0000950123-17-001117.txt : 20170208 0000950123-17-001117.hdr.sgml : 20170208 20170208154930 ACCESSION NUMBER: 0000950123-17-001117 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170208 DATE AS OF CHANGE: 20170208 EFFECTIVENESS DATE: 20170208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: United Asset Strategies, Inc. CENTRAL INDEX KEY: 0001539948 IRS NUMBER: 113104524 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15136 FILM NUMBER: 17582428 BUSINESS ADDRESS: STREET 1: 666 OLD COUNTRY RD/STE 104 CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 516-222-0021 MAIL ADDRESS: STREET 1: 666 OLD COUNTRY RD/STE 104 CITY: GARDEN CITY STATE: NY ZIP: 11530 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001539948 XXXXXXXX 12-31-2016 12-31-2016 United Asset Strategies, Inc.

666 Old Country Rd/STE 104 Garden City NY 11530

13F HOLDINGS REPORT 028-15136 N Lee DeLorenzo 516-222-0021 /s/ Lee DeLorenzo Garden City NY 02-08-2017 0 148 306599 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ABERDEEN ASIA PACIFIC INCOM COM 003009107 94 20408 SH SOLE 20408 0 0 ALPHABET INC CAP STK CL C 02079K107 524 679 SH SOLE 679 0 0 ALPHABET INC CAP STK CL A 02079K305 7244 9141 SH SOLE 9141 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 4669 370529 SH SOLE 370529 0 0 ALTRIA GROUP INC COM 02209S103 2817 41657 SH SOLE 41657 0 0 AMAZON COM INC COM 023135106 2104 2806 SH SOLE 2806 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 235 3595 SH SOLE 3595 0 0 AMGEN INC COM 031162100 3576 24457 SH SOLE 24457 0 0 ANNALY CAP MGMT INC COM 035710409 827 82975 SH SOLE 82975 0 0 APPLE INC COM 037833100 13627 117655 SH SOLE 117655 0 0 AQUA AMERICA INC COM 03836W103 2049 68206 SH SOLE 68206 0 0 AT&T INC COM 00206R102 1258 29587 SH SOLE 29587 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 275 2677 SH SOLE 2677 0 0 BANK AMER CORP COM 060505104 562 25418 SH SOLE 25418 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 832 5103 SH SOLE 5103 0 0 BOEING CO COM 097023105 612 3930 SH SOLE 3930 0 0 BOSTON PROPERTIES INC COM 101121101 993 7891 SH SOLE 7891 0 0 BOSTON SCIENTIFIC CORP COM 101137107 3668 169585 SH SOLE 169585 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 250 4286 SH SOLE 4286 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 761 11500 SH SOLE 11500 0 0 CATERPILLAR INC DEL COM 149123101 786 8478 SH SOLE 8478 0 0 CELGENE CORP RIGHT 12/31/2030 151020112 116 112300 SH SOLE 112300 0 0 CISCO SYS INC COM 17275R102 1756 58095 SH SOLE 58095 0 0 COCA COLA CO COM 191216100 1276 30782 SH SOLE 30782 0 0 COHEN & STEERS QUALITY RLTY COM 19247L106 308 25255 SH SOLE 25255 0 0 COLGATE PALMOLIVE CO COM 194162103 4408 67360 SH SOLE 67360 0 0 CONOCOPHILLIPS COM 20825C104 211 4212 SH SOLE 4212 0 0 CONSOLIDATED EDISON INC COM 209115104 516 7001 SH SOLE 7001 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 4661 53718 SH SOLE 53718 0 0 CVS HEALTH CORP COM 126650100 5010 63495 SH SOLE 63495 0 0 DISNEY WALT CO COM DISNEY 254687106 4805 46100 SH SOLE 46100 0 0 DOMINION RES INC VA NEW COM 25746U109 251 3282 SH SOLE 3282 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1422 18323 SH SOLE 18323 0 0 EATON VANCE RISK MNGD DIV EQ COM 27829G106 138 15425 SH SOLE 15425 0 0 EATON VANCE TX MNG BY WRT OP COM 27828Y108 1929 130017 SH SOLE 130017 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 434 16054 SH SOLE 16054 0 0 EVERCORE PARTNERS INC CLASS A 29977A105 1799 26193 SH SOLE 26193 0 0 EXELON CORP COM 30161N101 347 9765 SH SOLE 9765 0 0 EXPEDITORS INTL WASH INC COM 302130109 2420 45697 SH SOLE 45697 0 0 EXXON MOBIL CORP COM 30231G102 7583 84015 SH SOLE 84015 0 0 FACEBOOK INC CL A 30303M102 1136 9872 SH SOLE 9872 0 0 FIRST LONG IS CORP COM 320734106 1633 57196 SH SOLE 57196 0 0 FIRSTENERGY CORP COM 337932107 1370 44239 SH SOLE 44239 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 941 77577 SH SOLE 77577 0 0 GENERAL DYNAMICS CORP COM 369550108 5113 29615 SH SOLE 29615 0 0 GENERAL ELECTRIC CO COM 369604103 7087 224257 SH SOLE 224257 0 0 GILEAD SCIENCES INC COM 375558103 5436 75907 SH SOLE 75907 0 0 HANESBRANDS INC COM 410345102 4890 226698 SH SOLE 226698 0 0 HOME DEPOT INC COM 437076102 778 5800 SH SOLE 5800 0 0 HONEYWELL INTL INC COM 438516106 204 1761 SH SOLE 1761 0 0 HOST HOTELS & RESORTS INC COM 44107P104 779 41373 SH SOLE 41373 0 0 IBIO INC COM 451033104 4 10000 SH SOLE 10000 0 0 INTEL CORP COM 458140100 1221 33671 SH SOLE 33671 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 3274 19726 SH SOLE 19726 0 0 INVENSENSE INC COM 46123D205 4711 368309 SH SOLE 368309 0 0 ISHARES GOLD TRUST ISHARES 464285105 2779 250830 SH SOLE 250830 0 0 ISHARES TR 20 YR TR BD ETF 464287432 6320 53048 SH SOLE 53048 0 0 ISHARES TR 1-3 YR TR BD ETF 464287457 717 8488 SH SOLE 8488 0 0 ISHARES TR RUS 1000 ETF 464287622 1675 13455 SH SOLE 13455 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 764 5666 SH SOLE 5666 0 0 ISHARES TR U.S. TECH ETF 464287721 451 13079 SH SOLE 13079 0 0 ISHARES TR U.S. ENERGY ETF 464287796 612 14730 SH SOLE 14730 0 0 ISHARES TR U.S. BAS MTL ETF 464287838 987 11873 SH SOLE 11873 0 0 ISHARES TR INTL SEL DIV ETF 464288448 660 22331 SH SOLE 22331 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 2770 48600 SH SOLE 48600 0 0 JOHNSON & JOHNSON COM 478160104 864 7502 SH SOLE 7502 0 0 JPMORGAN CHASE & CO COM 46625H100 524 6071 SH SOLE 6071 0 0 KINDER MORGAN INC DEL COM 49456B101 578 27897 SH SOLE 27897 0 0 KINGSTONE COS INC COM 496719105 1309 95232 SH SOLE 95232 0 0 KROGER CO COM 501044101 5158 149453 SH SOLE 149453 0 0 LOCKHEED MARTIN CORP COM 539830109 1406 5625 SH SOLE 5625 0 0 MASTERCARD INCORPORATED CL A 57636Q104 4464 43238 SH SOLE 43238 0 0 MERCK & CO INC COM 58933Y105 384 6518 SH SOLE 6518 0 0 MFA FINL INC COM 55272X102 120 15790 SH SOLE 15790 0 0 MICROSOFT CORP COM 594918104 845 13601 SH SOLE 13601 0 0 NEWELL BRANDS INC COM 651229106 212 4752 SH SOLE 4752 0 0 NEWMONT MINING CORP COM 651639106 318 9327 SH SOLE 9327 0 0 NEXTERA ENERGY INC COM 65339F101 530 4439 SH SOLE 4439 0 0 NORTHROP GRUMMAN CORP COM 666807102 248 1066 SH SOLE 1066 0 0 NUVEEN BUILD AMER BD FD COM 67074C103 230 11150 SH SOLE 11150 0 0 NUVEEN PREFERRED SECURITIES COM 67072C105 575 61710 SH SOLE 61710 0 0 OAKTREE CAP GROUP LLC UNIT CL A 674001201 233 6210 SH SOLE 6210 0 0 PALO ALTO NETWORKS INC COM 697435105 1725 13795 SH SOLE 13795 0 0 PAYCHEX INC COM 704326107 1202 19746 SH SOLE 19746 0 0 PEPSICO INC COM 713448108 407 3887 SH SOLE 3887 0 0 PEREGRINE PHARMACEUTICALS IN COM NEW 713661304 3 11000 SH SOLE 11000 0 0 PFIZER INC COM 717081103 2464 75859 SH SOLE 75859 0 0 PHILIP MORRIS INTL INC COM 718172109 265 2897 SH SOLE 2897 0 0 PIMCO CORPORATE & INCOME OPP COM 72201B101 199 13920 SH SOLE 13920 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 285 10285 SH SOLE 10285 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 258 8000 SH SOLE 8000 0 0 POWERSHARES ETF TR II NY MUNI BD ETF 73936T458 238 9963 SH SOLE 9963 0 0 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 190 10575 SH SOLE 10575 0 0 POWERSHARES ETF TRUST AERSPC DEF PTF 73935X690 1720 41204 SH SOLE 41204 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 637 5379 SH SOLE 5379 0 0 PRECISION DRILLING CORP COM 2010 74022D308 127 23250 SH SOLE 23250 0 0 PRICELINE GRP INC COM NEW 741503403 6091 4155 SH SOLE 4155 0 0 PROCTER AND GAMBLE CO COM 742718109 1689 20091 SH SOLE 20091 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 586 16030 SH SOLE 16030 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 227 5172 SH SOLE 5172 0 0 SCHLUMBERGER LTD COM 806857108 4698 55957 SH SOLE 55957 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 242 4541 SH SOLE 4541 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 225 4974 SH SOLE 4974 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 227 3699 SH SOLE 3699 0 0 SCORPIO TANKERS INC SHS Y7542C106 102 22500 SH SOLE 22500 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 3907 78602 SH SOLE 78602 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 6804 98701 SH SOLE 98701 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 4885 94474 SH SOLE 94474 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 3950 48530 SH SOLE 48530 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 2897 38463 SH SOLE 38463 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 8965 385601 SH SOLE 385601 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 6381 102552 SH SOLE 102552 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 10040 207600 SH SOLE 207600 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 1589 51686 SH SOLE 51686 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1950 40149 SH SOLE 40149 0 0 SOUTHERN CO COM 842587107 227 4611 SH SOLE 4611 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 4328 39488 SH SOLE 39488 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 4100 18342 SH SOLE 18342 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 201 665 SH SOLE 665 0 0 SPDR SERIES TRUST BLMBRG BR 1 3 MT 78464A680 14034 307087 SH SOLE 307087 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 5014 90227 SH SOLE 90227 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 520 11803 SH SOLE 11803 0 0 SPDR SERIES TRUST S&P METALS MNG 78464A755 1664 54727 SH SOLE 54727 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 265 5475 SH SOLE 5475 0 0 STARBUCKS CORP COM 855244109 3670 66109 SH SOLE 66109 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 2713 62232 SH SOLE 62232 0 0 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 2072 98055 SH SOLE 98055 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1576 13752 SH SOLE 13752 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 4727 141747 SH SOLE 141747 0 0 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 220 2468 SH SOLE 2468 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 519 6251 SH SOLE 6251 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 894 11254 SH SOLE 11254 0 0 VANGUARD INDEX FDS REIT ETF 922908553 4314 52270 SH SOLE 52270 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 828 6290 SH SOLE 6290 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 920 8991 SH SOLE 8991 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 976 7571 SH SOLE 7571 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 208 1805 SH SOLE 1805 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 329 7456 SH SOLE 7456 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 437 12223 SH SOLE 12223 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 2072 43215 SH SOLE 43215 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 342 4019 SH SOLE 4019 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1076 29437 SH SOLE 29437 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1185 22193 SH SOLE 22193 0 0 VISA INC COM CL A 92826C839 204 2621 SH SOLE 2621 0 0 WAL-MART STORES INC COM 931142103 347 5025 SH SOLE 5025 0 0 WASTE MGMT INC DEL COM 94106L109 4119 58081 SH SOLE 58081 0 0 WELLS FARGO & CO NEW COM 949746101 5572 101099 SH SOLE 101099 0 0 WEYERHAEUSER CO COM 962166104 283 9417 SH SOLE 9417 0 0