0000950123-16-018650.txt : 20160801 0000950123-16-018650.hdr.sgml : 20160801 20160801171131 ACCESSION NUMBER: 0000950123-16-018650 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160801 DATE AS OF CHANGE: 20160801 EFFECTIVENESS DATE: 20160801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: United Asset Strategies, Inc. CENTRAL INDEX KEY: 0001539948 IRS NUMBER: 113104524 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15136 FILM NUMBER: 161798179 BUSINESS ADDRESS: STREET 1: 666 OLD COUNTRY RD/STE 104 CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 516-222-0021 MAIL ADDRESS: STREET 1: 666 OLD COUNTRY RD/STE 104 CITY: GARDEN CITY STATE: NY ZIP: 11530 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001539948 XXXXXXXX 06-30-2016 06-30-2016 United Asset Strategies, Inc.

666 Old Country Rd/STE 104 Garden City NY 11530

13F HOLDINGS REPORT 028-15136 N Lee DeLorenzo 516-222-0021 /s/ Lee DeLorenzo Garden City NY 08-01-2016 0 139 266562 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ALPS ETF TR ALERIAN MLP 00162Q866 4441 349115 SH SOLE 349115 0 0 AT&T INC COM 00206R102 1686 39025 SH SOLE 39025 0 0 ABBVIE INC COM 00287Y109 234 3780 SH SOLE 3780 0 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 251 50115 SH SOLE 50115 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 210 2645 SH SOLE 2645 0 0 ALPHABET INC CAP STK CL C 02079K107 494 714 SH SOLE 714 0 0 ALPHABET INC CAP STK CL A 02079K305 5999 8527 SH SOLE 8527 0 0 ALTRIA GROUP INC COM 02209S103 2757 39979 SH SOLE 39979 0 0 AMAZON COM INC COM 023135106 2056 2873 SH SOLE 2873 0 0 ANADARKO PETE CORP COM 032511107 201 3770 SH SOLE 3770 0 0 ANNALY CAP MGMT INC COM 035710409 681 61546 SH SOLE 61546 0 0 APPLE INC COM 037833100 7974 83414 SH SOLE 83414 0 0 AQUA AMERICA INC COM 03836W103 2427 68049 SH SOLE 68049 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 293 3185 SH SOLE 3185 0 0 BANK AMER CORP COM 060505104 225 16953 SH SOLE 16953 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 873 6028 SH SOLE 6028 0 0 BOEING CO COM 097023105 468 3602 SH SOLE 3602 0 0 BOSTON SCIENTIFIC CORP COM 101137107 2367 101285 SH SOLE 101285 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 312 4238 SH SOLE 4238 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 809 11500 SH SOLE 11500 0 0 CVS HEALTH CORP COM 126650100 6326 66076 SH SOLE 66076 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 2439 55173 SH SOLE 55173 0 0 CATERPILLAR INC DEL COM 149123101 581 7670 SH SOLE 7670 0 0 CELGENE CORP RIGHT 12/31/2030 151020112 164 112300 SH SOLE 112300 0 0 CISCO SYS INC COM 17275R102 1660 57870 SH SOLE 57870 0 0 COCA COLA CO COM 191216100 1433 31603 SH SOLE 31603 0 0 COHEN & STEERS QUALITY RLTY COM 19247L106 406 29581 SH SOLE 29581 0 0 CONSOLIDATED EDISON INC COM 209115104 539 6702 SH SOLE 6702 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 5754 56727 SH SOLE 56727 0 0 D R HORTON INC COM 23331A109 2129 67618 SH SOLE 67618 0 0 DISNEY WALT CO COM DISNEY 254687106 835 8534 SH SOLE 8534 0 0 DOMINION RES INC VA NEW COM 25746U109 297 3806 SH SOLE 3806 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 203 3135 SH SOLE 3135 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1420 16557 SH SOLE 16557 0 0 ETFS PLATINUM TR SH BEN INT 26922V101 728 7355 SH SOLE 7355 0 0 EASTMAN CHEM CO COM 277432100 2907 42813 SH SOLE 42813 0 0 EATON VANCE TX MNG BY WRT OP COM 27828Y108 1621 109705 SH SOLE 109705 0 0 EATON VANCE RISK MNGD DIV EQ COM 27829G106 151 15425 SH SOLE 15425 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 474 16213 SH SOLE 16213 0 0 EVERCORE PARTNERS INC CLASS A 29977A105 2399 54295 SH SOLE 54295 0 0 EXELON CORP COM 30161N101 362 9965 SH SOLE 9965 0 0 EXPEDITORS INTL WASH INC COM 302130109 2376 48448 SH SOLE 48448 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 5362 70737 SH SOLE 70737 0 0 EXXON MOBIL CORP COM 30231G102 7687 82008 SH SOLE 82008 0 0 FACEBOOK INC CL A 30303M102 779 6813 SH SOLE 6813 0 0 FIRST LONG IS CORP COM 320734106 1091 38056 SH SOLE 38056 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 879 69937 SH SOLE 69937 0 0 GENERAL DYNAMICS CORP COM 369550108 4632 33267 SH SOLE 33267 0 0 GENERAL ELECTRIC CO COM 369604103 5238 166380 SH SOLE 166380 0 0 GENERAL MTRS CO COM 37045V100 260 9172 SH SOLE 9172 0 0 GILEAD SCIENCES INC COM 375558103 5660 67848 SH SOLE 67848 0 0 GRAY TELEVISION INC COM 389375106 4528 417307 SH SOLE 417307 0 0 HAIN CELESTIAL GROUP INC COM 405217100 2662 53505 SH SOLE 53505 0 0 HOME DEPOT INC COM 437076102 780 6106 SH SOLE 6106 0 0 IBIO INC COM 451033104 7 10000 SH SOLE 10000 0 0 INTEL CORP COM 458140100 980 29870 SH SOLE 29870 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 3611 23791 SH SOLE 23791 0 0 ISHARES GOLD TRUST ISHARES 464285105 3293 258035 SH SOLE 258035 0 0 ISHARES TR 20 YR TR BD ETF 464287432 5687 40942 SH SOLE 40942 0 0 ISHARES TR 1-3 YR TR BD ETF 464287457 723 8471 SH SOLE 8471 0 0 ISHARES TR MSCI EAFE ETF 464287465 325 5825 SH SOLE 5825 0 0 ISHARES TR RUS 1000 ETF 464287622 1156 9891 SH SOLE 9891 0 0 ISHARES TR U.S. TECH ETF 464287721 1955 58716 SH SOLE 58716 0 0 ISHARES TR U.S. ENERGY ETF 464287796 614 16005 SH SOLE 16005 0 0 ISHARES TR U.S. BAS MTL ETF 464287838 763 10048 SH SOLE 10048 0 0 JPMORGAN CHASE & CO COM 46625H100 301 4851 SH SOLE 4851 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 328 6595 SH SOLE 6595 0 0 JOHNSON & JOHNSON COM 478160104 687 5664 SH SOLE 5664 0 0 KINDER MORGAN INC DEL COM 49456B101 488 26083 SH SOLE 26083 0 0 KINGSTONE COS INC COM 496719105 843 95232 SH SOLE 95232 0 0 LOCKHEED MARTIN CORP COM 539830109 1348 5432 SH SOLE 5432 0 0 MARATHON PETE CORP COM 56585A102 4059 106936 SH SOLE 106936 0 0 MASTERCARD INC CL A 57636Q104 3714 42175 SH SOLE 42175 0 0 MERCK & CO INC COM 58933Y105 357 6203 SH SOLE 6203 0 0 MICROSOFT CORP COM 594918104 728 14225 SH SOLE 14225 0 0 NEWELL BRANDS INC COM 651229106 278 5720 SH SOLE 5720 0 0 NEWMONT MINING CORP COM 651639106 376 9622 SH SOLE 9622 0 0 NEXTERA ENERGY INC COM 65339F101 592 4537 SH SOLE 4537 0 0 NORTHROP GRUMMAN CORP COM 666807102 205 922 SH SOLE 922 0 0 NUVEEN PREFERRED SECURITIES COM 67072C105 861 93060 SH SOLE 93060 0 0 NUVEEN BUILD AMER BD FD COM 67074C103 266 11650 SH SOLE 11650 0 0 OAKTREE CAP GROUP LLC UNIT CL A 674001201 322 7185 SH SOLE 7185 0 0 PPL CORP COM 69351T106 5551 147038 SH SOLE 147038 0 0 PAYCHEX INC COM 704326107 1095 18396 SH SOLE 18396 0 0 PEPSICO INC COM 713448108 462 4364 SH SOLE 4364 0 0 PFIZER INC COM 717081103 2326 66048 SH SOLE 66048 0 0 PHILIP MORRIS INTL INC COM 718172109 274 2697 SH SOLE 2697 0 0 PIMCO CORPORATE & INCOME OPP COM 72201B101 157 11120 SH SOLE 11120 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 284 10285 SH SOLE 10285 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 220 8000 SH SOLE 8000 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 748 6953 SH SOLE 6953 0 0 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 203 10575 SH SOLE 10575 0 0 POWERSHARES ETF TRUST AERSPC DEF PTF 73935X690 4458 119080 SH SOLE 119080 0 0 POWERSHARES ETF TR II NY MUNI BD ETF 73936T458 289 11363 SH SOLE 11363 0 0 PRECISION DRILLING CORP COM 2010 74022D308 126 23765 SH SOLE 23765 0 0 PRICELINE GRP INC COM NEW 741503403 5155 4129 SH SOLE 4129 0 0 PROCTER & GAMBLE CO COM 742718109 1646 19438 SH SOLE 19438 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 392 12370 SH SOLE 12370 0 0 PROSHARES TR PSHS ULDOW30 NEW 74348A590 1183 66090 SH SOLE 66090 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 263 5650 SH SOLE 5650 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2370 11315 SH SOLE 11315 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 4316 34130 SH SOLE 34130 0 0 SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 979 21422 SH SOLE 21422 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 4921 128147 SH SOLE 128147 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 559 13314 SH SOLE 13314 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 292 5840 SH SOLE 5840 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 201 737 SH SOLE 737 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 759 16377 SH SOLE 16377 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 5490 76560 SH SOLE 76560 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 8442 153082 SH SOLE 153082 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 5037 64524 SH SOLE 64524 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 2113 30958 SH SOLE 30958 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 8810 385486 SH SOLE 385486 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 5224 93264 SH SOLE 93264 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 9343 215432 SH SOLE 215432 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1129 21517 SH SOLE 21517 0 0 SEMPRA ENERGY COM 816851109 217 1903 SH SOLE 1903 0 0 SOUTHERN CO COM 842587107 253 4726 SH SOLE 4726 0 0 STARBUCKS CORP COM 855244109 7213 126270 SH SOLE 126270 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 1099 38606 SH SOLE 38606 0 0 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 1490 63567 SH SOLE 63567 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1643 15251 SH SOLE 15251 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 339 4069 SH SOLE 4069 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 299 3397 SH SOLE 3397 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 625 7707 SH SOLE 7707 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1208 34173 SH SOLE 34173 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 203 4736 SH SOLE 4736 0 0 VENTAS INC COM 92276F100 634 8702 SH SOLE 8702 0 0 VANGUARD INDEX FDS REIT ETF 922908553 5978 67414 SH SOLE 67414 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 629 5089 SH SOLE 5089 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 892 9301 SH SOLE 9301 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 497 4294 SH SOLE 4294 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 240 2242 SH SOLE 2242 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1597 28595 SH SOLE 28595 0 0 VISA INC COM CL A 92826C839 233 3146 SH SOLE 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