0001539947-13-000004.txt : 20130515 0001539947-13-000004.hdr.sgml : 20130515 20130515131133 ACCESSION NUMBER: 0001539947-13-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 EFFECTIVENESS DATE: 20130515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Family Management Corp CENTRAL INDEX KEY: 0001539947 IRS NUMBER: 133462173 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14892 FILM NUMBER: 13845335 BUSINESS ADDRESS: STREET 1: 485 MADISON AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 972-9600 MAIL ADDRESS: STREET 1: 485 MADISON AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 qtr12013.txt FORM 13F-HR QTR 1 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Family Management Corporation Address: 485 Madison Avenue 19th Floor New York, NY 10022 13F File Number: 028-35943 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Philip Frank Title: General Counsel Phone: (212) 872-9637 Signature, Place, and Date of Signing: /s/ Philip Frank New York, NY May 15, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 80 Form 13F Information Table Value Total: $167,129 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABS COM 002824100 5030 142400 SH Sole 138750 3650 ACCESS MIDSTREAM PARTNERS L UNIT 00434L109 2896 71725 SH Sole 67325 4400 ALPHATEC HOLDINGS INC COM 02081G102 45 21411 SH Sole 21411 AMERICAN INTL GROUP INC COM NEW 026874784 2264 58325 SH Sole 57925 400 AMERICAN SUPERCONDUCTOR CORP COM 030111108 29 10925 SH Sole 10925 AMGEN INC COM 031162100 205 2000 SH Sole 2000 APPLE INC COM 037833100 6353 14350 SH Sole 14219 131 AT&T INC COM 00206R102 5211 142030 SH Sole 139676 2354 BERKSHIRE HATHAWAY INC DEL CL A 084670108 469 3 SH Sole 3 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 5394 184040 SH Sole 175465 8575 BOEING CO COM 097023105 6183 72025 SH Sole 70775 1250 BONA 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2750 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 4268 84200 SH Sole 79950 4250 ENSCO PLC SHS CLASS A G3157S106 4317 71950 SH Sole 71425 525 ENTERPRISE PRODS PARTNERS L COM 293792107 1837 30473 SH Sole 29723 750 EXXON MOBIL CORP COM 30231G102 2130 23637 SH Sole 23637 FACEBOOK INC CL A 30303M102 771 30154 SH Sole 30154 FELCOR LODGING TR INC COM 31430F101 180 30200 SH Sole 30200 FORD MTR CO DEL COM PAR $0.01 345370860 482 36675 SH Sole 36675 GENERAL ELECTRIC CO COM 369604103 6220 269026 SH Sole 263901 5125 HOME DEPOT INC COM 437076102 209 3000 SH Sole 3000 ILLINOIS TOOL WKS INC COM 452308109 427 7000 SH Sole 7000 IMAX CORP COM 45245E109 505 18900 SH Sole 18900 INTERNATIONAL BUSINESS MACHS COM 459200101 7662 35919 SH Sole 1951 33968 ISHARES GOLD TRUST ISHARES 464285105 629 40500 SH Sole 40500 JOHNSON & JOHNSON COM 478160104 1281 15718 SH Sole 15718 JOHNSON CTLS INC COM 478366107 556 15850 SH Sole 14375 1475 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 3607 40175 SH Sole 38800 1375 KINDER MORGAN INC DEL COM 49456B101 2499 64600 SH Sole 62350 2250 KKR FINL HLDGS LLC COM 48248A306 1026 92725 SH Sole 92725 LEXINGTON REALTY TRUST COM 529043101 1837 155700 SH Sole 154700 1000 LINN ENERGY LLC UNIT LTD LIAB 536020100 2979 78450 SH Sole 75300 3150 LINNCO LLC COMSHS LTD INT 535782106 842 21550 SH Sole 20625 925 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 3684 60645 SH Sole 56995 3650 MERCK & CO INC NEW COM 58933Y105 318 7197 SH Sole 7197 METLIFE INC COM 59156R108 578 15200 SH Sole 15200 MICROSOFT CORP COM 594918104 747 26126 SH Sole 26126 MONDELEZ INTL INC CL A 609207105 3290 107450 SH Sole 106625 825 MTR GAMING GROUP INC COM 553769100 66 20000 SH Sole 20000 NEWMONT MINING CORP COM 651639106 356 8500 SH Sole 8500 NORTHWEST BIOTHERAPEUTICS IN COM PAR $0.001 66737P600 74 20580 SH Sole 20580 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 1384 42575 SH Sole 38725 3850 PARKERVISION INC COM 701354102 64 17500 SH Sole 17500 PENNANTPARK INVT CORP COM 708062104 367 32500 SH Sole 32500 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 2568 45475 SH Sole 44225 1250 POTASH CORP SASK INC COM 73755L107 4329 110300 SH Sole 107800 2500 PROCTER & GAMBLE CO COM 742718109 414 5376 SH Sole 5376 REALTY INCOME CORP COM 756109104 2512 55400 SH Sole 54700 700 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 727 29000 SH Sole 25650 3350 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 4430 67982 SH Sole 66382 1600 SANDRIDGE PERMIAN TR COM UNIT BEN INT 80007A102 2563 174825 SH Sole 171700 3125 SCHLUMBERGER LTD COM 806857108 432 5770 SH Sole 5770 SIRIUS XM RADIO INC COM 82967N108 213 69175 SH Sole 69175 SPDR GOLD TRUST GOLD SHS 78463V107 308 1992 SH Sole 1642 350 SUPERVALU INC COM 868536103 101 20000 SH Sole 20000 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 288 7250 SH Sole 7250 UNITED PARCEL SERVICE INC CL B 911312106 434 5055 SH Sole 5055 US BANCORP DEL COM NEW 902973304 483 14225 SH Sole 14225 VERIZON COMMUNICATIONS INC COM 92343V104 5500 111898 SH Sole 110687 1211 VIACOM INC NEW CL B 92553P201 2558 41600 SH Sole 40825 775 WADDELL & REED FINL INC CL A 930059100 2429 55475 SH Sole 55475 WELLS FARGO & CO NEW COM 949746101 5773 156075 SH Sole 153575 2500 WILLIAMS COS INC DEL COM 969457100 3567 95225 SH Sole 95225 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 3188 61550 SH Sole 58100 3450 WYNN RESORTS LTD COM 983134107 375 3000 SH Sole 3000 XPLORE TECHNOLOGIES CORP COM PAR $0.001 983950700 93 24024 SH Sole 24024