0001539947-19-000004.txt : 20190514 0001539947-19-000004.hdr.sgml : 20190514 20190514144804 ACCESSION NUMBER: 0001539947-19-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190514 DATE AS OF CHANGE: 20190514 EFFECTIVENESS DATE: 20190514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Family Management Corp CENTRAL INDEX KEY: 0001539947 IRS NUMBER: 133462173 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14892 FILM NUMBER: 19822221 BUSINESS ADDRESS: STREET 1: 485 MADISON AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 972-9600 MAIL ADDRESS: STREET 1: 485 MADISON AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001539947 XXXXXXXX 03-31-2019 03-31-2019 Family Management Corp

485 MADISON AVENUE 19TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-14892 N Philip Frank 212 872 9637 /s/ Philip Frank New York NY 03-31-2019 0 132 231943 false INFORMATION TABLE 2 qtr1st201913f.inftab.xml 1ST QTR 2019 13F HOLDINGS REPORT ALIBABA GROUP HLDG LTDSPONSORED ADS01609W102212411640SHSOLE 1164000ALPHABET INCCAP STK CL C02079K107366312SHSOLE 31200ALPHABET INCCAP STK CL A02079K30565655578SHSOLE 557800ALTRIA GROUP INCCOM02209S1033506095SHSOLE 609500AMAZON COM INCCOM02313510649452777SHSOLE 277700AMGEN INCCOM0311621005703002SHSOLE 300200APPLE INCCOM037833100851144806SHSOLE 4480600BERKSHIRE HATHAWAY INC DELCL A0846701086022SHSOLE 200BERKSHIRE HATHAWAY INC DELCL B NEW084670702255812732SHSOLE 1273200BLACKROCK 2022 GBL INCM OPPCOM09258P10456362097SHSOLE 6209700BLACKROCK CORPOR HI YLD FD ICOM09255P1071712166894SHSOLE 16689400BLACKROCK CR ALLCTN INC TRCOM09250810069756167SHSOLE 5616700BLACKROCK DEBT STRAT FD INCCOM NEW09255R2022148200343SHSOLE 20034300BLACKROCK MULTI-SECTOR INC TCOM09258A10757234453SHSOLE 3445300BLACKROCK MUN 2030 TAR TERMCOM SHS BEN IN09257P10534515509SHSOLE 1550900BLACKROCK MUNI INTER DR FD ICOM09253X10261144394SHSOLE 4439400BLACKROCK MUNIHLDGS NY QLTYCOM09255C10636328128SHSOLE 2812800BLACKROCK MUNIVEST FD INCCOM09253R10525728501SHSOLE 2850100BLACKROCK MUNIYIELD CALI QLTCOM09254N10368450762SHSOLE 5076200BLACKROCK MUNIYIELD INVST FDCOM09254R10418512854SHSOLE 1285400BLACKROCK MUNIYIELD QLTY FDCOM09254E10394072726SHSOLE 7272600BLACKROCK N Y MUN INCOME TRSH BEN INT09248L10615111583SHSOLE 1158300BLACKSTONE GROUP L PCOM UNIT LTD09253U10858116607SHSOLE 1660700BLACKSTONE GSO STRATEGIC CRCOM SHS BEN IN09257R1011894132891SHSOLE 13289100BP PLCSPONSORED ADR055622104138731734SHSOLE 3173400BRISTOL MYERS SQUIBB COCOM11012210883017396SHSOLE 1739600BROOKFIELD REAL ASSETS INCOMSHS BEN INT112830104162375059SHSOLE 7505900CAS MED SYS INCCOM PAR1247692095321883SHSOLE 2188300CENTRIC BRANDS INCCOM15644G1041058235000SHSOLE 23500000CHEMBIO DIAGNOSTICS INCCOM NEW1635722096010762SHSOLE 1076200CHEVRON CORP NEWCOM1667641005274280SHSOLE 428000CITIGROUP INCCOM NEW172967424312650249SHSOLE 5024900CONSTELLATION BRANDS INCCL A21036P10817339883SHSOLE 988300CREDIT SUISSE ASSET MGMT INCCOM224916106489157751SHSOLE 15775100DISNEY WALT COCOM DISNEY254687106333830060SHSOLE 3006000DISNEY WALT COCOM DISNEY2546871065555000SHCallSOLE 005000DOUBLELINE INCOME SOLUTIONSCOM258622109176188336SHSOLE 8833600DOUBLELINE OPPORTUNISTIC CRCOM258623107144571550SHSOLE 7155000EATON VANCE MUNI INCOME TRUSSH BEN INT27826U10833927782SHSOLE 2778200ENERGY TRANSFER LPCOM UT LTD PTN29273V10045329497SHSOLE 2767101826ENTERPRISE PRODS PARTNERS LCOM29379210746616005SHSOLE 154220583ENVESTNET INCCOM29404K106256139164SHSOLE 3916400EXCHANGE TRADED CONCEPTS TRROBO GLB ETF30150570745811835SHSOLE 1183500EXXON MOBIL CORPCOM30231G102343742542SHSOLE 4254200FACEBOOK INCCL A30303M102245314716SHSOLE 1471600FEDEX CORPCOM31428X106238013118SHSOLE 1311800FIRST TR INTER DUR PFD & INCOM33718W10323410740SHSOLE 1074000GABELLI EQUITY TR INCCOM3623971018714206SHSOLE 1420600GERON CORPCOM3741631031710200SHSOLE 1020000GOLDMAN SACHS ETF TREQUITY ETF381430503114820203SHSOLE 2020300GREAT AJAX CORPCOM38983D3002187159203SHSOLE 15920300HOME DEPOT INCCOM437076102473324666SHSOLE 2466600ILLUMINA INCCOM45232710920956742SHSOLE 674200INSEEGO CORPCOM45782B104995210725SHSOLE 21072500INTEL CORPCOM4581401003175894SHSOLE 589400INTERCONTINENTAL EXCHANGE INCOM45866F104199026136SHSOLE 2613600INTERNATIONAL BUSINESS MACHSCOM459200101344624419SHSOLE 2441900INVESCO ACTIVELY MANAGD ETFULTRA SHRT DUR46090A88760412020SHSOLE 1202000INVESCO EXCHNG TRADED FD TRVAR RATE PFD46138G87032113043SHSOLE 1304300INVESCO QUALITY MUNI INC TRSCOM46133G10725420955SHSOLE 2095500INVESCO VALUE MUN INCOME TRCOM46132P10841028420SHSOLE 2842000ISHARES TRCORE S&P TTL STK46428715010034155809SHSOLE 15580900ISHARES TRCORE S&P MCP ETF464287507315816674SHSOLE 1667400ISHARES TRUS HLTHCARE ETF4642877622781433SHSOLE 143300ISHARES TRCORE S&P SCP ETF464287804130016845SHSOLE 1684500ISHARES TRCALIF MUN BD ETF4642883562914889SHSOLE 488900ISHARES TRINTRM TR CRP ETF4642886382153906SHSOLE 390600ISHARES TRSH TR CRPORT ETF46428864622917433872SHSOLE 43387200ISHARES TRSHORT TREAS BD4642886791088398424SHSOLE 9842400ISHARES TRPFD AND INCM SEC464288687200654881SHSOLE 5488100ISHARES TRCORE MSCI TOTAL46432F834143724748SHSOLE 2474800ISHARES US ETF TRSHT MAT BD ETF46431W5073587119SHSOLE 711900JOHNSON & JOHNSONCOM478160104381627301SHSOLE 2730100JPMORGAN CHASE & COCOM46625H1004914854SHSOLE 485400LEXINGTON REALTY TRUSTCOM52904310111312512SHSOLE 1251200MCDONALDS CORPCOM5801351013571878SHSOLE 187800MEDTRONIC PLCSHSG5960L103289531786SHSOLE 1122030664MERCK & CO INCCOM58933Y105289134760SHSOLE 3476000MICROSOFT CORPCOM594918104656755683SHSOLE 5568300MILESTONE SCIENTIFIC INCCOM NEW59935P2092884029SHSOLE 8402900MORGAN STANLEY EM MKTS DM DECOM61747710439659771SHSOLE 5977100NANOVIRICIDES INCCOM NEW630087203414143SHSOLE 1414300NEW YORK MTG TR INCPFD-C CONV649604808109143877SHSOLE 4387700NUVEEN AMT FREE MUN CR INC FCOM67071L10638525492SHSOLE 2549200NUVEEN AMT FREE QLTY MUN INCCOM67065710552639405SHSOLE 3940500NUVEEN ARIZONA QLTY MUN INCCOM67061W10445035059SHSOLE 3505900NUVEEN MUN HIGH INCOME OPP FCOM67068210341930954SHSOLE 3095400NUVEEN MUN VALUE FD INCCOM67092810040340267SHSOLE 4026700NUVEEN NEW YORK AMT QLT MUNICOM67065610786668120SHSOLE 6812000NUVEEN NORTH CAROLINA QLTY MCOM67060P10033826565SHSOLE 2656500NUVEEN QUALITY MUNCP INCOMECOM67066V10175355504SHSOLE 5550400NUVEEN SELECT TAX FREE INCMSH BEN INT67062F10028619553SHSOLE 1955300NUVEEN SELECT TAX FREE INCMSH BEN INT67063C10620114404SHSOLE 1440400ORBCOMM INCCOM68555P1007911651SHSOLE 1165100PACWEST BANCORP DELCOM695263103306581501SHSOLE 8150100PARK CITY GROUP INCCOM NEW70021530415118850SHSOLE 1885000PAYPAL HLDGS INCCOM70450Y1032021946SHSOLE 194600PFIZER INCCOM71708110354912932SHSOLE 1293200PGIM GLOBAL HIGH YIELD FD INCOM69346J10650536255SHSOLE 3625500PHILIP MORRIS INTL INCCOM7181721092673020SHSOLE 302000PIMCO DYNMIC CREDIT AND MRTCOM SHS72202D106200985726SHSOLE 8572600PIMCO ETF TRACTIVE BD ETF72201R7751003295053SHSOLE 9505300PIMCO ETF TRENHAN SHRT MA AC72201R833421141463SHSOLE 4146300REGENERON PHARMACEUTICALSCOM75886F10735338603SHSOLE 860300RESEARCH FRONTIERS INCCOM7609111079343000SHSOLE 4300000RIVERNORTH OPPORTUNISTIC MUNCOM76883F10876036502SHSOLE 3650200ROYCE MICRO-CAP TR INCCOM7809151048710456SHSOLE 1045600SERVICENOW INCCOM81762P102255510365SHSOLE 1036500SPDR INDEX SHS FDSPORTFOLIO EMG MK78463X5092336524SHSOLE 652400SPDR S&P 500 ETF TRTR UNIT78462F10323578342SHSOLE 834200SPDR SER TRNUVEEN BRC MUNIC78468R7213717524SHSOLE 752400SPDR SERIES TRUSTS&P REGL BKG78464A698114222252SHSOLE 2225200SQUARE INCCL A852234103249633309SHSOLE 3330900STRYKER CORPCOM8636671016883482SHSOLE 348200TARGET CORPCOM87612E1066428000SHSOLE 800000TEMPLETON EMERG MKTS INCOMECOM88019210945944846SHSOLE 4484600TYME TECHNOLOGIES INCCOM90238J103246140000SHSOLE 14000000UNITED TECHNOLOGIES CORPCOM913017109331225696SHSOLE 2569600UNITEDHEALTH GROUP INCCOM91324P102305312347SHSOLE 1234700US BANCORP DELCOM NEW902973304365575851SHSOLE 7585100VANGUARD GROUPDIV APP ETF921908844438139962SHSOLE 3996200VANGUARD INDEX FDSTOTAL STK MKT9229087693262251SHSOLE 225100VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427425427414SHSOLE 741400VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428582225230SHSOLE 523000VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409202725418SHSOLE 2541800VANGUARD SCOTTSDALE FDSMORTG-BACK SEC92206C77163712165SHSOLE 1216500VERIZON COMMUNICATIONS INCCOM92343V104342457900SHSOLE 5790000VISA INCCOM CL A92826C839461229530SHSOLE 2953000WALMART INCCOM931142103273828078SHSOLE 2807800WESTERN ASSET EMRG MKT DEBTCOM95766A10145833594SHSOLE 3359400WEYERHAEUSER COCOM962166104178167608SHSOLE 6760800XYLEM INCCOM98419M1002262860SHSOLE 286000