0001539947-13-000002.txt : 20130219 0001539947-13-000002.hdr.sgml : 20130219 20130215161119 ACCESSION NUMBER: 0001539947-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130215 DATE AS OF CHANGE: 20130215 EFFECTIVENESS DATE: 20130215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Family Management Corp CENTRAL INDEX KEY: 0001539947 IRS NUMBER: 133462173 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14892 FILM NUMBER: 13619823 BUSINESS ADDRESS: STREET 1: 485 MADISON AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 972-9600 MAIL ADDRESS: STREET 1: 485 MADISON AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 qtr4th2012.txt 4TH QTR 2012 HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Family Management Corporation Address: 485 Madison Avenue 19th Floor New York, NY 10022 13F File Number: 028-35943 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Philip Frank Title: General Counsel Phone: (212) 872-9637 Signature, Place, and Date of Signing: /s/ Philip Frank New York, NY February 15, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 80 Form 13F Information Table Value Total: $161,858 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ACCESS MIDSTREAM PARTNERS L UNIT 00434L109 2448 73000 Sole 68600 4400 ALPHATEC HOLDINGS INC COM 02081G102 35 21411 Sole 21411 AMERICAN INTL GROUP INC COM NEW 026874784 1890 53550 Sole 53150 400 AMERICAN SUPERCONDUCTOR CORP COM 030111108 29 10925 Sole 10925 APPLE INC COM 037833100 7462 14021 Sole 13865 156 AT&T INC COM 00206R102 4843 143655 Sole 141151 2504 BALTIC TRADING LIMITED COM Y0553W103 36 12000 Sole 12000 BERKSHIRE HATHAWAY INC DEL CL A 084670108 402 3 Sole 3 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 4680 187965 Sole 178890 9075 BOEING CO COM 097023105 5511 73125 Sole 71675 1450 BONA FILM GROUP LTD SPONSORED ADS 09777B107 85 17200 Sole 17200 BREITBURN ENERGY 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Sole 82800 4250 ENSCO PLC SHS CLASS A G3157S106 4311 72725 Sole 72200 525 ENTERPRISE PRODS PARTNERS L COM 293792107 1526 30473 Sole 29723 750 EXXON MOBIL CORP COM 30231G102 1718 19850 Sole 19850 FACEBOOK INC CL A 30303M102 803 30154 Sole 30154 FELCOR LODGING TR INC COM 31430F101 141 30200 Sole 30200 FORD MTR CO DEL COM PAR $0.01 345370860 475 36675 Sole 36675 GENERAL ELECTRIC CO COM 369604103 5723 272676 Sole 267151 5525 ILLINOIS TOOL WKS INC COM 452308109 426 7000 Sole 7000 IMAX CORP COM 45245E109 425 18900 Sole 18900 INTERNATIONAL BUSINESS MACHS COM 459200101 6880 35919 Sole 1951 33968 ISHARES GOLD TRUST ISHARES 464285105 692 42500 Sole 42500 JOHNSON & JOHNSON COM 478160104 920 13125 Sole 13125 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 3263 40900 Sole 39525 1375 KINDER MORGAN INC DEL COM 49456B101 2307 65300 Sole 62725 2575 KKR FINANCIAL HLDGS LLC COM 48248A306 1249 118250 Sole 118250 LEXINGTON REALTY TRUST COM 529043101 1633 156225 Sole 155225 1000 LINN ENERGY LLC UNIT 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365 5376 Sole 5376 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 544 25075 Sole 21725 3350 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 3748 54357 Sole 53432 925 SANDRIDGE PERMIAN TR COM UNIT BEN INT 80007A102 3782 222189 Sole 217139 5050 SCHLUMBERGER LTD COM 806857108 400 5770 Sole 5770 SIRIUS XM RADIO INC COM 82967N108 197 68250 Sole 68250 SPDR GOLD TRUST GOLD SHS 78463V107 319 1967 Sole 1617 350 SUPERVALU INC COM 868536103 49 20000 Sole 20000 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 271 7250 Sole 7250 UNITED PARCEL SERVICE INC CL B 911312106 373 5055 Sole 5055 US BANCORP DEL COM NEW 902973304 454 14225 Sole 14225 VERIZON COMMUNICATIONS INC COM 92343V104 4783 110548 Sole 109062 1486 VIACOM INC NEW CL B 92553P201 2236 42400 Sole 41275 1125 WADDELL & REED FINL INC CL A 930059100 1978 56800 Sole 56525 275 WELLS FARGO & CO NEW COM 949746101 5392 157750 Sole 154875 2875 WEYERHAEUSER CO COM 962166104 3082 110775 Sole 109975 800 WILLIAMS COS INC DEL COM 969457100 3003 91725 Sole 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