0000950123-19-001112.txt : 20190211 0000950123-19-001112.hdr.sgml : 20190211 20190211115943 ACCESSION NUMBER: 0000950123-19-001112 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190211 DATE AS OF CHANGE: 20190211 EFFECTIVENESS DATE: 20190211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: United Asset Strategies, Inc. CENTRAL INDEX KEY: 0001539948 IRS NUMBER: 113104524 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15136 FILM NUMBER: 19583670 BUSINESS ADDRESS: STREET 1: 377 OAK STREET/STE 403 CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 516-222-0021 MAIL ADDRESS: STREET 1: 377 OAK STREET/STE 403 CITY: GARDEN CITY STATE: NY ZIP: 11530 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001539948 XXXXXXXX 12-31-2018 12-31-2018 United Asset Strategies, Inc.

377 Oak Street/STE 403 Garden City NY 11530

13F HOLDINGS REPORT 028-15136 N Lee DeLorenzo 516-222-0021 /s/ Lee DeLorenzo Garden City NY 02-08-2019 0 188 366337 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3M CO COM 88579Y101 307 1611 SH SOLE 1611 0 0 AIR PRODS & CHEMS INC COM 009158106 615 3840 SH SOLE 3840 0 0 ALPHABET INC CAP STK CL C 02079K107 737 712 SH SOLE 712 0 0 ALPHABET INC CAP STK CL A 02079K305 9432 9026 SH SOLE 9026 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 1513 173367 SH SOLE 173367 0 0 ALTRIA GROUP INC COM 02209S103 1481 29981 SH SOLE 29981 0 0 AMAZON COM INC COM 023135106 6002 3996 SH SOLE 3996 0 0 AMGEN INC COM 031162100 4999 25678 SH SOLE 25678 0 0 ANNALY CAP MGMT INC COM 035710409 702 71497 SH SOLE 71497 0 0 APPLE INC COM 037833100 7725 48976 SH SOLE 48976 0 0 AT&T INC COM 00206R102 1973 69142 SH SOLE 69142 0 0 AURORA CANNABIS INC COM 05156X108 58 11615 SH SOLE 11615 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 214 1635 SH SOLE 1635 0 0 BANK AMER CORP COM 060505104 553 22444 SH SOLE 22444 0 0 BB&T CORP COM 054937107 3791 87503 SH SOLE 87503 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1261 6177 SH SOLE 6177 0 0 BIO RAD LABS INC CL A 090572207 325 1400 SH SOLE 1400 0 0 BOEING CO COM 097023105 935 2899 SH SOLE 2899 0 0 BOSTON SCIENTIFIC CORP COM 101137107 3481 98500 SH SOLE 98500 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 220 4232 SH SOLE 4232 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 333 11500 SH SOLE 11500 0 0 CAMECO CORP COM 13321L108 5459 481010 SH SOLE 481010 0 0 CAPITAL ONE FINL CORP COM 14040H105 1193 15785 SH SOLE 15785 0 0 CATERPILLAR INC DEL COM 149123101 240 1886 SH SOLE 1886 0 0 CF INDS HLDGS INC COM 125269100 579 13305 SH SOLE 13305 0 0 CHENIERE ENERGY INC COM NEW 16411R208 3543 59865 SH SOLE 59865 0 0 CHEVRON CORP NEW COM 166764100 2396 22020 SH SOLE 22020 0 0 CISCO SYS INC COM 17275R102 1872 43192 SH SOLE 43192 0 0 CITIGROUP INC COM NEW 172967424 3731 71668 SH SOLE 71668 0 0 COCA COLA CO COM 191216100 1217 25696 SH SOLE 25696 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 4416 69573 SH SOLE 69573 0 0 COHEN & STEERS QUALITY RLTY COM 19247L106 135 13016 SH SOLE 13016 0 0 COLGATE PALMOLIVE CO COM 194162103 977 16418 SH SOLE 16418 0 0 CONSOLIDATED EDISON INC COM 209115104 675 8830 SH SOLE 8830 0 0 COSTCO WHSL CORP NEW COM 22160K105 596 2925 SH SOLE 2925 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 5778 53192 SH SOLE 53192 0 0 CVS HEALTH CORP COM 126650100 453 6908 SH SOLE 6908 0 0 DAVITA INC COM 23918K108 379 7365 SH SOLE 7365 0 0 DISNEY WALT CO COM DISNEY 254687106 7081 64578 SH SOLE 64578 0 0 DOLLAR GEN CORP NEW COM 256677105 3281 30360 SH SOLE 30360 0 0 DOMINION ENERGY INC COM 25746U109 9296 130091 SH SOLE 130091 0 0 DOWDUPONT INC COM 26078J100 935 17475 SH SOLE 17475 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 262 3037 SH SOLE 3037 0 0 EATON VANCE TX MNG BY WRT OP COM 27828Y108 818 60666 SH SOLE 60666 0 0 EMERSON ELEC CO COM 291011104 1988 33279 SH SOLE 33279 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 512 20829 SH SOLE 20829 0 0 EVERCORE INC CLASS A 29977A105 2488 34774 SH SOLE 34774 0 0 EXELON CORP COM 30161N101 277 6140 SH SOLE 6140 0 0 EXPEDITORS INTL WASH INC COM 302130109 2784 40891 SH SOLE 40891 0 0 EXXON MOBIL CORP COM 30231G102 545 7988 SH SOLE 7988 0 0 FACEBOOK INC CL A 30303M102 927 7075 SH SOLE 7075 0 0 FEDEX CORP COM 31428X106 403 2497 SH SOLE 2497 0 0 FIRST LONG IS CORP COM 320734106 1203 60277 SH SOLE 60277 0 0 FIRSTENERGY CORP COM 337932107 5358 142703 SH SOLE 142703 0 0 FORTINET INC COM 34959E109 528 7490 SH SOLE 7490 0 0 FREEPORT-MCMORAN INC CL B 35671D857 112 10894 SH SOLE 10894 0 0 GENERAL DYNAMICS CORP COM 369550108 5614 35713 SH SOLE 35713 0 0 GENERAL ELECTRIC CO COM 369604103 146 19271 SH SOLE 19271 0 0 GILEAD SCIENCES INC COM 375558103 4415 70578 SH SOLE 70578 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1723 45099 SH SOLE 45099 0 0 GLOBAL X FDS GLBL X MLP ETF 37950E473 415 54045 SH SOLE 54045 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1681 10061 SH SOLE 10061 0 0 GRAINGER W W INC COM 384802104 513 1817 SH SOLE 1817 0 0 HCP INC COM 40414L109 905 32401 SH SOLE 32401 0 0 HOME DEPOT INC COM 437076102 1558 9065 SH SOLE 9065 0 0 HONEYWELL INTL INC COM 438516106 250 1892 SH SOLE 1892 0 0 INTEL CORP COM 458140100 2882 61403 SH SOLE 61403 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1850 16278 SH SOLE 16278 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 713 5310 SH SOLE 5310 0 0 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 1318 26661 SH SOLE 26661 0 0 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 174 10000 SH SOLE 10000 0 0 ISHARES GOLD TRUST ISHARES 464285105 3720 302645 SH SOLE 302645 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 473 12376 SH SOLE 12376 0 0 ISHARES INC MSCI GERMANY ETF 464286806 810 31969 SH SOLE 31969 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 576 14729 SH SOLE 14729 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 5037 128958 SH SOLE 128958 0 0 ISHARES TR S&P 500 VAL ETF 464287408 1694 16748 SH SOLE 16748 0 0 ISHARES TR 20 YR TR BD ETF 464287432 6834 56239 SH SOLE 56239 0 0 ISHARES TR RUS MD CP GR ETF 464287481 438 3852 SH SOLE 3852 0 0 ISHARES TR EXPANDED TECH 464287515 3536 20379 SH SOLE 20379 0 0 ISHARES TR NASDAQ BIOTECH 464287556 929 9633 SH SOLE 9633 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 572 4367 SH SOLE 4367 0 0 ISHARES TR RUS 1000 ETF 464287622 952 6861 SH SOLE 6861 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 1595 14830 SH SOLE 14830 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 423 2521 SH SOLE 2521 0 0 ISHARES TR U.S. ENERGY ETF 464287796 698 22405 SH SOLE 22405 0 0 ISHARES TR U.S. BAS MTL ETF 464287838 896 10674 SH SOLE 10674 0 0 ISHARES TR JPMORGAN USD EMG 464288281 208 2004 SH SOLE 2004 0 0 ISHARES TR INTL SEL DIV ETF 464288448 296 10295 SH SOLE 10295 0 0 ISHARES TR EAFE VALUE ETF 464288877 590 13047 SH SOLE 13047 0 0 ISHARES TR EAFE GRWTH ETF 464288885 843 12202 SH SOLE 12202 0 0 ISHARES TR US TREAS BD ETF 46429B267 218 8831 SH SOLE 8831 0 0 ISHARES TR MSCI INDIA ETF 46429B598 675 20237 SH SOLE 20237 0 0 ISHARES TR GLOBAL REIT ETF 46434V647 496 21196 SH SOLE 21196 0 0 ISHARES US ETF TR SHT MAT BD ETF 46431W507 397 7970 SH SOLE 7970 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 2238 38275 SH SOLE 38275 0 0 JOHNSON & JOHNSON COM 478160104 750 5816 SH SOLE 5816 0 0 JOHNSON CTLS INTL PLC SHS G51502105 759 25607 SH SOLE 25607 0 0 JPMORGAN CHASE & CO COM 46625H100 3329 34102 SH SOLE 34102 0 0 KELLOGG CO COM 487836108 499 8748 SH SOLE 8748 0 0 KINDER MORGAN INC DEL COM 49456B101 254 16494 SH SOLE 16494 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 2279 18035 SH SOLE 18035 0 0 LILLY ELI & CO COM 532457108 476 4116 SH SOLE 4116 0 0 LOCKHEED MARTIN CORP COM 539830109 1278 4881 SH SOLE 4881 0 0 MANAGED PORTFOLIO SER TORTOISE NRAM PI 56167N720 3085 154948 SH SOLE 154948 0 0 MARATHON OIL CORP COM 565849106 259 18063 SH SOLE 18063 0 0 MARATHON PETE CORP COM 56585A102 1472 24941 SH SOLE 24941 0 0 MASTERCARD INCORPORATED CL A 57636Q104 5453 28906 SH SOLE 28906 0 0 MCDONALDS CORP COM 580135101 1452 8177 SH SOLE 8177 0 0 MCKESSON CORP COM 58155Q103 2044 18500 SH SOLE 18500 0 0 MERCK & CO INC COM 58933Y105 387 5067 SH SOLE 5067 0 0 MICROSOFT CORP COM 594918104 3978 39169 SH SOLE 39169 0 0 MOLSON COORS BREWING CO CL B 60871R209 2623 46705 SH SOLE 46705 0 0 MONDELEZ INTL INC CL A 609207105 3225 80567 SH SOLE 80567 0 0 MOSAIC CO NEW COM 61945C103 3027 103618 SH SOLE 103618 0 0 MURPHY OIL CORP COM 626717102 390 16690 SH SOLE 16690 0 0 NATIONAL OILWELL VARCO INC COM 637071101 488 18975 SH SOLE 18975 0 0 NETFLIX INC COM 64110L106 283 1057 SH SOLE 1057 0 0 NEXTERA ENERGY INC COM 65339F101 791 4553 SH SOLE 4553 0 0 NORTHERN TR CORP COM 665859104 467 5588 SH SOLE 5588 0 0 NORTHROP GRUMMAN CORP COM 666807102 258 1053 SH SOLE 1053 0 0 NUVEEN PFD & INCM SECURTIES COM 67072C105 163 19670 SH SOLE 19670 0 0 ONEOK INC NEW COM 682680103 935 17328 SH SOLE 17328 0 0 ORACLE CORP COM 68389X105 655 14511 SH SOLE 14511 0 0 ORCHID IS CAP INC COM 68571X103 64 10000 SH SOLE 10000 0 0 PALO ALTO NETWORKS INC COM 697435105 1999 10615 SH SOLE 10615 0 0 PAYCHEX INC COM 704326107 1013 15552 SH SOLE 15552 0 0 PEPSICO INC COM 713448108 1254 11354 SH SOLE 11354 0 0 PFIZER INC COM 717081103 2705 61972 SH SOLE 61972 0 0 PHILIP MORRIS INTL INC COM 718172109 342 5126 SH SOLE 5126 0 0 PRECISION DRILLING CORP COM 2010 74022D308 34 19700 SH SOLE 19700 0 0 PROCTER AND GAMBLE CO COM 742718109 1955 21270 SH SOLE 21270 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 10371 331015 SH SOLE 331015 0 0 PRUDENTIAL FINL INC COM 744320102 689 8452 SH SOLE 8452 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 268 5150 SH SOLE 5150 0 0 QUALCOMM INC COM 747525103 2684 47168 SH SOLE 47168 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1224 20506 SH SOLE 20506 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 300 6020 SH SOLE 6020 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1495 29585 SH SOLE 29585 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 9070 104846 SH SOLE 104846 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 10061 198125 SH SOLE 198125 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 4873 49215 SH SOLE 49215 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 2960 51618 SH SOLE 51618 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 9981 419008 SH SOLE 419008 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 4575 71033 SH SOLE 71033 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 12044 194326 SH SOLE 194326 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 793 19219 SH SOLE 19219 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 257 8282 SH SOLE 8282 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1944 36735 SH SOLE 36735 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 13473 111118 SH SOLE 111118 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 302 9318 SH SOLE 9318 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 257 9707 SH SOLE 9707 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 5078 20319 SH SOLE 20319 0 0 SPDR SER TR SPDR BLOOMBERG 78468R663 11354 124147 SH SOLE 124147 0 0 SPDR SER TR PORTFOLIO SM ETF 78468R853 278 10543 SH SOLE 10543 0 0 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 280 5990 SH SOLE 5990 0 0 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 598 18111 SH SOLE 18111 0 0 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 873 28963 SH SOLE 28963 0 0 SPDR SERIES TRUST PORTFOLIO LN TSR 78464A664 205 5858 SH SOLE 5858 0 0 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 246 8367 SH SOLE 8367 0 0 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 3324 113791 SH SOLE 113791 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 768 10708 SH SOLE 10708 0 0 STARBUCKS CORP COM 855244109 3198 49657 SH SOLE 49657 0 0 SUNTRUST BKS INC COM 867914103 431 8549 SH SOLE 8549 0 0 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 1346 74962 SH SOLE 74962 0 0 TESLA INC COM 88160R101 236 710 SH SOLE 710 0 0 UNITED CONTL HLDGS INC COM 910047109 481 5740 SH SOLE 5740 0 0 UNITED PARCEL SERVICE INC CL B 911312106 982 10070 SH SOLE 10070 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1109 10417 SH SOLE 10417 0 0 UNITEDHEALTH GROUP INC COM 91324P102 731 2935 SH SOLE 2935 0 0 VANGUARD GROUP DIV APP ETF 921908844 222 2265 SH SOLE 2265 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1105 14818 SH SOLE 14818 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 235 1698 SH SOLE 1698 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 879 7657 SH SOLE 7657 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 225 4934 SH SOLE 4934 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 525 13791 SH SOLE 13791 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1021 27510 SH SOLE 27510 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 539 4110 SH SOLE 4110 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 229 1425 SH SOLE 1425 0 0 VENTAS INC COM 92276F100 585 9987 SH SOLE 9987 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 4136 73563 SH SOLE 73563 0 0 VISA INC COM CL A 92826C839 359 2720 SH SOLE 2720 0 0 VMWARE INC CL A COM 928563402 577 4208 SH SOLE 4208 0 0 W P CAREY INC COM 92936U109 261 4000 SH SOLE 4000 0 0 WASHINGTON PRIME GROUP NEW COM 93964W108 49 10000 SH SOLE 10000 0 0 WASTE MGMT INC DEL COM 94106L109 5032 56546 SH SOLE 56546 0 0 XYLEM INC COM 98419M100 2170 32527 SH SOLE 32527 0 0 YUM BRANDS INC COM 988498101 226 2460 SH SOLE 2460 0 0