 SH SOLE 3451 0 0 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 1498 71745 SH SOLE 71745 0 0 TEXAS INSTRS INC COM 882508104 221 1725 SH SOLE 1725 0 0 TJX COS INC NEW COM 872540109 264 4321 SH SOLE 4321 0 0 TRAVELERS COMPANIES INC COM 89417E109 757 5531 SH SOLE 5531 0 0 TRUIST FINL CORP COM 89832Q109 7318 129943 SH SOLE 129943 0 0 UNION PACIFIC CORP COM 907818108 312 1726 SH SOLE 1726 0 0 UNITED AIRLINES HLDGS INC COM 910047109 551 6255 SH SOLE 6255 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1585 13543 SH SOLE 13543 0 0 UNITED TECHNOLOGIES CORP COM 913017109 3202 21384 SH SOLE 21384 0 0 VANECK VECTORS ETF TRUST GOLD MINERS ETF 92189F106 967 33035 SH SOLE 33035 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203j407 617 10901 SH SOLE 10901 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 291 3137 SH SOLE 3137 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 251 1408 SH SOLE 1408 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1138 7698 SH SOLE 7698 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 356 2178 SH SOLE 2178 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 610 13716 SH SOLE 13716 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 3652 62318 SH SOLE 62318 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 626 3886 SH SOLE 3886 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 273 1425 SH SOLE 1425 0 0 VEEVA SYS INC CL A COM 922475108 582 4136 SH SOLE 4136 0 0 VENTAS INC COM 92276F100 625 10830 SH SOLE 10830 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 6321 102943 SH SOLE 102943 0 0 VISA INC COM CL A 92826C839 693 3687 SH SOLE 3687 0 0 WASTE MGMT INC DEL COM 94106L109 6573 57678 SH SOLE 57678 0 0 WEYERHAEUSER CO COM 962166104 243 8037 SH SOLE 8037 0 0 WISDOMTREE TR FLOATNG RAT TREA 97717X628 13285 530134 SH SOLE 530134 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 5780 81882 SH SOLE 81882 0 0 ZIMMER BIOMET HLDGS INC COM 98956P102 1571 10493 SH SOLE 10493 0 0