0000950123-19-003780.txt : 20190502 0000950123-19-003780.hdr.sgml : 20190502 20190502130950 ACCESSION NUMBER: 0000950123-19-003780 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190502 DATE AS OF CHANGE: 20190502 EFFECTIVENESS DATE: 20190502 FILER: COMPANY DATA: COMPANY CONFORMED NAME: United Asset Strategies, Inc. CENTRAL INDEX KEY: 0001539948 IRS NUMBER: 113104524 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15136 FILM NUMBER: 19790968 BUSINESS ADDRESS: STREET 1: 377 OAK STREET/STE 403 CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 516-222-0021 MAIL ADDRESS: STREET 1: 377 OAK STREET/STE 403 CITY: GARDEN CITY STATE: NY ZIP: 11530 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001539948 XXXXXXXX 03-31-2019 03-31-2019 United Asset Strategies, Inc.

377 Oak Street/STE 403 Garden City NY 11530

13F HOLDINGS REPORT 028-15136 N Lee DeLorenzo 516-222-0021 /s/ Lee DeLorenzo Garden City NY 05-02-2019 0 200 425587 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3M CO COM 88579Y101 327 1575 SH SOLE 1575 0 0 AIR PRODS & CHEMS INC COM 009158106 919 4814 SH SOLE 4814 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 213 1165 SH SOLE 1165 0 0 ALPHABET INC CAP STK CL C 02079K107 815 695 SH SOLE 695 0 0 ALPHABET INC CAP STK CL A 02079K305 10631 9033 SH SOLE 9033 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 1704 169923 SH SOLE 169923 0 0 ALTRIA GROUP INC COM 02209S103 1137 19803 SH SOLE 19803 0 0 AMAZON COM INC COM 023135106 8076 4535 SH SOLE 4535 0 0 AMGEN INC COM 031162100 4956 26085 SH SOLE 26085 0 0 ANNALY CAP MGMT INC COM 035710409 666 66682 SH SOLE 66682 0 0 APPLE INC COM 037833100 9259 48746 SH SOLE 48746 0 0 AT&T INC COM 00206R102 2385 76049 SH SOLE 76049 0 0 AURORA CANNABIS INC COM 05156X108 112 12415 SH SOLE 12415 0 0 BANK AMER CORP COM 060505104 499 18079 SH SOLE 18079 0 0 BB&T CORP COM 054937107 4430 95216 SH SOLE 95216 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1186 5902 SH SOLE 5902 0 0 BIO RAD LABS INC CL A 090572207 413 1350 SH SOLE 1350 0 0 BOEING CO COM 097023105 1181 3095 SH SOLE 3095 0 0 BOSTON SCIENTIFIC CORP COM 101137107 3980 103690 SH SOLE 103690 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 255 7500 SH SOLE 7500 0 0 CAMECO CORP COM 13321L108 5599 474890 SH SOLE 474890 0 0 CAPITAL ONE FINL CORP COM 14040H105 1583 19383 SH SOLE 19383 0 0 CATERPILLAR INC DEL COM 149123101 256 1886 SH SOLE 1886 0 0 CDW CORP COM 12514G108 552 5725 SH SOLE 5725 0 0 CENTURYLINK INC COM 156700106 121 10131 SH SOLE 10131 0 0 CF INDS HLDGS INC COM 125269100 577 14108 SH SOLE 14108 0 0 CHENIERE ENERGY INC COM NEW 16411R208 4417 64610 SH SOLE 64610 0 0 CHEVRON CORP NEW COM 166764100 3469 28163 SH SOLE 28163 0 0 CISCO SYS INC COM 17275R102 2210 40926 SH SOLE 40926 0 0 CITIGROUP INC COM NEW 172967424 5067 81440 SH SOLE 81440 0 0 COCA COLA CO COM 191216100 1591 33956 SH SOLE 33956 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 5366 74058 SH SOLE 74058 0 0 COHEN & STEERS QUALITY RLTY COM 19247L106 163 12731 SH SOLE 12731 0 0 COLGATE PALMOLIVE CO COM 194162103 1352 19719 SH SOLE 19719 0 0 COMCAST CORP NEW CL A 20030N101 1372 34323 SH SOLE 34323 0 0 CONSOLIDATED EDISON INC COM 209115104 740 8720 SH SOLE 8720 0 0 COSTCO WHSL CORP NEW COM 22160K105 747 3085 SH SOLE 3085 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 802 6262 SH SOLE 6262 0 0 CVS HEALTH CORP COM 126650100 409 7585 SH SOLE 7585 0 0 CYBERARK SOFTWARE LTD SHS M2682V108 2873 24134 SH SOLE 24134 0 0 DAVITA INC COM 23918K108 466 8590 SH SOLE 8590 0 0 DISNEY WALT CO COM DISNEY 254687106 7629 68710 SH SOLE 68710 0 0 DOLLAR GEN CORP NEW COM 256677105 5943 49817 SH SOLE 49817 0 0 DOMINION ENERGY INC COM 25746U109 5686 74177 SH SOLE 74177 0 0 DOWDUPONT INC COM 26078J100 1302 24418 SH SOLE 24418 0 0 EATON VANCE TX MNG BY WRT OP COM 27828Y108 957 63715 SH SOLE 63715 0 0 EMERSON ELEC CO COM 291011104 2675 39066 SH SOLE 39066 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 308 10576 SH SOLE 10576 0 0 EVERCORE INC CLASS A 29977A105 3214 35320 SH SOLE 35320 0 0 EXELON CORP COM 30161N101 328 6550 SH SOLE 6550 0 0 EXPEDITORS INTL WASH INC COM 302130109 3170 41771 SH SOLE 41771 0 0 EXXON MOBIL CORP COM 30231G102 1658 20520 SH SOLE 20520 0 0 FACEBOOK INC CL A 30303M102 1165 6987 SH SOLE 6987 0 0 FEDEX CORP COM 31428X106 521 2873 SH SOLE 2873 0 0 FIRST LONG IS CORP COM 320734106 1323 60310 SH SOLE 60310 0 0 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 420 22020 SH SOLE 22020 0 0 FIRSTENERGY CORP COM 337932107 6143 147621 SH SOLE 147621 0 0 FOOT LOCKER INC COM 344849104 576 9505 SH SOLE 9505 0 0 FORD MTR CO DEL COM 345370860 119 13574 SH SOLE 13574 0 0 FREEPORT-MCMORAN INC CL B 35671D857 133 10323 SH SOLE 10323 0 0 GENERAL DYNAMICS CORP COM 369550108 6392 37760 SH SOLE 37760 0 0 GENERAL ELECTRIC CO COM 369604103 183 18314 SH SOLE 18314 0 0 GILEAD SCIENCES INC COM 375558103 3573 54957 SH SOLE 54957 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1725 41284 SH SOLE 41284 0 0 GLOBAL X FDS GLBL X MLP ETF 37950E473 476 53645 SH SOLE 53645 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 2023 10536 SH SOLE 10536 0 0 GRAINGER W W INC COM 384802104 583 1937 SH SOLE 1937 0 0 HOME DEPOT INC COM 437076102 1640 8545 SH SOLE 8545 0 0 HONEYWELL INTL INC COM 438516106 283 1782 SH SOLE 1782 0 0 INTEL CORP COM 458140100 3557 66242 SH SOLE 66242 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2695 19099 SH SOLE 19099 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 857 6656 SH SOLE 6656 0 0 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 1530 26391 SH SOLE 26391 0 0 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 183 10000 SH SOLE 10000 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 725 4034 SH SOLE 4034 0 0 ISHARES GOLD TRUST ISHARES 464285105 2042 164979 SH SOLE 164979 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 900 21947 SH SOLE 21947 0 0 ISHARES INC MSCI GERMANY ETF 464286806 1392 51707 SH SOLE 51707 0 0 ISHARES INC CORE MSCI EMKT 46434G103 1177 22765 SH SOLE 22765 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 1390 31407 SH SOLE 31407 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 6900 160753 SH SOLE 160753 0 0 ISHARES TR S&P 500 VAL ETF 464287408 2829 25091 SH SOLE 25091 0 0 ISHARES TR 20 YR TR BD ETF 464287432 4333 34273 SH SOLE 34273 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 236 2809 SH SOLE 2809 0 0 ISHARES TR RUS MD CP GR ETF 464287481 600 4422 SH SOLE 4422 0 0 ISHARES TR NASDAQ BIOTECH 464287556 1068 9553 SH SOLE 9553 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 712 4707 SH SOLE 4707 0 0 ISHARES TR RUS 1000 ETF 464287622 1110 7056 SH SOLE 7056 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 2194 18299 SH SOLE 18299 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 505 2566 SH SOLE 2566 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 202 1322 SH SOLE 1322 0 0 ISHARES TR U.S. ENERGY ETF 464287796 685 19010 SH SOLE 19010 0 0 ISHARES TR U.S. BAS MTL ETF 464287838 882 9648 SH SOLE 9648 0 0 ISHARES TR JPMORGAN USD EMG 464288281 221 2004 SH SOLE 2004 0 0 ISHARES TR INTL SEL DIV ETF 464288448 299 9685 SH SOLE 9685 0 0 ISHARES TR EAFE VALUE ETF 464288877 796 16280 SH SOLE 16280 0 0 ISHARES TR EAFE GRWTH ETF 464288885 992 12802 SH SOLE 12802 0 0 ISHARES TR US TREAS BD ETF 46429B267 228 9031 SH SOLE 9031 0 0 ISHARES TR MSCI INDIA ETF 46429B598 1518 43053 SH SOLE 43053 0 0 ISHARES TR GLOBAL REIT ETF 46434V647 581 21751 SH SOLE 21751 0 0 ISHARES TR TRS FLT RT BD 46434V860 452 8981 SH SOLE 8981 0 0 ISHARES US ETF TR SHT MAT BD ETF 46431W507 400 7970 SH SOLE 7970 0 0 JACOBS ENGR GROUP INC COM 469814107 4450 59189 SH SOLE 59189 0 0 JOHNSON & JOHNSON COM 478160104 807 5772 SH SOLE 5772 0 0 JOHNSON CTLS INTL PLC SHS G51502105 1159 31368 SH SOLE 31368 0 0 JPMORGAN CHASE & CO COM 46625H100 3809 37624 SH SOLE 37624 0 0 KELLOGG CO COM 487836108 647 11272 SH SOLE 11272 0 0 KINDER MORGAN INC DEL COM 49456B101 225 11260 SH SOLE 11260 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 2870 18760 SH SOLE 18760 0 0 LIFETIME BRANDS INC COM 53222Q103 173 18329 SH SOLE 18329 0 0 LOCKHEED MARTIN CORP COM 539830109 1484 4943 SH SOLE 4943 0 0 MANAGED PORTFOLIO SER TORTOISE NRAM PI 56167N720 3840 160810 SH SOLE 160810 0 0 MARATHON OIL CORP COM 565849106 289 17280 SH SOLE 17280 0 0 MARATHON PETE CORP COM 56585A102 1203 20107 SH SOLE 20107 0 0 MASTERCARD INC CL A 57636Q104 6818 28959 SH SOLE 28959 0 0 MCDONALDS CORP COM 580135101 1726 9087 SH SOLE 9087 0 0 MCKESSON CORP COM 58155Q103 2405 20541 SH SOLE 20541 0 0 MERCK & CO INC COM 58933Y105 413 4969 SH SOLE 4969 0 0 MICRON TECHNOLOGY INC COM 595112103 207 5000 SH SOLE 5000 0 0 MICROSOFT CORP COM 594918104 9289 78760 SH SOLE 78760 0 0 MOLSON COORS BREWING CO CL B 60871R209 5798 97208 SH SOLE 97208 0 0 MONDELEZ INTL INC CL A 609207105 4076 81646 SH SOLE 81646 0 0 MOODYS CORP COM 615369105 213 1176 SH SOLE 1176 0 0 MOSAIC CO NEW COM 61945C103 3261 119391 SH SOLE 119391 0 0 MURPHY OIL CORP COM 626717102 525 17924 SH SOLE 17924 0 0 NATIONAL OILWELL VARCO INC COM 637071101 541 20311 SH SOLE 20311 0 0 NETFLIX INC COM 64110L106 448 1257 SH SOLE 1257 0 0 NORTHERN TR CORP COM 665859104 549 6069 SH SOLE 6069 0 0 NORTHROP GRUMMAN CORP COM 666807102 284 1053 SH SOLE 1053 0 0 NUVEEN PFD & INCM SECURTIES COM 67072C105 177 19670 SH SOLE 19670 0 0 OFFICE PPTYS INCOME TR COM SHS BEN INT 67623C109 400 14454 SH SOLE 14454 0 0 ONEOK INC NEW COM 682680103 1229 17600 SH SOLE 17600 0 0 ORACLE CORP COM 68389X105 820 15261 SH SOLE 15261 0 0 ORCHID IS CAP INC COM 68571X103 133 20219 SH SOLE 20219 0 0 PAYCHEX INC COM 704326107 1165 14523 SH SOLE 14523 0 0 PEPSICO INC COM 713448108 1751 14290 SH SOLE 14290 0 0 PFIZER INC COM 717081103 3783 89084 SH SOLE 89084 0 0 PHILIP MORRIS INTL INC COM 718172109 453 5126 SH SOLE 5126 0 0 PRECISION DRILLING CORP COM 2010 74022D308 47 19700 SH SOLE 19700 0 0 PROCTER AND GAMBLE CO COM 742718109 2226 21397 SH SOLE 21397 0 0 PROLOGIS INC COM 74340W103 5122 71193 SH SOLE 71193 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 2440 88253 SH SOLE 88253 0 0 PRUDENTIAL FINL INC COM 744320102 833 9065 SH SOLE 9065 0 0 QUALCOMM INC COM 747525103 4732 82971 SH SOLE 82971 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 724 10713 SH SOLE 10713 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 592 10684 SH SOLE 10684 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 405 12932 SH SOLE 12932 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 213 4793 SH SOLE 4793 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 552 10999 SH SOLE 10999 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 2083 37540 SH SOLE 37540 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 10683 116439 SH SOLE 116439 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 12450 221893 SH SOLE 221893 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 6550 57536 SH SOLE 57536 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 4473 67656 SH SOLE 67656 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 11127 432806 SH SOLE 432806 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 6500 86637 SH SOLE 86637 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 16310 220400 SH SOLE 220400 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 1760 37632 SH SOLE 37632 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 468 12910 SH SOLE 12910 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 3576 61479 SH SOLE 61479 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 11036 90455 SH SOLE 90455 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 328 9185 SH SOLE 9185 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1121 38394 SH SOLE 38394 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 5097 18045 SH SOLE 18045 0 0 SPDR SER TR SPDR BLOOMBERG 78468R663 597 6520 SH SOLE 6520 0 0 SPDR SER TR PORTFOLIO SM ETF 78468R853 296 9803 SH SOLE 9803 0 0 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 313 5990 SH SOLE 5990 0 0 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 625 18299 SH SOLE 18299 0 0 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 1197 39188 SH SOLE 39188 0 0 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 1669 50066 SH SOLE 50066 0 0 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 1842 55443 SH SOLE 55443 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 963 10638 SH SOLE 10638 0 0 STARBUCKS CORP COM 855244109 3240 43583 SH SOLE 43583 0 0 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 1562 76032 SH SOLE 76032 0 0 TJX COS INC NEW COM 872540109 692 12997 SH SOLE 12997 0 0 TRAVELERS COMPANIES INC COM 89417E109 711 5185 SH SOLE 5185 0 0 UNION PACIFIC CORP COM 907818108 354 2115 SH SOLE 2115 0 0 UNITED CONTL HLDGS INC COM 910047109 490 6145 SH SOLE 6145 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1534 13730 SH SOLE 13730 0 0 UNITED TECHNOLOGIES CORP COM 913017109 2083 16163 SH SOLE 16163 0 0 UNITEDHEALTH GROUP INC COM 91324P102 727 2940 SH SOLE 2940 0 0 VANGUARD GROUP DIV APP ETF 921908844 292 2665 SH SOLE 2665 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 299 3435 SH SOLE 3435 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 308 1916 SH SOLE 1916 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 994 7657 SH SOLE 7657 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 232 2155 SH SOLE 2155 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 205 4086 SH SOLE 4086 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 473 11123 SH SOLE 11123 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 752 18406 SH SOLE 18406 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 597 4110 SH SOLE 4110 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 246 1425 SH SOLE 1425 0 0 VENTAS INC COM 92276F100 593 9300 SH SOLE 9300 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 5812 98298 SH SOLE 98298 0 0 VISA INC COM CL A 92826C839 410 2625 SH SOLE 2625 0 0 WASHINGTON PRIME GROUP NEW COM 93964W108 57 10000 SH SOLE 10000 0 0 WASTE MGMT INC DEL COM 94106L109 5812 55931 SH SOLE 55931 0 0 WEYERHAEUSER CO COM 962166104 262 9953 SH SOLE 9953 0 0 WISDOMTREE TR FLOATNG RAT TREA 97717X628 10417 415334 SH SOLE 415334 0 0 XYLEM INC COM 98419M100 2599 32880 SH SOLE 32880 0 0 YUM BRANDS INC COM 988498101 249 2490 SH SOLE 2490 0 0