0001539947-12-000006.txt : 20120815
0001539947-12-000006.hdr.sgml : 20120815
20120815172850
ACCESSION NUMBER: 0001539947-12-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120815
DATE AS OF CHANGE: 20120815
EFFECTIVENESS DATE: 20120815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Family Management Corp
CENTRAL INDEX KEY: 0001539947
IRS NUMBER: 133462173
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14892
FILM NUMBER: 121037927
BUSINESS ADDRESS:
STREET 1: 485 MADISON AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 972-9600
MAIL ADDRESS:
STREET 1: 485 MADISON AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
qtr2nd2012.txt
13F HOLDINGS REPORT - 2ND QTR. 2012
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Family Management Corporation
Address: 485 Madison Avenue
19th Floor
New York, NY 10022
13F File Number: 028-35943
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Philip Frank
Title: General Counsel
Phone: (212) 872-9637
Signature, Place, and Date of Signing:
/s/ Philip Frank New York, NY August 15, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 78
Form 13F Information Table Value Total: $140,546 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ABBOTT LABS COM 002824100 4837 75031 Sole 74025 1006
ALPHATEC HOLDINGS INC COM 02081G102 31 17000 Sole 17000
AMAZON COM INC COM 023135106 389 1705 Sole 1705
AMERICAN SUPERCONDUCTOR CORP COM 030111108 51 10925 Sole 10925
APPLE INC COM 037833100 5670 9710 Sole 9685 25
ARM HLDGS PLC SPONSORED ADR 042068106 202 8500 Sole 8500
AT&T INC COM 00206R102 5192 145585 Sole 144131 1454
BALTIC TRADING LIMITED COM Y0553W103 41 12000 Sole 12000
BERKSHIRE HATHAWAY INC DEL CL A 084670108 375 3 Sole 3
BLACKSTONE GROUP L P COM UNIT LTD 09253U108 261 20000 Sole 20000
BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 5842 211425 Sole 209350 2075
BOEING CO COM 097023105 3823 51450 Sole 50200 1250
BONA FILM GROUP LTD SPONSORED ADS 09777B107 98 17200 Sole 17200
BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 2975 179425 Sole 177550 1875
BRISTOL MYERS SQUIBB CO COM 110122108 323 8995 Sole 8995
CHESAPEAKE MIDSTREAM PARTNER UNIT 16524K108 1934 71075 Sole 68575 2500
CHEVRON CORP NEW COM 166764100 481 4560 Sole 4560
CHUBB CORP COM 171232101 364 5000 Sole 5000
COCA COLA CO COM 191216100 719 9200 Sole 9200
COLDWATER CREEK INC COM 193068103 25 45000 Sole 45000
COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 2820 73575 Sole 71975 1600
CONOCOPHILLIPS COM 20825C104 3869 69234 Sole 68384 850
CONSOLIDATED EDISON INC COM 209115104 1528 24575 Sole 24325 250
COPANO ENERGY L L C COM UNITS 217202100 1273 45775 Sole 45775
CSX CORP COM 126408103 3221 144050 Sole 142200 1850
DOMINION RES INC VA NEW COM 25746U109 3685 68235 Sole 67035 1200
DU PONT E I DE NEMOURS & CO COM 263534109 4502 89018 Sole 88243 775
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 2008 48950 Sole 48200 750
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 2765 62575 Sole 61550 1025
ENSCO PLC SHS CLASS A G3157S106 4533 96500 Sole 95575 925
ENTERPRISE PRODS PARTNERS L COM 293792107 1628 31773 Sole 31023 750
EXXON MOBIL CORP COM 30231G102 1701 19873 Sole 19873
FACEBOOK INC CL A 30303M102 628 20200 Sole 20200
FELCOR LODGING TR INC COM 31430F101 123 26100 Sole 26100
FORD MTR CO DEL COM PAR $0.01 345370860 347 36172 Sole 36172
GALENA BIOPHARMA COM 363256108 41 25000 Sole 25000
GENERAL ELECTRIC CO COM 369604103 5648 271001 Sole 265476 5525
ILLINOIS TOOL WKS INC COM 452308109 370 7000 Sole 7000
IMAX CORP COM 45245E109 406 16900 Sole 16900
IMMUNOCELLULAR THERAPEUTICS COM 452536105 56 15000 Sole 15000
INTERNATIONAL BUSINESS MACHS COM 459200101 7572 38716 Sole 4748 33968
ISHARES GOLD TRUST ISHARES 464285105 615 39500 Sole 39500
JOHNSON & JOHNSON COM 478160104 882 13050 Sole 13050
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 2086 26550 Sole 26550
KKR FINANCIAL HLDGS LLC COM 48248A306 1025 120250 Sole 120250
LEXINGTON REALTY TRUST COM 529043101 1315 155200 Sole 154200 1000
LILLY ELI & CO COM 532457108 5108 119045 Sole 117800 1245
LINN ENERGY LLC UNIT LTD LIAB 536020100 2229 58500 Sole 57375 1125
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 565 8000 Sole 8000
MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 2339 47425 Sole 45775 1650
MERCK & CO INC NEW COM 58933Y105 300 7197 Sole 7197
METLIFE INC COM 59156R108 469 15200 Sole 15200
MICROSOFT CORP COM 594918104 490 16026 Sole 16026
MTR GAMING GROUP INC COM 553769100 95 20000 Sole 20000
NEWMONT MINING CORP COM 651639106 509 10500 Sole 10500
NOVARTIS A G SPONSORED ADR 66987V109 4374 78250 Sole 76400 1850
NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 382 12300 Sole 11700 600
PEPCO HOLDINGS INC COM 713291102 3885 198500 Sole 195250 3250
PEPSICO INC COM 713448108 5451 77150 Sole 75400 1750
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1834 22700 Sole 22075 625
POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 397 14075 Sole 14075
PROCTER & GAMBLE CO COM 742718109 329 5376 Sole 5376
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 2302 34132 Sole 33532 600
SANDRIDGE PERMIAN TR COM UNIT BEN INT 80007A102 4681 231064 Sole 228239 2825
SCHLUMBERGER LTD COM 806857108 375 5770 Sole 5770
SPDR GOLD TRUST GOLD SHS 78463V107 338 2177 Sole 1827 350
TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 1434 40225 Sole 40225
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 325 8250 Sole 8250
UNITED PARCEL SERVICE INC CL B 911312106 315 4000 Sole 4000
US BANCORP DEL COM NEW 902973304 457 14225 Sole 14225
VERIZON COMMUNICATIONS INC COM 92343V104 4266 95988 Sole 94502 1486
WADDELL & REED FINL INC CL A 930059100 702 23200 Sole 23200
WELLS FARGO & CO NEW COM 949746101 502 15000 Sole 15000
WEYERHAEUSER CO COM 962166104 4733 211675 Sole 209500 2175
WILLIAMS PARTNERS L P COM UNIT L P 96950F104 1187 22725 Sole 21675 1050
WINTHROP RLTY TR SH BEN INT NEW 976391300 1376 113175 Sole 107400 5775
WYNN RESORTS LTD COM 983134107 311 3000 Sole 3000
YAHOO INC COM 984332106 206 13000 Sole 13000