0000950123-18-010683.txt : 20181107 0000950123-18-010683.hdr.sgml : 20181107 20181107160116 ACCESSION NUMBER: 0000950123-18-010683 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181107 DATE AS OF CHANGE: 20181107 EFFECTIVENESS DATE: 20181107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: United Asset Strategies, Inc. CENTRAL INDEX KEY: 0001539948 IRS NUMBER: 113104524 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15136 FILM NUMBER: 181166182 BUSINESS ADDRESS: STREET 1: 666 OLD COUNTRY RD/STE 104 CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 516-222-0021 MAIL ADDRESS: STREET 1: 666 OLD COUNTRY RD/STE 104 CITY: GARDEN CITY STATE: NY ZIP: 11530 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001539948 XXXXXXXX 09-30-2018 09-30-2018 United Asset Strategies, Inc.

666 Old Country Rd/STE 104 Garden City NY 11530

13F HOLDINGS REPORT 028-15136 N Lee DeLorenzo 516-222-0021 /s/ Lee DeLorenzo Garden City NY 11-07-2018 0 204 424836 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3M CO COM 88579Y101 339 1611 SH SOLE 1611 0 0 ACTIVISION BLIZZARD INC COM 00507V109 4162 50030 SH SOLE 50030 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 246 1495 SH SOLE 1495 0 0 ALPHABET INC CAP STK CL C 02079K107 865 725 SH SOLE 725 0 0 ALPHABET INC CAP STK CL A 02079K305 10455 8662 SH SOLE 8662 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 2010 188166 SH SOLE 188166 0 0 ALTRIA GROUP INC COM 02209S103 1899 31483 SH SOLE 31483 0 0 AMAZON COM INC COM 023135106 7550 3770 SH SOLE 3770 0 0 AMGEN INC COM 031162100 5235 25252 SH SOLE 25252 0 0 ANADARKO PETE CORP COM 032511107 616 9145 SH SOLE 9145 0 0 ANDEAVOR COM 03349M105 1219 7939 SH SOLE 7939 0 0 ANNALY CAP MGMT INC COM 035710409 756 73898 SH SOLE 73898 0 0 APPLE INC COM 037833100 10619 47039 SH SOLE 47039 0 0 AT&T INC COM 00206R102 1839 54770 SH SOLE 54770 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 305 2025 SH SOLE 2025 0 0 BANK AMER CORP COM 060505104 667 22656 SH SOLE 22656 0 0 BB&T CORP COM 054937107 1127 23212 SH SOLE 23212 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1287 6009 SH SOLE 6009 0 0 BIO RAD LABS INC CL A 090572207 438 1400 SH SOLE 1400 0 0 BLACKROCK INC COM 09247X101 1261 2675 SH SOLE 2675 0 0 BOEING CO COM 097023105 1007 2709 SH SOLE 2709 0 0 BOOKING HLDGS INC COM 09857L108 3753 1892 SH SOLE 1892 0 0 BOSTON SCIENTIFIC CORP COM 101137107 3561 92506 SH SOLE 92506 0 0 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 352 10205 SH SOLE 10205 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 279 4502 SH SOLE 4502 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 411 11500 SH SOLE 11500 0 0 CAPITAL ONE FINL CORP COM 14040H105 1293 13624 SH SOLE 13624 0 0 CATERPILLAR INC DEL COM 149123101 725 4753 SH SOLE 4753 0 0 CF INDS HLDGS INC COM 125269100 692 12702 SH SOLE 12702 0 0 CHENIERE ENERGY INC COM NEW 16411R208 4421 63620 SH SOLE 63620 0 0 CHEVRON CORP NEW COM 166764100 6664 54494 SH SOLE 54494 0 0 CISCO SYS INC COM 17275R102 2028 41684 SH SOLE 41684 0 0 CITIGROUP INC COM NEW 172967424 2485 34634 SH SOLE 34634 0 0 COCA COLA CO COM 191216100 1160 25113 SH SOLE 25113 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 4695 60853 SH SOLE 60853 0 0 COHEN & STEERS QUALITY RLTY COM 19247L106 206 16795 SH SOLE 16795 0 0 COLGATE PALMOLIVE CO COM 194162103 902 13476 SH SOLE 13476 0 0 CONSOLIDATED EDISON INC COM 209115104 650 8527 SH SOLE 8527 0 0 CONTINENTAL RESOURCES INC COM 212015101 633 9265 SH SOLE 9265 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 6045 54299 SH SOLE 54299 0 0 D R HORTON INC COM 23331A109 222 5262 SH SOLE 5262 0 0 DAVITA INC COM 23918K108 526 7345 SH SOLE 7345 0 0 DISNEY WALT CO COM DISNEY 254687106 7543 64504 SH SOLE 64504 0 0 DOMINION ENERGY INC COM 25746U109 225 3196 SH SOLE 3196 0 0 DOWDUPONT INC COM 26078J100 1314 20429 SH SOLE 20429 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 218 2722 SH SOLE 2722 0 0 EATON VANCE TX MNG BY WRT OP COM 27828Y108 1027 63733 SH SOLE 63733 0 0 EMERSON ELEC CO COM 291011104 2264 29569 SH SOLE 29569 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 486 16907 SH SOLE 16907 0 0 EVERCORE INC CLASS A 29977A105 3058 30416 SH SOLE 30416 0 0 EXELON CORP COM 30161N101 268 6140 SH SOLE 6140 0 0 EXPEDITORS INTL WASH INC COM 302130109 2966 40335 SH SOLE 40335 0 0 EXXON MOBIL CORP COM 30231G102 630 7406 SH SOLE 7406 0 0 FACEBOOK INC CL A 30303M102 1162 7066 SH SOLE 7066 0 0 FEDEX CORP COM 31428X106 592 2457 SH SOLE 2457 0 0 FIRST LONG IS CORP COM 320734106 1314 60428 SH SOLE 60428 0 0 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 421 22020 SH SOLE 22020 0 0 FIRSTENERGY CORP COM 337932107 4239 114045 SH SOLE 114045 0 0 FREEPORT-MCMORAN INC CL B 35671D857 142 10180 SH SOLE 10180 0 0 GENERAL DYNAMICS CORP COM 369550108 7993 39046 SH SOLE 39046 0 0 GENERAL ELECTRIC CO COM 369604103 141 12460 SH SOLE 12460 0 0 GILEAD SCIENCES INC COM 375558103 5799 75110 SH SOLE 75110 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 426 10598 SH SOLE 10598 0 0 GLOBAL X FDS GLBL X MLP ETF 37950E473 361 37775 SH SOLE 37775 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 3111 13874 SH SOLE 13874 0 0 GRAINGER W W INC COM 384802104 578 1617 SH SOLE 1617 0 0 HCP INC COM 40414L109 713 27104 SH SOLE 27104 0 0 HEALTHEQUITY INC COM 42226A107 335 3550 SH SOLE 3550 0 0 HOME DEPOT INC COM 437076102 1300 6273 SH SOLE 6273 0 0 HONEYWELL INTL INC COM 438516106 294 1765 SH SOLE 1765 0 0 INTEL CORP COM 458140100 2205 46631 SH SOLE 46631 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2355 15578 SH SOLE 15578 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 606 4355 SH SOLE 4355 0 0 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 580 9429 SH SOLE 9429 0 0 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 182 10000 SH SOLE 10000 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 851 4581 SH SOLE 4581 0 0 ISHARES GOLD TRUST ISHARES 464285105 3487 305093 SH SOLE 305093 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 642 19019 SH SOLE 19019 0 0 ISHARES INC MSCI GERMANY ETF 464286806 1165 39160 SH SOLE 39160 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 793 18522 SH SOLE 18522 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 1126 26225 SH SOLE 26225 0 0 ISHARES TR S&P 500 VAL ETF 464287408 1775 15326 SH SOLE 15326 0 0 ISHARES TR 20 YR TR BD ETF 464287432 4146 35354 SH SOLE 35354 0 0 ISHARES TR MSCI EAFE ETF 464287465 200 2947 SH SOLE 2947 0 0 ISHARES TR RUS MD CP GR ETF 464287481 496 3661 SH SOLE 3661 0 0 ISHARES TR NA TEC SFTWR ETF 464287515 9654 47100 SH SOLE 47100 0 0 ISHARES TR NASDAQ BIOTECH 464287556 765 6271 SH SOLE 6271 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 600 3846 SH SOLE 3846 0 0 ISHARES TR RUS 1000 ETF 464287622 1193 7375 SH SOLE 7375 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 1705 12817 SH SOLE 12817 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 512 2381 SH SOLE 2381 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 6482 38456 SH SOLE 38456 0 0 ISHARES TR U.S. TECH ETF 464287721 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DEL COM 49456B101 308 17384 SH SOLE 17384 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 4197 24165 SH SOLE 24165 0 0 LILLY ELI & CO COM 532457108 1417 13201 SH SOLE 13201 0 0 LOCKHEED MARTIN CORP COM 539830109 1741 5033 SH SOLE 5033 0 0 MANAGED PORTFOLIO SER TORTOISE NRAM PI 56167N720 4113 176748 SH SOLE 176748 0 0 MARATHON OIL CORP COM 565849106 6167 264903 SH SOLE 264903 0 0 MASTERCARD INCORPORATED CL A 57636Q104 5598 25145 SH SOLE 25145 0 0 MCDONALDS CORP COM 580135101 1186 7089 SH SOLE 7089 0 0 MERCK & CO INC COM 58933Y105 343 4830 SH SOLE 4830 0 0 MICRON TECHNOLOGY INC COM 595112103 387 8550 SH SOLE 8550 0 0 MICROSOFT CORP COM 594918104 4108 35919 SH SOLE 35919 0 0 MKS INSTRUMENT INC COM 55306N104 374 4671 SH SOLE 4671 0 0 MOLSON COORS BREWING CO CL B 60871R209 6584 107049 SH SOLE 107049 0 0 MONDELEZ INTL INC CL A 609207105 3294 76671 SH SOLE 76671 0 0 MOSAIC CO NEW COM 61945C103 1635 50326 SH SOLE 50326 0 0 NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD Y62134104 31 10500 SH SOLE 10500 0 0 NEXTERA ENERGY INC COM 65339F101 756 4513 SH SOLE 4513 0 0 NORTHERN TR CORP COM 665859104 512 5012 SH SOLE 5012 0 0 NORTHROP GRUMMAN CORP COM 666807102 334 1053 SH SOLE 1053 0 0 NUVEEN PFD & INCM SECURTIES COM 67072C105 620 70405 SH SOLE 70405 0 0 ONEOK INC NEW COM 682680103 961 14182 SH SOLE 14182 0 0 ORCHID IS CAP INC COM 68571X103 72 10000 SH SOLE 10000 0 0 PALO ALTO NETWORKS INC COM 697435105 4502 19986 SH SOLE 19986 0 0 PAYCHEX INC COM 704326107 1275 17308 SH SOLE 17308 0 0 PEPSICO INC COM 713448108 1112 9947 SH SOLE 9947 0 0 PFIZER INC COM 717081103 2862 64937 SH SOLE 64937 0 0 PHILIP MORRIS INTL INC COM 718172109 428 5251 SH SOLE 5251 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 200 8000 SH SOLE 8000 0 0 PRECISION DRILLING CORP COM 2010 74022D308 73 21100 SH SOLE 21100 0 0 PROCTER AND GAMBLE CO COM 742718109 1850 22233 SH SOLE 22233 0 0 PROLOGIS INC COM 74340W103 550 8106 SH SOLE 8106 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 1635 59830 SH SOLE 59830 0 0 PRUDENTIAL FINL INC COM 744320102 935 9229 SH SOLE 9229 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 272 5150 SH SOLE 5150 0 0 QUALCOMM INC COM 747525103 6807 94507 SH SOLE 94507 0 0 QUANTA SVCS INC COM 74762E102 481 14415 SH SOLE 14415 0 0 SCHLUMBERGER LTD COM 806857108 3964 65071 SH SOLE 65071 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 209 3005 SH SOLE 3005 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1369 17968 SH SOLE 17968 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 260 5013 SH SOLE 5013 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 639 13041 SH SOLE 13041 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 4508 77814 SH SOLE 77814 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 11855 124588 SH SOLE 124588 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 12716 235796 SH SOLE 235796 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 7634 65125 SH SOLE 65125 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 3947 52109 SH SOLE 52109 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 12280 445252 SH SOLE 445252 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 7652 97604 SH SOLE 97604 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 13327 176921 SH SOLE 176921 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 1291 39597 SH SOLE 39597 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 9253 175741 SH SOLE 175741 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 6133 54394 SH SOLE 54394 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 302 8682 SH SOLE 8682 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 308 9994 SH SOLE 9994 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 6941 23876 SH SOLE 23876 0 0 SPDR SER TR SPDR BLOOMBERG 78468R663 582 6353 SH SOLE 6353 0 0 SPDR SER TR PORTFOLIO SM ETF 78468R853 4148 124799 SH SOLE 124799 0 0 SPDR SERIES TRUST PORTFOLIO LN TSR 78464A664 315 9333 SH SOLE 9333 0 0 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 335 6215 SH SOLE 6215 0 0 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 883 26503 SH SOLE 26503 0 0 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 247 8197 SH SOLE 8197 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 4128 69471 SH SOLE 69471 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 2844 55741 SH SOLE 55741 0 0 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 310 8564 SH SOLE 8564 0 0 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 334 9789 SH SOLE 9789 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 1067 11133 SH SOLE 11133 0 0 SPLUNK INC COM 848637104 662 5472 SH SOLE 5472 0 0 SQUARE INC CL A 852234103 3980 40195 SH SOLE 40195 0 0 STAMPS COM INC COM NEW 852857200 527 2328 SH SOLE 2328 0 0 STARBUCKS CORP COM 855244109 2896 50945 SH SOLE 50945 0 0 SYNCHRONY FINL COM 87165B103 452 14539 SH SOLE 14539 0 0 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 2040 88107 SH SOLE 88107 0 0 TRAVELERS COMPANIES INC COM 89417E109 613 4723 SH SOLE 4723 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1181 10116 SH SOLE 10116 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1172 8381 SH SOLE 8381 0 0 UNITEDHEALTH GROUP INC COM 91324P102 766 2881 SH SOLE 2881 0 0 VALERO ENERGY CORP NEW COM 91913Y100 557 4900 SH SOLE 4900 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 413 16391 SH SOLE 16391 0 0 VANGUARD GROUP DIV APP ETF 921908844 257 2319 SH SOLE 2319 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 3771 46735 SH SOLE 46735 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 322 1963 SH SOLE 1963 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1019 7634 SH SOLE 7634 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 270 5194 SH SOLE 5194 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 973 22480 SH SOLE 22480 0 0 VENTAS INC COM 92276F100 624 11479 SH SOLE 11479 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 3834 71819 SH SOLE 71819 0 0 VISA INC COM CL A 92826C839 414 2761 SH SOLE 2761 0 0 VMWARE INC CL A COM 928563402 607 3890 SH SOLE 3890 0 0 W P CAREY INC COM 92936U109 257 4000 SH SOLE 4000 0 0 WASHINGTON PRIME GROUP NEW COM 93964W108 73 10000 SH SOLE 10000 0 0 WASTE MGMT INC DEL COM 94106L109 5195 57488 SH SOLE 57488 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 774 2415 SH SOLE 2415 0 0 WELLS FARGO CO NEW COM 949746101 201 3820 SH SOLE 3820 0 0 WEYERHAEUSER CO COM 962166104 269 8349 SH SOLE 8349 0 0 XYLEM INC COM 98419M100 2648 33155 SH SOLE 33155 0 0 YUM BRANDS INC COM 988498101 224 2460 SH SOLE 2460 0 0