0001539947-13-000004.txt : 20130515
0001539947-13-000004.hdr.sgml : 20130515
20130515131133
ACCESSION NUMBER: 0001539947-13-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130515
DATE AS OF CHANGE: 20130515
EFFECTIVENESS DATE: 20130515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Family Management Corp
CENTRAL INDEX KEY: 0001539947
IRS NUMBER: 133462173
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14892
FILM NUMBER: 13845335
BUSINESS ADDRESS:
STREET 1: 485 MADISON AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 972-9600
MAIL ADDRESS:
STREET 1: 485 MADISON AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
qtr12013.txt
FORM 13F-HR QTR 1 2013
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Family Management Corporation
Address: 485 Madison Avenue
19th Floor
New York, NY 10022
13F File Number: 028-35943
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Philip Frank
Title: General Counsel
Phone: (212) 872-9637
Signature, Place, and Date of Signing:
/s/ Philip Frank New York, NY May 15, 2013
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 80
Form 13F Information Table Value Total: $167,129 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ABBOTT LABS COM 002824100 5030 142400 SH Sole 138750 3650
ACCESS MIDSTREAM PARTNERS L UNIT 00434L109 2896 71725 SH Sole 67325 4400
ALPHATEC HOLDINGS INC COM 02081G102 45 21411 SH Sole 21411
AMERICAN INTL GROUP INC COM NEW 026874784 2264 58325 SH Sole 57925 400
AMERICAN SUPERCONDUCTOR CORP COM 030111108 29 10925 SH Sole 10925
AMGEN INC COM 031162100 205 2000 SH Sole 2000
APPLE INC COM 037833100 6353 14350 SH Sole 14219 131
AT&T INC COM 00206R102 5211 142030 SH Sole 139676 2354
BERKSHIRE HATHAWAY INC DEL CL A 084670108 469 3 SH Sole 3
BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 5394 184040 SH Sole 175465 8575
BOEING CO COM 097023105 6183 72025 SH Sole 70775 1250
BONA FILM GROUP LTD SPONSORED ADS 09777B107 79 17200 SH Sole 17200
BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 3129 156125 SH Sole 147550 8575
BRISTOL MYERS SQUIBB CO COM 110122108 6818 165520 SH Sole 163945 1575
CHEVRON CORP NEW COM 166764100 542 4560 SH Sole 4560
CHUBB CORP COM 171232101 438 5000 SH Sole 5000
COACH INC COM 189754104 250 5000 SH Sole 5000
COCA COLA CO COM 191216100 747 18480 SH Sole 18480
COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 4091 96650 SH Sole 94650 2000
COPANO ENERGY L L C COM UNITS 217202100 2472 61000 SH Sole 59000 2000
CRESTWOOD MIDSTREAM PRTNERS COM UNITS REPSTG 226372100 1689 70800 SH Sole 67375 3425
CVR PARTNERS LP COM 126633106 550 21975 SH Sole 20200 1775
DOW CHEM CO COM 260543103 3441 108075 SH Sole 107175 900
DU PONT E I DE NEMOURS & CO COM 263534109 4894 99543 SH Sole 97968 1575
EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 2747 62625 SH Sole 60275 2350
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 2686 45925 SH Sole 43175 2750
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 4268 84200 SH Sole 79950 4250
ENSCO PLC SHS CLASS A G3157S106 4317 71950 SH Sole 71425 525
ENTERPRISE PRODS PARTNERS L COM 293792107 1837 30473 SH Sole 29723 750
EXXON MOBIL CORP COM 30231G102 2130 23637 SH Sole 23637
FACEBOOK INC CL A 30303M102 771 30154 SH Sole 30154
FELCOR LODGING TR INC COM 31430F101 180 30200 SH Sole 30200
FORD MTR CO DEL COM PAR $0.01 345370860 482 36675 SH Sole 36675
GENERAL ELECTRIC CO COM 369604103 6220 269026 SH Sole 263901 5125
HOME DEPOT INC COM 437076102 209 3000 SH Sole 3000
ILLINOIS TOOL WKS INC COM 452308109 427 7000 SH Sole 7000
IMAX CORP COM 45245E109 505 18900 SH Sole 18900
INTERNATIONAL BUSINESS MACHS COM 459200101 7662 35919 SH Sole 1951 33968
ISHARES GOLD TRUST ISHARES 464285105 629 40500 SH Sole 40500
JOHNSON & JOHNSON COM 478160104 1281 15718 SH Sole 15718
JOHNSON CTLS INC COM 478366107 556 15850 SH Sole 14375 1475
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 3607 40175 SH Sole 38800 1375
KINDER MORGAN INC DEL COM 49456B101 2499 64600 SH Sole 62350 2250
KKR FINL HLDGS LLC COM 48248A306 1026 92725 SH Sole 92725
LEXINGTON REALTY TRUST COM 529043101 1837 155700 SH Sole 154700 1000
LINN ENERGY LLC UNIT LTD LIAB 536020100 2979 78450 SH Sole 75300 3150
LINNCO LLC COMSHS LTD INT 535782106 842 21550 SH Sole 20625 925
MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 3684 60645 SH Sole 56995 3650
MERCK & CO INC NEW COM 58933Y105 318 7197 SH Sole 7197
METLIFE INC COM 59156R108 578 15200 SH Sole 15200
MICROSOFT CORP COM 594918104 747 26126 SH Sole 26126
MONDELEZ INTL INC CL A 609207105 3290 107450 SH Sole 106625 825
MTR GAMING GROUP INC COM 553769100 66 20000 SH Sole 20000
NEWMONT MINING CORP COM 651639106 356 8500 SH Sole 8500
NORTHWEST BIOTHERAPEUTICS IN COM PAR $0.001 66737P600 74 20580 SH Sole 20580
NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 1384 42575 SH Sole 38725 3850
PARKERVISION INC COM 701354102 64 17500 SH Sole 17500
PENNANTPARK INVT CORP COM 708062104 367 32500 SH Sole 32500
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 2568 45475 SH Sole 44225 1250
POTASH CORP SASK INC COM 73755L107 4329 110300 SH Sole 107800 2500
PROCTER & GAMBLE CO COM 742718109 414 5376 SH Sole 5376
REALTY INCOME CORP COM 756109104 2512 55400 SH Sole 54700 700
REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 727 29000 SH Sole 25650 3350
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 4430 67982 SH Sole 66382 1600
SANDRIDGE PERMIAN TR COM UNIT BEN INT 80007A102 2563 174825 SH Sole 171700 3125
SCHLUMBERGER LTD COM 806857108 432 5770 SH Sole 5770
SIRIUS XM RADIO INC COM 82967N108 213 69175 SH Sole 69175
SPDR GOLD TRUST GOLD SHS 78463V107 308 1992 SH Sole 1642 350
SUPERVALU INC COM 868536103 101 20000 SH Sole 20000
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 288 7250 SH Sole 7250
UNITED PARCEL SERVICE INC CL B 911312106 434 5055 SH Sole 5055
US BANCORP DEL COM NEW 902973304 483 14225 SH Sole 14225
VERIZON COMMUNICATIONS INC COM 92343V104 5500 111898 SH Sole 110687 1211
VIACOM INC NEW CL B 92553P201 2558 41600 SH Sole 40825 775
WADDELL & REED FINL INC CL A 930059100 2429 55475 SH Sole 55475
WELLS FARGO & CO NEW COM 949746101 5773 156075 SH Sole 153575 2500
WILLIAMS COS INC DEL COM 969457100 3567 95225 SH Sole 95225
WILLIAMS PARTNERS L P COM UNIT L P 96950F104 3188 61550 SH Sole 58100 3450
WYNN RESORTS LTD COM 983134107 375 3000 SH Sole 3000
XPLORE TECHNOLOGIES CORP COM PAR $0.001 983950700 93 24024 SH Sole 24024