0001539947-13-000002.txt : 20130219
0001539947-13-000002.hdr.sgml : 20130219
20130215161119
ACCESSION NUMBER: 0001539947-13-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130215
DATE AS OF CHANGE: 20130215
EFFECTIVENESS DATE: 20130215
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Family Management Corp
CENTRAL INDEX KEY: 0001539947
IRS NUMBER: 133462173
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14892
FILM NUMBER: 13619823
BUSINESS ADDRESS:
STREET 1: 485 MADISON AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 972-9600
MAIL ADDRESS:
STREET 1: 485 MADISON AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
qtr4th2012.txt
4TH QTR 2012 HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Family Management Corporation
Address: 485 Madison Avenue
19th Floor
New York, NY 10022
13F File Number: 028-35943
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Philip Frank
Title: General Counsel
Phone: (212) 872-9637
Signature, Place, and Date of Signing:
/s/ Philip Frank New York, NY February 15, 2013
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 80
Form 13F Information Table Value Total: $161,858 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ACCESS MIDSTREAM PARTNERS L UNIT 00434L109 2448 73000 Sole 68600 4400
ALPHATEC HOLDINGS INC COM 02081G102 35 21411 Sole 21411
AMERICAN INTL GROUP INC COM NEW 026874784 1890 53550 Sole 53150 400
AMERICAN SUPERCONDUCTOR CORP COM 030111108 29 10925 Sole 10925
APPLE INC COM 037833100 7462 14021 Sole 13865 156
AT&T INC COM 00206R102 4843 143655 Sole 141151 2504
BALTIC TRADING LIMITED COM Y0553W103 36 12000 Sole 12000
BERKSHIRE HATHAWAY INC DEL CL A 084670108 402 3 Sole 3
BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 4680 187965 Sole 178890 9075
BOEING CO COM 097023105 5511 73125 Sole 71675 1450
BONA FILM GROUP LTD SPONSORED ADS 09777B107 85 17200 Sole 17200
BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 4216 228250 Sole 217300 10950
BRISTOL MYERS SQUIBB CO COM 110122108 5478 168095 Sole 166120 1975
CHEVRON CORP NEW COM 166764100 493 4560 Sole 4560
CHUBB CORP COM 171232101 377 5000 Sole 5000
COACH INC COM 189754104 278 5000 Sole 5000
COCA COLA CO COM 191216100 670 18480 Sole 18480
COLDWATER CREEK INC COM NEW 193068202 54 11250 Sole 11250
COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 4135 98475 Sole 96125 2350
COPANO ENERGY L L C COM UNITS 217202100 1971 62300 Sole 60300 2000
CRESTWOOD MIDSTREAM PRTNERS COM UNITS REPSTG 226372100 275 12750 Sole 12750
DOMINION RES INC VA NEW COM 25746U109 5043 97360 Sole 95760 1600
DOW CHEM CO COM 260543103 2771 85700 Sole 85700
DU PONT E I DE NEMOURS & CO COM 263534109 4472 99418 Sole 97568 1850
EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 2353 63650 Sole 61300 2350
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 2113 46450 Sole 43700 2750
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 3737 87050 Sole 82800 4250
ENSCO PLC SHS CLASS A G3157S106 4311 72725 Sole 72200 525
ENTERPRISE PRODS PARTNERS L COM 293792107 1526 30473 Sole 29723 750
EXXON MOBIL CORP COM 30231G102 1718 19850 Sole 19850
FACEBOOK INC CL A 30303M102 803 30154 Sole 30154
FELCOR LODGING TR INC COM 31430F101 141 30200 Sole 30200
FORD MTR CO DEL COM PAR $0.01 345370860 475 36675 Sole 36675
GENERAL ELECTRIC CO COM 369604103 5723 272676 Sole 267151 5525
ILLINOIS TOOL WKS INC COM 452308109 426 7000 Sole 7000
IMAX CORP COM 45245E109 425 18900 Sole 18900
INTERNATIONAL BUSINESS MACHS COM 459200101 6880 35919 Sole 1951 33968
ISHARES GOLD TRUST ISHARES 464285105 692 42500 Sole 42500
JOHNSON & JOHNSON COM 478160104 920 13125 Sole 13125
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 3263 40900 Sole 39525 1375
KINDER MORGAN INC DEL COM 49456B101 2307 65300 Sole 62725 2575
KKR FINANCIAL HLDGS LLC COM 48248A306 1249 118250 Sole 118250
LEXINGTON REALTY TRUST COM 529043101 1633 156225 Sole 155225 1000
LINN ENERGY LLC UNIT LTD LIAB 536020100 2570 72925 Sole 69775 3150
LINNCO LLC COMSHS LTD INT 535782106 347 9600 Sole 8675 925
LRR ENERGY LP COM 50214A104 258 15000 Sole 15000
MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 3151 61770 Sole 58120 3650
MCDONALDS CORP COM 580135101 5079 57581 Sole 56431 1150
MERCK & CO INC NEW COM 58933Y105 295 7197 Sole 7197
METLIFE INC COM 59156R108 501 15200 Sole 15200
MICROSOFT CORP COM 594918104 695 26026 Sole 26026
MONDELEZ INTL INC CL A 609207105 2777 109100 Sole 107725 1375
MTR GAMING GROUP INC COM 553769100 83 20000 Sole 20000
NEWMONT MINING CORP COM 651639106 395 8500 Sole 8500
NORTHWEST BIOTHERAPEUTICS IN COM PAR $0.001 66737P600 64 20580 Sole 20580
NOVARTIS A G SPONSORED ADR 66987V109 4804 75900 Sole 74225 1675
NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 1218 43975 Sole 40125 3850
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 2039 45075 Sole 43825 1250
POTASH CORP SASK INC COM 73755L107 3742 91975 Sole 90625 1350
PROCTER & GAMBLE CO COM 742718109 365 5376 Sole 5376
REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 544 25075 Sole 21725 3350
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 3748 54357 Sole 53432 925
SANDRIDGE PERMIAN TR COM UNIT BEN INT 80007A102 3782 222189 Sole 217139 5050
SCHLUMBERGER LTD COM 806857108 400 5770 Sole 5770
SIRIUS XM RADIO INC COM 82967N108 197 68250 Sole 68250
SPDR GOLD TRUST GOLD SHS 78463V107 319 1967 Sole 1617 350
SUPERVALU INC COM 868536103 49 20000 Sole 20000
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 271 7250 Sole 7250
UNITED PARCEL SERVICE INC CL B 911312106 373 5055 Sole 5055
US BANCORP DEL COM NEW 902973304 454 14225 Sole 14225
VERIZON COMMUNICATIONS INC COM 92343V104 4783 110548 Sole 109062 1486
VIACOM INC NEW CL B 92553P201 2236 42400 Sole 41275 1125
WADDELL & REED FINL INC CL A 930059100 1978 56800 Sole 56525 275
WELLS FARGO & CO NEW COM 949746101 5392 157750 Sole 154875 2875
WEYERHAEUSER CO COM 962166104 3082 110775 Sole 109975 800
WILLIAMS COS INC DEL COM 969457100 3003 91725 Sole 91300 425
WILLIAMS PARTNERS L P COM UNIT L P 96950F104 2786 57250 Sole 53800 3450
WINTHROP RLTY TR SH BEN INT NEW 976391300 1173 106175 Sole 99150 7025
WYNN RESORTS LTD COM 983134107 337 3000 Sole 3000
YAHOO INC COM 984332106 219 11000 Sole 11000