0001539947-12-000008.txt : 20121114
0001539947-12-000008.hdr.sgml : 20121114
20121114153150
ACCESSION NUMBER: 0001539947-12-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121114
DATE AS OF CHANGE: 20121114
EFFECTIVENESS DATE: 20121114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Family Management Corp
CENTRAL INDEX KEY: 0001539947
IRS NUMBER: 133462173
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14892
FILM NUMBER: 121204016
BUSINESS ADDRESS:
STREET 1: 485 MADISON AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 972-9600
MAIL ADDRESS:
STREET 1: 485 MADISON AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
qtr3rd2012.txt
13F HOLDINGS REPORT 3RD QUARTER 2012
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Family Management Corporation
Address: 485 Madison Avenue
19th Floor
New York, NY 10022
13F File Number: 028-35943
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Philip Frank
Title: General Counsel
Phone: (212) 872-9637
Signature, Place, and Date of Signing:
/s/ Philip Frank New York, NY November 14, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 80
Form 13F Information Table Value Total: $155,424 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ABBOTT LABS COM 002824100 5078 74066 SH Sole 73060 1006
ALPHATEC HOLDINGS INC COM 02081G102 28 17000 SH Sole 17000
AMAZON COM INC COM 023135106 434 1705 SH Sole 1705
AMERICAN INTL GROUP INC COM NEW 026874784 1750 53375 SH Sole 52975 400
AMERICAN SUPERCONDUCTOR CORP COM 030111108 45 10925 SH Sole 10925
APPLE INC COM 037833100 6128 9186 SH Sole 9155 31
AT&T INC COM 00206R102 5478 145310 SH Sole 143856 1454
BALTIC TRADING LIMITED COM Y0553W103 39 12000 SH Sole 12000
BECTON DICKINSON & CO COM 075887109 2357 30000 SH Sole 30000
BERKSHIRE HATHAWAY INC DEL CL A 084670108 398 3 SH Sole 3
BLACKSTONE GROUP L P COM UNIT LTD 09253U108 143 10000 SH Sole 10000
BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 4937 176965 SH Sole 174890 2075
BOEING CO COM 097023105 4993 71750 SH Sole 70300 1450
BONA FILM GROUP LTD SPONSORED ADS 09777B107 90 17200 SH Sole 17200
BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 4135 212825 SH Sole 208725 4100
BRISTOL MYERS SQUIBB CO COM 110122108 2494 73895 SH Sole 73895
CHEVRON CORP NEW COM 166764100 532 4560 SH Sole 4560
CHUBB CORP COM 171232101 381 5000 SH Sole 5000
COCA COLA CO COM 191216100 698 18400 SH Sole 18400
COLDWATER CREEK INC COM 193068103 37 45000 SH Sole 45000
COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 3024 79050 SH Sole 77450 1600
CONOCOPHILLIPS COM 20825C104 3869 67659 SH Sole 66809 850
CONSOLIDATED EDISON INC COM 209115104 1431 23900 SH Sole 23650 250
COPANO ENERGY L L C COM UNITS 217202100 1557 47225 SH Sole 47225
CSX CORP COM 126408103 3774 181900 SH Sole 180050 1850
CVR PARTNERS LP COM 126633106 207 7900 SH Sole 7125 775
DOMINION RES INC VA NEW COM 25746U109 5219 98585 SH Sole 97385 1200
DOW CHEM CO COM 260543103 1072 37025 SH Sole 37025
DU PONT E I DE NEMOURS & CO COM 263534109 4919 97843 SH Sole 95993 1850
EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 847 22750 SH Sole 22750
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 2196 48575 SH Sole 47825 750
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 3504 82300 SH Sole 80775 1525
ENSCO PLC SHS CLASS A G3157S106 4032 73900 SH Sole 73100 800
ENTERPRISE PRODS PARTNERS L COM 293792107 1670 31148 SH Sole 30398 750
EXXON MOBIL CORP COM 30231G102 1813 19829 SH Sole 19829
FACEBOOK INC CL A 30303M102 438 20200 SH Sole 20200
FELCOR LODGING TR INC COM 31430F101 143 30200 SH Sole 30200
FORD MTR CO DEL COM PAR $0.01 345370860 368 37372 SH Sole 37372
GENERAL ELECTRIC CO COM 369604103 6007 264501 SH Sole 258976 5525
ILLINOIS TOOL WKS INC COM 452308109 416 7000 SH Sole 7000
IMAX CORP COM 45245E109 376 18900 SH Sole 18900
INTERNATIONAL BUSINESS MACHS COM 459200101 7420 35769 SH Sole 1801 33968
ISHARES GOLD TRUST ISHARES 464285105 794 46000 SH Sole 46000
JOHNSON & JOHNSON COM 478160104 899 13050 SH Sole 13050
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 3207 38875 SH Sole 38875
KINDER MORGAN INC DEL COM 49456B101 2034 57275 SH Sole 57275
KKR FINANCIAL HLDGS LLC COM 48248A306 1209 120250 SH Sole 120250
LEXINGTON REALTY TRUST COM 529043101 1516 156975 SH Sole 155975 1000
LINN ENERGY LLC UNIT LTD LIAB 536020100 2413 58500 SH Sole 57375 1125
LRR ENERGY LP COM 50214A104 283 15000 SH Sole 15000
MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 3191 58645 SH Sole 56995 1650
MCDONALDS CORP COM 580135101 2888 31481 SH Sole 30706 775
MERCK & CO INC NEW COM 58933Y105 325 7197 SH Sole 7197
METLIFE INC COM 59156R108 524 15200 SH Sole 15200
MICROSOFT CORP COM 594918104 775 26026 SH Sole 26026
MTR GAMING GROUP INC COM 553769100 84 20000 SH Sole 20000
NEWMONT MINING CORP COM 651639106 616 11000 SH Sole 11000
NOVARTIS A G SPONSORED ADR 66987V109 4731 77225 SH Sole 75550 1675
NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 1126 35350 SH Sole 34750 600
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1905 21600 SH Sole 20975 625
POTASH CORP SASK INC COM 73755L107 1926 44350 SH Sole 44025 325
POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 373 12675 SH Sole 12675
PROCTER & GAMBLE CO COM 742718109 373 5376 SH Sole 5376
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 2546 36682 SH Sole 36082 600
SANDRIDGE PERMIAN TR COM UNIT BEN INT 80007A102 4605 231189 SH Sole 228364 2825
SCHLUMBERGER LTD COM 806857108 417 5770 SH Sole 5770
SPDR GOLD TRUST GOLD SHS 78463V107 338 1967 SH Sole 1617 350
SUPERVALU INC COM 868536103 48 20000 SH Sole 20000
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 342 8250 SH Sole 8250
UNITED PARCEL SERVICE INC CL B 911312106 358 5000 SH Sole 5000
US BANCORP DEL COM NEW 902973304 488 14225 SH Sole 14225
VERIZON COMMUNICATIONS INC COM 92343V104 5006 109853 SH Sole 108367 1486
WADDELL & REED FINL INC CL A 930059100 1906 58150 SH Sole 57875 275
WELLS FARGO & CO NEW COM 949746101 3009 87150 SH Sole 85700 1450
WEYERHAEUSER CO COM 962166104 3456 132225 SH Sole 130950 1275
WILLIAMS COS INC DEL COM 969457100 2544 72750 SH Sole 72750
WILLIAMS PARTNERS L P COM UNIT L P 96950F104 2805 51300 SH Sole 49850 1450
WINTHROP RLTY TR SH BEN INT NEW 976391300 1201 111450 SH Sole 105675 5775
WYNN RESORTS LTD COM 983134107 462 4000 SH Sole 4000
YAHOO INC COM 984332106 224 14000 SH Sole 14000