0000950123-19-009957.txt : 20191101 0000950123-19-009957.hdr.sgml : 20191101 20191101155704 ACCESSION NUMBER: 0000950123-19-009957 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191101 DATE AS OF CHANGE: 20191101 EFFECTIVENESS DATE: 20191101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: United Asset Strategies, Inc. CENTRAL INDEX KEY: 0001539948 IRS NUMBER: 113104524 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15136 FILM NUMBER: 191186783 BUSINESS ADDRESS: STREET 1: 377 OAK STREET/STE 403 CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 516-222-0021 MAIL ADDRESS: STREET 1: 377 OAK STREET/STE 403 CITY: GARDEN CITY STATE: NY ZIP: 11530 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001539948 XXXXXXXX 09-30-2019 09-30-2019 United Asset Strategies, Inc.

377 Oak Street/STE 403 Garden City NY 11530

13F HOLDINGS REPORT 028-15136 N Lee DeLorenzo 516-222-0021 /s/ Lee DeLorenzo Garden City NY 11-01-2019 0 180 456830 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3M CO COM 88579Y101 275 1675 SH SOLE 1675 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 439 4480 SH SOLE 4480 0 0 ALPHABET INC CAP STK CL C 02079K107 798 655 SH SOLE 655 0 0 ALPHABET INC CAP STK CL A 02079K305 8833 7233 SH SOLE 7233 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 1854 202888 SH SOLE 202888 0 0 ALTRIA GROUP INC COM 02209S103 590 14420 SH SOLE 14420 0 0 AMAZON COM INC COM 023135106 7914 4559 SH SOLE 4559 0 0 AMGEN INC COM 031162100 5179 26762 SH SOLE 26762 0 0 ANNALY CAP MGMT INC COM 035710409 737 83803 SH SOLE 83803 0 0 APPLE INC COM 037833100 11374 50786 SH SOLE 50786 0 0 APPLIED MATLS INC COM 038222105 800 16030 SH SOLE 16030 0 0 AT&T INC COM 00206R102 3521 93060 SH SOLE 93060 0 0 AURORA CANNABIS INC COM 05156X108 52 11915 SH SOLE 11915 0 0 BANK AMER CORP COM 060505104 561 19216 SH SOLE 19216 0 0 BB&T CORP COM 054937107 6770 126858 SH SOLE 126858 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1263 6070 SH SOLE 6070 0 0 BIO RAD LABS INC CL A 090572207 283 850 SH SOLE 850 0 0 BOEING CO COM 097023105 1321 3472 SH SOLE 3472 0 0 BOSTON PROPERTIES INC COM 101121101 7845 60502 SH SOLE 60502 0 0 BOSTON SCIENTIFIC CORP COM 101137107 5722 140627 SH SOLE 140627 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 308 7500 SH SOLE 7500 0 0 CATERPILLAR INC DEL COM 149123101 235 1861 SH SOLE 1861 0 0 CDW CORP COM 12514G108 705 5721 SH SOLE 5721 0 0 CENTERPOINT ENERGY INC COM 15189T107 2135 70755 SH SOLE 70755 0 0 CF INDS HLDGS INC COM 125269100 703 14293 SH SOLE 14293 0 0 CHENIERE ENERGY INC COM NEW 16411R208 4021 63770 SH SOLE 63770 0 0 CHEVRON CORP NEW COM 166764100 3955 33345 SH SOLE 33345 0 0 CISCO SYS INC COM 17275R102 2131 43139 SH SOLE 43139 0 0 CITIGROUP INC COM NEW 172967424 6709 97115 SH SOLE 97115 0 0 COCA COLA CO COM 191216100 2069 38002 SH SOLE 38002 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 5910 98060 SH SOLE 98060 0 0 COLGATE PALMOLIVE CO COM 194162103 1680 22854 SH SOLE 22854 0 0 COMCAST CORP NEW CL A 20030N101 1821 40387 SH SOLE 40387 0 0 CONSOLIDATED EDISON INC COM 209115104 810 8572 SH SOLE 8572 0 0 CONTINENTAL RESOURCES INC COM 212015101 616 20015 SH SOLE 20015 0 0 COSTCO WHSL CORP NEW COM 22160K105 895 3105 SH SOLE 3105 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 873 6277 SH SOLE 6277 0 0 CVS HEALTH CORP COM 126650100 522 8278 SH SOLE 8278 0 0 DISNEY WALT CO COM DISNEY 254687106 9135 70100 SH SOLE 70100 0 0 DOLLAR GEN CORP NEW COM 256677105 7909 49758 SH SOLE 49758 0 0 DOMINION ENERGY INC COM 25746U109 6174 76181 SH SOLE 76181 0 0 EATON VANCE TX MNG BY WRT OP COM 27828Y108 1199 81867 SH SOLE 81867 0 0 EMERSON ELEC CO COM 291011104 3033 45358 SH SOLE 45358 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 260 9103 SH SOLE 9103 0 0 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 599 28853 SH SOLE 28853 0 0 EVERCORE INC CLASS A 29977A105 3019 37684 SH SOLE 37684 0 0 EVERSOURCE ENERGY COM 30040W108 212 2484 SH SOLE 2484 0 0 EXELON CORP COM 30161N101 336 6945 SH SOLE 6945 0 0 EXPEDITORS INTL WASH INC COM 302130109 3198 43052 SH SOLE 43052 0 0 EXXON MOBIL CORP COM 30231G102 1571 22254 SH SOLE 22254 0 0 FACEBOOK INC CL A 30303M102 4761 26734 SH SOLE 26734 0 0 FEDEX CORP COM 31428X106 474 3256 SH SOLE 3256 0 0 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 427 21665 SH SOLE 21665 0 0 FIRSTENERGY CORP COM 337932107 5181 107415 SH SOLE 107415 0 0 FOOT LOCKER INC COM 344849104 457 10594 SH SOLE 10594 0 0 FORD MTR CO DEL COM 345370860 99 10778 SH SOLE 10778 0 0 FREEPORT-MCMORAN INC CL B 35671D857 113 11805 SH SOLE 11805 0 0 GENERAL DYNAMICS CORP COM 369550108 7297 39931 SH SOLE 39931 0 0 GENERAL ELECTRIC CO COM 369604103 179 20014 SH SOLE 20014 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 2506 58711 SH SOLE 58711 0 0 GLOBAL X FDS GLBL X MLP ETF 37950E473 401 47834 SH SOLE 47834 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 2362 11400 SH SOLE 11400 0 0 HOME DEPOT INC COM 437076102 7347 31664 SH SOLE 31664 0 0 HONEYWELL INTL INC COM 438516106 356 2101 SH SOLE 2101 0 0 ILLUMINA INC COM 452327109 4046 13298 SH SOLE 13298 0 0 INTEL CORP COM 458140100 3958 76804 SH SOLE 76804 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 3258 22403 SH SOLE 22403 0 0 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 2044 30195 SH SOLE 30195 0 0 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 188 10000 SH SOLE 10000 0 0 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 1453 64302 SH SOLE 64302 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 772 4089 SH SOLE 4089 0 0 ISHARES GOLD TRUST ISHARES 464285105 1992 141305 SH SOLE 141305 0 0 ISHARES INC CORE MSCI EMKT 46434G103 1117 22790 SH SOLE 22790 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 6365 155730 SH SOLE 155730 0 0 ISHARES TR S&P 500 VAL ETF 464287408 3471 29131 SH SOLE 29131 0 0 ISHARES TR 20 YR TR BD ETF 464287432 1972 13782 SH SOLE 13782 0 0 ISHARES TR RUS MD CP GR ETF 464287481 561 3967 SH SOLE 3967 0 0 ISHARES TR NASDAQ BIOTECH 464287556 783 7872 SH SOLE 7872 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 754 4723 SH SOLE 4723 0 0 ISHARES TR RUS 1000 ETF 464287622 968 5881 SH SOLE 5881 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 2628 22010 SH SOLE 22010 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 473 2456 SH SOLE 2456 0 0 ISHARES TR U.S. ENERGY ETF 464287796 585 18420 SH SOLE 18420 0 0 ISHARES TR U.S. BAS MTL ETF 464287838 754 8168 SH SOLE 8168 0 0 ISHARES TR JPMORGAN USD EMG 464288281 263 2322 SH SOLE 2322 0 0 ISHARES TR INTL SEL DIV ETF 464288448 237 7710 SH SOLE 7710 0 0 ISHARES TR U.S. MED DVC ETF 464288810 237 960 SH SOLE 960 0 0 ISHARES TR EAFE VALUE ETF 464288877 2333 49246 SH SOLE 49246 0 0 ISHARES TR EAFE GRWTH ETF 464288885 1046 12992 SH SOLE 12992 0 0 ISHARES TR US TREAS BD ETF 46429B267 237 8998 SH SOLE 8998 0 0 ISHARES TR GLOBAL REIT ETF 46434V647 661 23542 SH SOLE 23542 0 0 ISHARES TR TRS FLT RT BD 46434V860 651 12955 SH SOLE 12955 0 0 ISHARES US ETF TR SHT MAT BD ETF 46431W507 395 7850 SH SOLE 7850 0 0 JACOBS ENGR GROUP INC COM 469814107 5335 58307 SH SOLE 58307 0 0 JOHNSON & JOHNSON COM 478160104 613 4736 SH SOLE 4736 0 0 JOHNSON CTLS INTL PLC SHS G51502105 1623 36981 SH SOLE 36981 0 0 JPMORGAN CHASE & CO COM 46625H100 4668 39661 SH SOLE 39661 0 0 KELLOGG CO COM 487836108 968 15041 SH SOLE 15041 0 0 KINDER MORGAN INC DEL COM 49456B101 238 11535 SH SOLE 11535 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 3384 20145 SH SOLE 20145 0 0 LIFETIME BRANDS INC COM 53222Q103 173 19514 SH SOLE 19514 0 0 LOCKHEED MARTIN CORP COM 539830109 2009 5150 SH SOLE 5150 0 0 MANAGED PORTFOLIO SER TORTOISE NRAM PI 56167N720 3937 168284 SH SOLE 168284 0 0 MARATHON OIL CORP COM 565849106 154 12560 SH SOLE 12560 0 0 MARATHON PETE CORP COM 56585A102 1479 24344 SH SOLE 24344 0 0 MASTERCARD INC CL A 57636Q104 7683 28292 SH SOLE 28292 0 0 MCDONALDS CORP COM 580135101 2107 9815 SH SOLE 9815 0 0 MCKESSON CORP COM 58155Q103 3526 25803 SH SOLE 25803 0 0 MERCK & CO INC COM 58933Y105 838 9949 SH SOLE 9949 0 0 MICROSOFT CORP COM 594918104 11361 81713 SH SOLE 81713 0 0 MONDELEZ INTL INC CL A 609207105 4582 82828 SH SOLE 82828 0 0 NETFLIX INC COM 64110L106 314 1172 SH SOLE 1172 0 0 NEW AGE BEVERAGES CORP COM 64157V108 43 15400 SH SOLE 15400 0 0 NIKE INC CL B 654106103 1238 13179 SH SOLE 13179 0 0 NUVEEN PFD & INCM SECURTIES COM 67072C105 176 17895 SH SOLE 17895 0 0 NVIDIA CORP COM 67066G104 4547 26119 SH SOLE 26119 0 0 ONEOK INC NEW COM 682680103 1528 20741 SH SOLE 20741 0 0 ORACLE CORP COM 68389X105 790 14356 SH SOLE 14356 0 0 PALO ALTO NETWORKS INC COM 697435105 6625 32503 SH SOLE 32503 0 0 PARK HOTELS RESORTS INC COM 700517105 2172 87002 SH SOLE 87002 0 0 PAYCHEX INC COM 704326107 1206 14572 SH SOLE 14572 0 0 PEPSICO INC COM 713448108 2093 15266 SH SOLE 15266 0 0 PFIZER INC COM 717081103 2124 59109 SH SOLE 59109 0 0 PHILIP MORRIS INTL INC COM 718172109 413 5433 SH SOLE 5433 0 0 PRECISION DRILLING CORP COM 2010 74022D308 22 19700 SH SOLE 19700 0 0 PROCTER & GAMBLE CO COM 742718109 3149 25317 SH SOLE 25317 0 0 PROLOGIS INC COM 74340W103 652 7647 SH SOLE 7647 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 1672 63985 SH SOLE 63985 0 0 PRUDENTIAL FINL INC COM 744320102 1024 11388 SH SOLE 11388 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 942 8697 SH SOLE 8697 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1284 18105 SH SOLE 18105 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 492 15444 SH SOLE 15444 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 230 4877 SH SOLE 4877 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 559 11055 SH SOLE 11055 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1025 17611 SH SOLE 17611 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 8707 96601 SH SOLE 96601 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 12427 202321 SH SOLE 202321 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 6761 56017 SH SOLE 56017 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 2821 47649 SH SOLE 47649 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 10818 386369 SH SOLE 386369 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 6015 77489 SH SOLE 77489 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 25534 317075 SH SOLE 317075 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 1595 32215 SH SOLE 32215 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 327 8318 SH SOLE 8318 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 2803 43296 SH SOLE 43296 0 0 SERVICENOW INC COM 81762P102 491 1933 SH SOLE 1933 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 7352 52944 SH SOLE 52944 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1385 47168 SH SOLE 47168 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 6009 20248 SH SOLE 20248 0 0 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 302 5760 SH SOLE 5760 0 0 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 720 20421 SH SOLE 20421 0 0 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 1484 48102 SH SOLE 48102 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 4005 179104 SH SOLE 179104 0 0 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 338 9974 SH SOLE 9974 0 0 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 3550 101873 SH SOLE 101873 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 823 10788 SH SOLE 10788 0 0 SPDR SERIES TRUST PORTFOLIO SM ETF 78468R853 315 10489 SH SOLE 10489 0 0 STARBUCKS CORP COM 855244109 3891 44010 SH SOLE 44010 0 0 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 1591 86774 SH SOLE 86774 0 0 TESLA INC COM 88160R101 205 850 SH SOLE 850 0 0 TRAVELERS COMPANIES INC COM 89417E109 776 5218 SH SOLE 5218 0 0 UNION PACIFIC CORP COM 907818108 318 1965 SH SOLE 1965 0 0 UNITED AIRLINES HLDGS INC COM 910047109 553 6260 SH SOLE 6260 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1649 13760 SH SOLE 13760 0 0 UNITED TECHNOLOGIES CORP COM 913017109 2653 19431 SH SOLE 19431 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 866 32440 SH SOLE 32440 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 302 3235 SH SOLE 3235 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 270 1612 SH SOLE 1612 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1048 7687 SH SOLE 7687 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 431 10716 SH SOLE 10716 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 615 3929 SH SOLE 3929 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 239 1425 SH SOLE 1425 0 0 VEEVA SYS INC CL A COM 922475108 632 4140 SH SOLE 4140 0 0 VENTAS INC COM 92276F100 762 10434 SH SOLE 10434 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 5950 98570 SH SOLE 98570 0 0 VISA INC COM CL A 92826C839 628 3653 SH SOLE 3653 0 0 WASTE MGMT INC DEL COM 94106L109 6252 54367 SH SOLE 54367 0 0 WEYERHAEUSER CO COM 962166104 233 8426 SH SOLE 8426 0 0 WISDOMTREE TR FLOATNG RAT TREA 97717X628 12893 514674 SH SOLE 514674 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 5458 81113 SH SOLE 81113 0 0