0000950123-18-001220.txt : 20180209 0000950123-18-001220.hdr.sgml : 20180209 20180209105858 ACCESSION NUMBER: 0000950123-18-001220 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180209 DATE AS OF CHANGE: 20180209 EFFECTIVENESS DATE: 20180209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: United Asset Strategies, Inc. CENTRAL INDEX KEY: 0001539948 IRS NUMBER: 113104524 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15136 FILM NUMBER: 18589418 BUSINESS ADDRESS: STREET 1: 666 OLD COUNTRY RD/STE 104 CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 516-222-0021 MAIL ADDRESS: STREET 1: 666 OLD COUNTRY RD/STE 104 CITY: GARDEN CITY STATE: NY ZIP: 11530 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001539948 XXXXXXXX 12-31-2017 12-31-2017 United Asset Strategies, Inc.

666 Old Country Rd/STE 104 Garden City NY 11530

13F HOLDINGS REPORT 028-15136 N Lee DeLorenzo 516-222-0021 /s/ Lee DeLorenzo Garden City NY 02-09-2018 0 190 373013 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3M CO COM 88579Y101 405 1719 SH SOLE 1719 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 349 2026 SH SOLE 2026 0 0 ALPHABET INC CAP STK CL A 02079K305 9269 8799 SH SOLE 8799 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 2276 210948 SH SOLE 210948 0 0 ALTABA INC COM 021346101 237 3395 SH SOLE 3395 0 0 ALTRIA GROUP INC COM 02209S103 2820 39487 SH SOLE 39487 0 0 AMAZON COM INC COM 023135106 3962 3388 SH SOLE 3388 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 1965 32986 SH SOLE 32986 0 0 AMGEN INC COM 031162100 4159 23919 SH SOLE 23919 0 0 ANDEAVOR COM 03349M105 768 6721 SH SOLE 6721 0 0 ANNALY CAP MGMT INC COM 035710409 878 73820 SH SOLE 73820 0 0 APPLE INC COM 037833100 8042 47520 SH SOLE 47520 0 0 AQUA AMERICA INC COM 03836W103 2754 70209 SH SOLE 70209 0 0 AT&T INC COM 00206R102 1586 40794 SH SOLE 40794 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 237 2025 SH SOLE 2025 0 0 BANK AMER CORP COM 060505104 734 24864 SH SOLE 24864 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1206 6084 SH SOLE 6084 0 0 BERRY GLOBAL GROUP INC COM 08579W103 424 7220 SH SOLE 7220 0 0 BIO RAD LABS INC CL A 090572207 340 1425 SH SOLE 1425 0 0 BOEING CO COM 097023105 1091 3699 SH SOLE 3699 0 0 BOSTON SCIENTIFIC CORP COM 101137107 1946 78515 SH SOLE 78515 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 271 4427 SH SOLE 4427 0 0 BRIXMOR PPTY GROUP INC COM 11120U105 345 18483 SH SOLE 18483 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 570 11500 SH SOLE 11500 0 0 CATERPILLAR INC DEL COM 149123101 677 4297 SH SOLE 4297 0 0 CHEMOURS CO COM 163851108 360 7185 SH SOLE 7185 0 0 CHEVRON CORP NEW COM 166764100 500 3997 SH SOLE 3997 0 0 CIGNA CORPORATION COM 125509109 420 2070 SH SOLE 2070 0 0 CISCO SYS INC COM 17275R102 1785 46599 SH SOLE 46599 0 0 CITIGROUP INC COM NEW 172967424 1392 18713 SH SOLE 18713 0 0 COCA 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WRT OP COM 27828Y108 1138 74065 SH SOLE 74065 0 0 EMERSON ELEC CO COM 291011104 1193 17120 SH SOLE 17120 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 454 17122 SH SOLE 17122 0 0 EQUINIX INC COM PAR $0.001 29444U700 3539 7809 SH SOLE 7809 0 0 EVERCORE INC CLASS A 29977A105 2627 29187 SH SOLE 29187 0 0 EXPEDITORS INTL WASH INC COM 302130109 2752 42535 SH SOLE 42535 0 0 EXXON MOBIL CORP COM 30231G102 7688 91923 SH SOLE 91923 0 0 FACEBOOK INC CL A 30303M102 1507 8542 SH SOLE 8542 0 0 FIRST LONG IS CORP COM 320734106 1741 61072 SH SOLE 61072 0 0 FIRSTENERGY CORP COM 337932107 2570 83930 SH SOLE 83930 0 0 FREEPORT-MCMORAN INC CL B 35671D857 604 31835 SH SOLE 31835 0 0 GENERAL DYNAMICS CORP COM 369550108 8090 39765 SH SOLE 39765 0 0 GENERAL ELECTRIC CO COM 369604103 194 11114 SH SOLE 11114 0 0 GILEAD SCIENCES INC COM 375558103 4429 61818 SH SOLE 61818 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 376 10598 SH SOLE 10598 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 2560 10047 SH SOLE 10047 0 0 HOME DEPOT INC COM 437076102 1224 6461 SH SOLE 6461 0 0 HONEYWELL INTL INC COM 438516106 298 1943 SH SOLE 1943 0 0 IBIO INC COM 451033104 2 10000 SH SOLE 10000 0 0 INTEL CORP COM 458140100 1645 35626 SH SOLE 35626 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 890 5802 SH SOLE 5802 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 395 2587 SH SOLE 2587 0 0 INVESCO LTD SHS G491BT108 2159 59097 SH SOLE 59097 0 0 IQVIA HLDGS INC COM 46266C105 320 3265 SH SOLE 3265 0 0 ISHARES GOLD TRUST ISHARES 464285105 3295 263424 SH SOLE 263424 0 0 ISHARES INC MSCI GERMANY ETF 464286806 1804 54629 SH SOLE 54629 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 1372 29716 SH SOLE 29716 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 280 5940 SH SOLE 5940 0 0 ISHARES TR S&P 500 VAL ETF 464287408 1113 9741 SH SOLE 9741 0 0 ISHARES TR 20 YR TR BD ETF 464287432 4903 38648 SH SOLE 38648 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 369 4403 SH SOLE 4403 0 0 ISHARES TR MSCI EAFE ETF 464287465 741 10536 SH SOLE 10536 0 0 ISHARES TR RUS MD CP GR ETF 464287481 391 3244 SH SOLE 3244 0 0 ISHARES TR NASDAQ BIOTECH 464287556 656 6145 SH SOLE 6145 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 495 3679 SH SOLE 3679 0 0 ISHARES TR RUS 1000 ETF 464287622 992 6673 SH SOLE 6673 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 387 2070 SH SOLE 2070 0 0 ISHARES TR U.S. TECH ETF 464287721 313 10640 SH SOLE 10640 0 0 ISHARES TR U.S. ENERGY ETF 464287796 511 12900 SH SOLE 12900 0 0 ISHARES TR U.S. BAS MTL ETF 464287838 1141 11169 SH SOLE 11169 0 0 ISHARES TR EAFE VALUE ETF 464288877 1013 18343 SH SOLE 18343 0 0 ISHARES TR EAFE GRWTH ETF 464288885 410 5081 SH SOLE 5081 0 0 ISHARES TR MSCI INDIA ETF 46429B598 843 23366 SH SOLE 23366 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 4088 61970 SH SOLE 61970 0 0 JOHNSON & JOHNSON COM 478160104 775 5550 SH SOLE 5550 0 0 JOHNSON CTLS INTL PLC SHS G51502105 551 14469 SH SOLE 14469 0 0 JPMORGAN CHASE & CO COM 46625H100 835 7805 SH SOLE 7805 0 0 KINDER MORGAN INC DEL COM 49456B101 302 16697 SH SOLE 16697 0 0 KINGSTONE COS INC COM 496719105 1699 90357 SH SOLE 90357 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 3506 21980 SH SOLE 21980 0 0 LAM RESEARCH CORP COM 512807108 369 2004 SH SOLE 2004 0 0 LAUDER ESTEE COS INC CL A 518439104 624 4903 SH SOLE 4903 0 0 LEGGETT & PLATT INC COM 524660107 1924 40302 SH SOLE 40302 0 0 LILLY ELI & CO COM 532457108 836 9904 SH SOLE 9904 0 0 LOCKHEED MARTIN CORP COM 539830109 1852 5769 SH SOLE 5769 0 0 MANAGED PORTFOLIO SER TORTOISE NRAM PI 56167N720 3730 159660 SH SOLE 159660 0 0 MARATHON OIL CORP COM 565849106 469 27679 SH SOLE 27679 0 0 MASTERCARD INCORPORATED CL A 57636Q104 5119 33817 SH SOLE 33817 0 0 MCDONALDS CORP COM 580135101 462 2683 SH SOLE 2683 0 0 MERCK & CO INC COM 58933Y105 317 5629 SH SOLE 5629 0 0 MICRON TECHNOLOGY INC COM 595112103 451 10975 SH SOLE 10975 0 0 MICROSOFT CORP COM 594918104 2364 27635 SH SOLE 27635 0 0 MONDELEZ INTL INC CL A 609207105 2919 68197 SH SOLE 68197 0 0 NATIONAL OILWELL VARCO INC COM 637071101 399 11076 SH SOLE 11076 0 0 NEXTERA ENERGY INC COM 65339F101 688 4407 SH SOLE 4407 0 0 NIKE INC CL B 654106103 426 6808 SH SOLE 6808 0 0 NORTHERN TR CORP COM 665859104 431 4310 SH SOLE 4310 0 0 NORTHROP GRUMMAN CORP COM 666807102 327 1066 SH SOLE 1066 0 0 NORWEGIAN CRUISE LINE HLDGS SHS G66721104 302 5680 SH SOLE 5680 0 0 NUCOR CORP COM 670346105 4436 69769 SH SOLE 69769 0 0 NUVEEN PFD & INCM SECURTIES COM 67072C105 764 74920 SH SOLE 74920 0 0 PALO ALTO NETWORKS INC COM 697435105 2923 20167 SH SOLE 20167 0 0 PARKER HANNIFIN CORP COM 701094104 447 2240 SH SOLE 2240 0 0 PAYCHEX INC COM 704326107 1360 19971 SH SOLE 19971 0 0 PEPSICO INC COM 713448108 451 3760 SH SOLE 3760 0 0 PFIZER INC COM 717081103 2636 72789 SH SOLE 72789 0 0 PHILIP MORRIS INTL INC COM 718172109 868 8211 SH SOLE 8211 0 0 PIMCO CORPORATE & INCOME OPP COM 72201B101 167 10120 SH SOLE 10120 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 247 8210 SH SOLE 8210 0 0 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 213 11270 SH SOLE 11270 0 0 POWERSHARES ETF TRUST AERSPC DEF PTF 73935X690 1996 37038 SH SOLE 37038 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 795 5101 SH SOLE 5101 0 0 PRA HEALTH SCIENCES INC COM 69354M108 462 5075 SH SOLE 5075 0 0 PRECISION DRILLING CORP COM 2010 74022D308 64 21100 SH SOLE 21100 0 0 PRICELINE GRP INC COM NEW 741503403 3050 1755 SH SOLE 1755 0 0 PROCTER AND GAMBLE CO COM 742718109 1987 21623 SH SOLE 21623 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 1676 55520 SH SOLE 55520 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 265 5150 SH SOLE 5150 0 0 QUALCOMM INC COM 747525103 5828 91032 SH SOLE 91032 0 0 SCHLUMBERGER LTD COM 806857108 1791 26575 SH SOLE 26575 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1104 17311 SH SOLE 17311 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 327 9600 SH SOLE 9600 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 214 4114 SH SOLE 4114 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 5805 95904 SH SOLE 95904 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 10358 125284 SH SOLE 125284 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 12560 220770 SH SOLE 220770 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 9954 100858 SH SOLE 100858 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 3442 47633 SH SOLE 47633 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 12118 434180 SH SOLE 434180 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 12256 161969 SH SOLE 161969 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 17091 267259 SH SOLE 267259 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 1436 43601 SH SOLE 43601 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 3422 64956 SH SOLE 64956 0 0 SOUTHERN CO COM 842587107 282 5874 SH SOLE 5874 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 9949 80463 SH SOLE 80463 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 506 13272 SH SOLE 13272 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 720 22725 SH SOLE 22725 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 6295 23590 SH SOLE 23590 0 0 SPDR SER TR PORTFOLIO SM ETF 78468R853 249 8245 SH SOLE 8245 0 0 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 835 24413 SH SOLE 24413 0 0 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 207 7204 SH SOLE 7204 0 0 SPDR SERIES TRUST PORTFOLIO LN TSR 78464A664 268 7334 SH SOLE 7334 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 608 10335 SH SOLE 10335 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 2678 72020 SH SOLE 72020 0 0 SPDR SERIES TRUST S&P METALS MNG 78464A755 795 21848 SH SOLE 21848 0 0 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 244 7321 SH SOLE 7321 0 0 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 3134 100109 SH SOLE 100109 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 1123 13231 SH SOLE 13231 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 210 4310 SH SOLE 4310 0 0 STARBUCKS CORP COM 855244109 5438 94684 SH SOLE 94684 0 0 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 2054 91066 SH SOLE 91066 0 0 TJX COS INC NEW COM 872540109 417 5448 SH SOLE 5448 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1644 13800 SH SOLE 13800 0 0 UNITED TECHNOLOGIES CORP COM 913017109 730 5723 SH SOLE 5723 0 0 UNITEDHEALTH GROUP INC COM 91324P102 538 2441 SH SOLE 2441 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 563 21626 SH SOLE 21626 0 0 VANGUARD INDEX FDS REIT ETF 922908553 4153 50053 SH SOLE 50053 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 292 1887 SH SOLE 1887 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 933 7615 SH SOLE 7615 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 270 1968 SH SOLE 1968 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 289 5278 SH SOLE 5278 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1085 18345 SH SOLE 18345 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 292 2865 SH SOLE 2865 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1216 27113 SH SOLE 27113 0 0 VENTAS INC COM 92276F100 566 9437 SH SOLE 9437 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 5621 106196 SH SOLE 106196 0 0 VISA INC COM CL A 92826C839 1322 11596 SH SOLE 11596 0 0 WASTE MGMT INC DEL COM 94106L109 4838 56055 SH SOLE 56055 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 431 2145 SH SOLE 2145 0 0 WELLS FARGO CO NEW COM 949746101 6357 104774 SH SOLE 104774 0 0 WESTERN DIGITAL CORP COM 958102105 409 5148 SH SOLE 5148 0 0 WEYERHAEUSER CO COM 962166104 297 8423 SH SOLE 8423 0 0 XEROX CORP COM NEW 984121608 909 31168 SH SOLE 31168 0 0 YUM BRANDS INC COM 988498101 201 2460 SH SOLE 2460 0 0