0000950123-17-006581.txt : 20170802 0000950123-17-006581.hdr.sgml : 20170802 20170802172756 ACCESSION NUMBER: 0000950123-17-006581 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170802 DATE AS OF CHANGE: 20170802 EFFECTIVENESS DATE: 20170802 FILER: COMPANY DATA: COMPANY CONFORMED NAME: United Asset Strategies, Inc. CENTRAL INDEX KEY: 0001539948 IRS NUMBER: 113104524 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15136 FILM NUMBER: 171001346 BUSINESS ADDRESS: STREET 1: 666 OLD COUNTRY RD/STE 104 CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 516-222-0021 MAIL ADDRESS: STREET 1: 666 OLD COUNTRY RD/STE 104 CITY: GARDEN CITY STATE: NY ZIP: 11530 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001539948 XXXXXXXX 06-30-2017 06-30-2017 United Asset Strategies, Inc.

666 Old Country Rd/STE 104 Garden City NY 11530

13F HOLDINGS REPORT 028-15136 N Lee DeLorenzo 516-222-0021 /s/ Lee DeLorenzo Garden City NY 08-02-2017 0 150 337148 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3M CO COM 88579Y101 377 1811 SH SOLE 1811 0 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 311 62236 SH SOLE 62236 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 200 1420 SH SOLE 1420 0 0 ALPHABET INC CAP STK CL C 02079K107 613 675 SH SOLE 675 0 0 ALPHABET INC CAP STK CL A 02079K305 8454 9093 SH SOLE 9093 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 2759 230696 SH SOLE 230696 0 0 ALTRIA GROUP INC COM 02209S103 2703 36294 SH SOLE 36294 0 0 AMAZON COM INC COM 023135106 2849 2943 SH SOLE 2943 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 2052 32820 SH SOLE 32820 0 0 AMGEN INC COM 031162100 3874 22495 SH SOLE 22495 0 0 ANNALY CAP MGMT INC COM 035710409 1054 87435 SH SOLE 87435 0 0 APPLE INC COM 037833100 7793 54111 SH SOLE 54111 0 0 AQUA AMERICA INC COM 03836W103 2372 71240 SH SOLE 71240 0 0 AT&T INC COM 00206R102 1076 28522 SH SOLE 28522 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 248 2418 SH SOLE 2418 0 0 BANK AMER CORP COM 060505104 624 25741 SH SOLE 25741 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 945 5579 SH SOLE 5579 0 0 BOEING CO COM 097023105 736 3721 SH SOLE 3721 0 0 BOSTON SCIENTIFIC CORP COM 101137107 4889 176360 SH SOLE 176360 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 236 4227 SH SOLE 4227 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 735 11500 SH SOLE 11500 0 0 CELGENE CORP COM 151020104 220 1691 SH SOLE 1691 0 0 CISCO SYS INC COM 17275R102 1497 47824 SH SOLE 47824 0 0 CITIGROUP INC COM NEW 172967424 684 10233 SH SOLE 10233 0 0 COCA COLA CO COM 191216100 1001 22318 SH SOLE 22318 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 4189 63084 SH SOLE 63084 0 0 COHEN & STEERS QUALITY RLTY COM 19247L106 265 21045 SH SOLE 21045 0 0 CONSOLIDATED EDISON INC COM 209115104 545 6749 SH SOLE 6749 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 5831 58201 SH SOLE 58201 0 0 CVS HEALTH CORP COM 126650100 5482 68131 SH SOLE 68131 0 0 DISNEY WALT CO COM DISNEY 254687106 6065 57081 SH SOLE 57081 0 0 DOMINION ENERGY INC COM 25746U109 250 3264 SH SOLE 3264 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1659 19843 SH SOLE 19843 0 0 EATON VANCE TX MNG BY WRT OP COM 27828Y108 1154 75685 SH SOLE 75685 0 0 EMERSON ELEC CO COM 291011104 564 9459 SH SOLE 9459 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 436 16096 SH SOLE 16096 0 0 EVERCORE PARTNERS INC CLASS A 29977A105 2033 28837 SH SOLE 28837 0 0 EXELON CORP COM 30161N101 212 5890 SH SOLE 5890 0 0 EXPEDITORS INTL WASH INC COM 302130109 2521 44639 SH SOLE 44639 0 0 EXXON MOBIL CORP COM 30231G102 7708 95477 SH SOLE 95477 0 0 FACEBOOK INC CL A 30303M102 1033 6843 SH SOLE 6843 0 0 FIRST LONG IS CORP COM 320734106 1664 58174 SH SOLE 58174 0 0 FIRSTENERGY CORP COM 337932107 2308 79135 SH SOLE 79135 0 0 FREEPORT-MCMORAN INC CL B 35671D857 127 10595 SH SOLE 10595 0 0 GENERAL DYNAMICS CORP COM 369550108 5738 28966 SH SOLE 28966 0 0 GENERAL ELECTRIC CO COM 369604103 6157 227950 SH SOLE 227950 0 0 GILEAD SCIENCES INC COM 375558103 4667 65941 SH SOLE 65941 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 2285 10297 SH SOLE 10297 0 0 HEALTHEQUITY INC COM 42226A107 440 8825 SH SOLE 8825 0 0 HOME DEPOT INC COM 437076102 895 5836 SH SOLE 5836 0 0 HONEYWELL INTL INC COM 438516106 232 1739 SH SOLE 1739 0 0 HOST HOTELS & RESORTS INC COM 44107P104 852 46653 SH SOLE 46653 0 0 IBIO INC COM 451033104 4 10000 SH SOLE 10000 0 0 INTEL CORP COM 458140100 1255 37211 SH SOLE 37211 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1054 6851 SH SOLE 6851 0 0 INVESCO LTD SHS G491BT108 1713 48665 SH SOLE 48665 0 0 ISHARES GOLD TRUST ISHARES 464285105 2889 241934 SH SOLE 241934 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 741 18657 SH SOLE 18657 0 0 ISHARES TR 20 YR TR BD ETF 464287432 7117 56880 SH SOLE 56880 0 0 ISHARES TR 1-3 YR TR BD ETF 464287457 544 6438 SH SOLE 6438 0 0 ISHARES TR MSCI EAFE ETF 464287465 1101 16880 SH SOLE 16880 0 0 ISHARES TR RUS 1000 ETF 464287622 1783 13181 SH SOLE 13181 0 0 ISHARES TR U.S. TECH ETF 464287721 266 8260 SH SOLE 8260 0 0 ISHARES TR U.S. ENERGY ETF 464287796 510 14375 SH SOLE 14375 0 0 ISHARES TR U.S. BAS MTL ETF 464287838 1029 11513 SH SOLE 11513 0 0 ISHARES TR EAFE VALUE ETF 464288877 258 4985 SH SOLE 4985 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 3810 70058 SH SOLE 70058 0 0 JOHNSON & JOHNSON COM 478160104 723 5468 SH SOLE 5468 0 0 JOHNSON CTLS INTL PLC SHS G51502105 331 7635 SH SOLE 7635 0 0 JPMORGAN CHASE & CO COM 46625H100 567 6207 SH SOLE 6207 0 0 KINDER MORGAN INC DEL COM 49456B101 4257 222168 SH SOLE 222168 0 0 KINGSTONE COS INC COM 496719105 1382 90304 SH SOLE 90304 0 0 LAUDER ESTEE COS INC CL A 518439104 325 3388 SH SOLE 3388 0 0 LEGGETT & PLATT INC COM 524660107 4699 89448 SH SOLE 89448 0 0 LILLY ELI & CO COM 532457108 416 5051 SH SOLE 5051 0 0 LOCKHEED MARTIN CORP COM 539830109 1591 5731 SH SOLE 5731 0 0 MASTERCARD INCORPORATED CL A 57636Q104 5153 42429 SH SOLE 42429 0 0 MCDONALDS CORP COM 580135101 210 1374 SH SOLE 1374 0 0 MERCK & CO INC COM 58933Y105 351 5475 SH SOLE 5475 0 0 MICROSOFT CORP COM 594918104 1415 20521 SH SOLE 20521 0 0 MONDELEZ INTL INC CL A 609207105 3515 81391 SH SOLE 81391 0 0 NEWELL BRANDS INC COM 651229106 251 4675 SH SOLE 4675 0 0 NEXTERA ENERGY INC COM 65339F101 615 4389 SH SOLE 4389 0 0 NORTHROP GRUMMAN CORP COM 666807102 274 1066 SH SOLE 1066 0 0 NUCOR CORP COM 670346105 2913 50345 SH SOLE 50345 0 0 NUVEEN PREFERRED SECURITIES COM 67072C105 717 70070 SH SOLE 70070 0 0 PALO ALTO NETWORKS INC COM 697435105 2438 18217 SH SOLE 18217 0 0 PAYCHEX INC COM 704326107 1177 20679 SH SOLE 20679 0 0 PEPSICO INC COM 713448108 434 3760 SH SOLE 3760 0 0 PFIZER INC COM 717081103 2712 80749 SH SOLE 80749 0 0 PHILIP MORRIS INTL INC COM 718172109 321 2734 SH SOLE 2734 0 0 PIMCO CORPORATE & INCOME OPP COM 72201B101 183 11120 SH SOLE 11120 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 254 8410 SH SOLE 8410 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 210 8000 SH SOLE 8000 0 0 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 196 10275 SH SOLE 10275 0 0 POWERSHARES ETF TRUST AERSPC DEF PTF 73935X690 1672 36427 SH SOLE 36427 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 725 5266 SH SOLE 5266 0 0 PRECISION DRILLING CORP COM 2010 74022D308 79 23250 SH SOLE 23250 0 0 PRICELINE GRP INC COM NEW 741503403 7303 3904 SH SOLE 3904 0 0 PROCTER AND GAMBLE CO COM 742718109 1908 21890 SH SOLE 21890 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 1154 34460 SH SOLE 34460 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 222 5150 SH SOLE 5150 0 0 QUALCOMM INC COM 747525103 5249 95062 SH SOLE 95062 0 0 SCHLUMBERGER LTD COM 806857108 4487 68144 SH SOLE 68144 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 417 7223 SH SOLE 7223 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 391 6115 SH SOLE 6115 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 386 15553 SH SOLE 15553 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 202 4007 SH SOLE 4007 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 4462 82916 SH SOLE 82916 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 8146 102805 SH SOLE 102805 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 5216 94931 SH SOLE 94931 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 8156 90994 SH SOLE 90994 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 1466 22586 SH SOLE 22586 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 11183 453296 SH SOLE 453296 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 7245 106365 SH SOLE 106365 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 12853 234885 SH SOLE 234885 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 1624 50440 SH SOLE 50440 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1914 36828 SH SOLE 36828 0 0 SOUTHERN CO COM 842587107 220 4599 SH SOLE 4599 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 5698 48282 SH SOLE 48282 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 4173 17258 SH SOLE 17258 0 0 SPDR SERIES TRUST BLMBRG BR 1 3 MT 78464A680 13506 295276 SH SOLE 295276 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 6522 118684 SH SOLE 118684 0 0 SPDR SERIES TRUST S&P METALS MNG 78464A755 701 23402 SH SOLE 23402 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 1433 18561 SH SOLE 18561 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 215 4360 SH SOLE 4360 0 0 STARBUCKS CORP COM 855244109 4133 70873 SH SOLE 70873 0 0 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 2651 105622 SH SOLE 105622 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1524 13777 SH SOLE 13777 0 0 UNITED TECHNOLOGIES CORP COM 913017109 260 2132 SH SOLE 2132 0 0 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 660 7086 SH SOLE 7086 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 619 7325 SH SOLE 7325 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 690 8641 SH SOLE 8641 0 0 VANGUARD INDEX FDS REIT ETF 922908553 4674 56163 SH SOLE 56163 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1240 8703 SH SOLE 8703 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 980 8824 SH SOLE 8824 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 1118 8251 SH SOLE 8251 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 271 2175 SH SOLE 2175 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 409 8166 SH SOLE 8166 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 282 6916 SH SOLE 6916 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 9035 163858 SH SOLE 163858 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 278 2996 SH SOLE 2996 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1141 27612 SH SOLE 27612 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1046 23412 SH SOLE 23412 0 0 VISA INC COM CL A 92826C839 757 8071 SH SOLE 8071 0 0 WAL-MART STORES INC COM 931142103 380 5025 SH SOLE 5025 0 0 WASTE MGMT INC DEL COM 94106L109 4132 56333 SH SOLE 56333 0 0 WELLS FARGO CO NEW COM 949746101 5847 105528 SH SOLE 105528 0 0 WEYERHAEUSER CO COM 962166104 300 8952 SH SOLE 8952 0 0 XEROX CORP COM NEW 984121608 477 16611 SH SOLE 16611 0 0