0000950123-14-000613.txt : 20140127 0000950123-14-000613.hdr.sgml : 20140127 20140127120842 ACCESSION NUMBER: 0000950123-14-000613 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140127 DATE AS OF CHANGE: 20140127 EFFECTIVENESS DATE: 20140127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: United Asset Strategies, Inc. CENTRAL INDEX KEY: 0001539948 IRS NUMBER: 113104524 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15136 FILM NUMBER: 14548060 BUSINESS ADDRESS: STREET 1: 666 OLD COUNTRY RD/STE 104 CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 516-222-0021 MAIL ADDRESS: STREET 1: 666 OLD COUNTRY RD/STE 104 CITY: GARDEN CITY STATE: NY ZIP: 11530 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001539948 XXXXXXXX 12-31-2013 12-31-2013 United Asset Strategies, Inc.

666 Old Country Rd/STE 104 Garden City NY 11530

13F HOLDINGS REPORT 028-15136 N Lee DeLorenzo 516-222-0021 /s/ Lee DeLorenzo Garden City NY 01-27-2014 0 86 145522 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ALPINE TOTAL DYNAMIC DIVID F COM SBI 021060108 63 15050 SH SOLE 15050 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 1219 68515 SH SOLE 68515 0 0 ALTRIA GROUP INC COM 02209S103 1074 27966 SH SOLE 27966 0 0 AMAZON COM INC COM 023135106 476 1193 SH SOLE 1193 0 0 AMERICAN TOWER CORP NEW COM 03027X100 1897 23760 SH SOLE 23760 0 0 ANNALY CAP MGMT INC COM 035710409 207 20783 SH SOLE 20783 0 0 APPLE INC COM 037833100 354 632 SH SOLE 632 0 0 AQUA AMERICA INC COM 03836W103 1094 46396 SH SOLE 46396 0 0 ASTORIA FINL CORP COM 046265104 163 11756 SH SOLE 11756 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 514 6365 SH SOLE 6365 0 0 BANK NEW YORK MELLON CORP COM 064058100 523 14965 SH SOLE 14965 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 330 2781 SH SOLE 2781 0 0 CATERPILLAR INC DEL COM 149123101 2227 24529 SH SOLE 24529 0 0 CBL & ASSOC PPTYS INC COM 124830100 990 55143 SH SOLE 55143 0 0 CISCO SYS INC COM 17275R102 3842 171297 SH SOLE 171297 0 0 COCA COLA CO COM 191216100 4765 115349 SH SOLE 115349 0 0 CONOCOPHILLIPS COM 20825C104 719 10181 SH SOLE 10181 0 0 COVIDIEN PLC SHS G2554F113 1805 26505 SH SOLE 26505 0 0 CVS CAREMARK CORPORATION COM 126650100 1829 25550 SH SOLE 25550 0 0 DISNEY WALT CO COM DISNEY 254687106 467 6109 SH SOLE 6109 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 452 6950 SH SOLE 6950 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 453 6561 SH SOLE 6561 0 0 EASTMAN CHEM CO COM 277432100 1432 17750 SH SOLE 17750 0 0 EATON VANCE TX MNG BY WRT OP COM 27828Y108 1298 92643 SH SOLE 92643 0 0 EBAY INC COM 278642103 2556 46589 SH SOLE 46589 0 0 EXXON MOBIL CORP COM 30231G102 524 5178 SH SOLE 5178 0 0 F5 NETWORKS INC COM 315616102 2077 22855 SH SOLE 22855 0 0 FIRST LONG IS CORP COM 320734106 1682 39239 SH SOLE 39239 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 4076 264175 SH SOLE 264175 0 0 GABELLI EQUITY TR INC COM 362397101 109 14047 SH SOLE 14047 0 0 GENERAC HLDGS INC COM 368736104 1116 19695 SH SOLE 19695 0 0 GENERAL DYNAMICS CORP COM 369550108 3573 37390 SH SOLE 37390 0 0 GENERAL ELECTRIC CO COM 369604103 2842 101375 SH SOLE 101375 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 517 9685 SH SOLE 9685 0 0 H & Q HEALTHCARE INVESTORS SH BEN INT 404052102 1903 70553 SH SOLE 70553 0 0 HOME DEPOT INC COM 437076102 542 6586 SH SOLE 6586 0 0 INTEL CORP COM 458140100 3360 129457 SH SOLE 129457 0 0 ISHARES 1-3 YR CR BD ETF 464288646 424 4019 SH SOLE 4019 0 0 ISHARES CHINA LG-CAP ETF 464287184 487 12698 SH SOLE 12698 0 0 ISHARES RUSSELL 2000 ETF 464287655 669 5801 SH SOLE 5801 0 0 ISHARES MSCI EMG MKT ETF 464287234 1089 26066 SH SOLE 26066 0 0 ISHARES U.S. BAS MTL ETF 464287838 1899 23323 SH SOLE 23323 0 0 ISHARES U.S. TELECOM ETF 464287713 2830 95185 SH SOLE 95185 0 0 ISHARES GOLD TRUST ISHARES 464285105 268 22915 SH SOLE 22915 0 0 JPMORGAN CHASE & CO COM 46625H100 286 4897 SH SOLE 4897 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 2962 36718 SH SOLE 36718 0 0 KINGSTONE COS INC COM 496719105 692 95232 SH SOLE 95232 0 0 LAZARD LTD SHS A G54050102 1601 35326 SH SOLE 35326 0 0 LOCKHEED MARTIN CORP COM 539830109 526 3540 SH SOLE 3540 0 0 MARKET VECTORS ETF TR OIL SVCS ETF 57060U191 1382 28753 SH SOLE 28753 0 0 METLIFE INC COM 59156R108 815 15111 SH SOLE 15111 0 0 NEWELL RUBBERMAID INC COM 651229106 432 13325 SH SOLE 13325 0 0 NUVEEN DIVER CURRENCY OPPOR COM 67090N109 722 71577 SH SOLE 71577 0 0 NUVEEN NY AMT-FREE MUN INCOM COM 670656107 331 26966 SH SOLE 26966 0 0 NUVEEN QUALITY PFD INCOME FD COM 67072C105 571 70139 SH SOLE 70139 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 1861 19568 SH SOLE 19568 0 0 ORACLE CORP COM 68389X105 917 23975 SH SOLE 23975 0 0 PAYCHEX INC COM 704326107 548 12047 SH SOLE 12047 0 0 PFIZER INC COM 717081103 3085 100732 SH SOLE 100732 0 0 PHILIP MORRIS INTL INC COM 718172109 1597 18327 SH SOLE 18327 0 0 PPL CORP COM 69351T106 2913 96793 SH SOLE 96793 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 7927 100084 SH SOLE 100084 0 0 QUALCOMM INC COM 747525103 1508 20314 SH SOLE 20314 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 3698 66699 SH SOLE 66699 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 4792 54139 SH SOLE 54139 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 7324 204921 SH SOLE 204921 0 0 SPDR INDEX SHS FDS S&P BRIC 40ETF 78463X798 338 14239 SH SOLE 14239 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 425 1740 SH SOLE 1740 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 10428 257104 SH SOLE 257104 0 0 TETRA TECHNOLOGIES INC DEL COM 88162F105 1104 89285 SH SOLE 89285 0 0 TUTOR PERINI CORP COM 901109108 7895 300200 SH SOLE 300200 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1371 13047 SH SOLE 13047 0 0 UNITEDHEALTH GROUP INC COM 91324P102 3097 41125 SH SOLE 41125 0 0 URANERZ ENERGY CORP COM 91688T104 17 14000 SH SOLE 14000 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 383 4796 SH SOLE 4796 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 238 2163 SH SOLE 2163 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 266 2419 SH SOLE 2419 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 344 4498 SH SOLE 4498 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 353 3680 SH SOLE 3680 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1342 15824 SH SOLE 15824 0 0 VANGUARD INDEX FDS REIT ETF 922908553 2424 37549 SH SOLE 37549 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 2605 26758 SH SOLE 26758 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1200 28783 SH SOLE 28783 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1251 25456 SH SOLE 25456 0 0 WELLS FARGO & CO NEW COM 949746101 1556 34272 SH SOLE 34272 0 0 WEYERHAEUSER CO COM 962166104 1661 52607 SH SOLE 52607 0 0