0001539947-12-000008.txt : 20121114 0001539947-12-000008.hdr.sgml : 20121114 20121114153150 ACCESSION NUMBER: 0001539947-12-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Family Management Corp CENTRAL INDEX KEY: 0001539947 IRS NUMBER: 133462173 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14892 FILM NUMBER: 121204016 BUSINESS ADDRESS: STREET 1: 485 MADISON AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 972-9600 MAIL ADDRESS: STREET 1: 485 MADISON AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 qtr3rd2012.txt 13F HOLDINGS REPORT 3RD QUARTER 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Family Management Corporation Address: 485 Madison Avenue 19th Floor New York, NY 10022 13F File Number: 028-35943 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Philip Frank Title: General Counsel Phone: (212) 872-9637 Signature, Place, and Date of Signing: /s/ Philip Frank New York, NY November 14, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 80 Form 13F Information Table Value Total: $155,424 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABS COM 002824100 5078 74066 SH Sole 73060 1006 ALPHATEC HOLDINGS INC COM 02081G102 28 17000 SH Sole 17000 AMAZON COM INC COM 023135106 434 1705 SH Sole 1705 AMERICAN INTL GROUP INC COM NEW 026874784 1750 53375 SH Sole 52975 400 AMERICAN SUPERCONDUCTOR CORP COM 030111108 45 10925 SH Sole 10925 APPLE INC COM 037833100 6128 9186 SH Sole 9155 31 AT&T INC COM 00206R102 5478 145310 SH Sole 143856 1454 BALTIC TRADING LIMITED COM Y0553W103 39 12000 SH Sole 12000 BECTON DICKINSON & CO COM 075887109 2357 30000 SH Sole 30000 BERKSHIRE HATHAWAY INC DEL CL A 084670108 398 3 SH Sole 3 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 143 10000 SH Sole 10000 BOARDWALK PIPELINE PARTNERS UT 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