0001539947-12-000006.txt : 20120815 0001539947-12-000006.hdr.sgml : 20120815 20120815172850 ACCESSION NUMBER: 0001539947-12-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120815 DATE AS OF CHANGE: 20120815 EFFECTIVENESS DATE: 20120815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Family Management Corp CENTRAL INDEX KEY: 0001539947 IRS NUMBER: 133462173 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14892 FILM NUMBER: 121037927 BUSINESS ADDRESS: STREET 1: 485 MADISON AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 972-9600 MAIL ADDRESS: STREET 1: 485 MADISON AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 qtr2nd2012.txt 13F HOLDINGS REPORT - 2ND QTR. 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Family Management Corporation Address: 485 Madison Avenue 19th Floor New York, NY 10022 13F File Number: 028-35943 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Philip Frank Title: General Counsel Phone: (212) 872-9637 Signature, Place, and Date of Signing: /s/ Philip Frank New York, NY August 15, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 78 Form 13F Information Table Value Total: $140,546 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABS COM 002824100 4837 75031 Sole 74025 1006 ALPHATEC HOLDINGS INC COM 02081G102 31 17000 Sole 17000 AMAZON COM INC COM 023135106 389 1705 Sole 1705 AMERICAN SUPERCONDUCTOR CORP COM 030111108 51 10925 Sole 10925 APPLE INC COM 037833100 5670 9710 Sole 9685 25 ARM HLDGS PLC SPONSORED ADR 042068106 202 8500 Sole 8500 AT&T INC COM 00206R102 5192 145585 Sole 144131 1454 BALTIC TRADING LIMITED COM Y0553W103 41 12000 Sole 12000 BERKSHIRE HATHAWAY INC DEL CL A 084670108 375 3 Sole 3 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 261 20000 Sole 20000 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 5842 211425 Sole 209350 2075 BOEING CO COM 097023105 3823 51450 Sole 50200 1250 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TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 2765 62575 Sole 61550 1025 ENSCO PLC SHS CLASS A G3157S106 4533 96500 Sole 95575 925 ENTERPRISE PRODS PARTNERS L COM 293792107 1628 31773 Sole 31023 750 EXXON MOBIL CORP COM 30231G102 1701 19873 Sole 19873 FACEBOOK INC CL A 30303M102 628 20200 Sole 20200 FELCOR LODGING TR INC COM 31430F101 123 26100 Sole 26100 FORD MTR CO DEL COM PAR $0.01 345370860 347 36172 Sole 36172 GALENA BIOPHARMA COM 363256108 41 25000 Sole 25000 GENERAL ELECTRIC CO COM 369604103 5648 271001 Sole 265476 5525 ILLINOIS TOOL WKS INC COM 452308109 370 7000 Sole 7000 IMAX CORP COM 45245E109 406 16900 Sole 16900 IMMUNOCELLULAR THERAPEUTICS COM 452536105 56 15000 Sole 15000 INTERNATIONAL BUSINESS MACHS COM 459200101 7572 38716 Sole 4748 33968 ISHARES GOLD TRUST ISHARES 464285105 615 39500 Sole 39500 JOHNSON & JOHNSON COM 478160104 882 13050 Sole 13050 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 2086 26550 Sole 26550 KKR FINANCIAL HLDGS LLC COM 48248A306 1025 120250 Sole 120250 LEXINGTON REALTY TRUST COM 529043101 1315 155200 Sole 154200 1000 LILLY ELI & CO COM 532457108 5108 119045 Sole 117800 1245 LINN ENERGY LLC UNIT LTD LIAB 536020100 2229 58500 Sole 57375 1125 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 565 8000 Sole 8000 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 2339 47425 Sole 45775 1650 MERCK & CO INC NEW COM 58933Y105 300 7197 Sole 7197 METLIFE INC COM 59156R108 469 15200 Sole 15200 MICROSOFT CORP COM 594918104 490 16026 Sole 16026 MTR GAMING GROUP INC COM 553769100 95 20000 Sole 20000 NEWMONT MINING CORP COM 651639106 509 10500 Sole 10500 NOVARTIS A G SPONSORED ADR 66987V109 4374 78250 Sole 76400 1850 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 382 12300 Sole 11700 600 PEPCO HOLDINGS INC COM 713291102 3885 198500 Sole 195250 3250 PEPSICO INC COM 713448108 5451 77150 Sole 75400 1750 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1834 22700 Sole 22075 625 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 397 14075 Sole 14075 PROCTER & GAMBLE CO COM 742718109 329 5376 Sole 5376 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 2302 34132 Sole 33532 600 SANDRIDGE PERMIAN TR COM UNIT BEN INT 80007A102 4681 231064 Sole 228239 2825 SCHLUMBERGER LTD COM 806857108 375 5770 Sole 5770 SPDR GOLD TRUST GOLD SHS 78463V107 338 2177 Sole 1827 350 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 1434 40225 Sole 40225 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 325 8250 Sole 8250 UNITED PARCEL SERVICE INC CL B 911312106 315 4000 Sole 4000 US BANCORP DEL COM NEW 902973304 457 14225 Sole 14225 VERIZON COMMUNICATIONS INC COM 92343V104 4266 95988 Sole 94502 1486 WADDELL & REED FINL INC CL A 930059100 702 23200 Sole 23200 WELLS FARGO & CO NEW COM 949746101 502 15000 Sole 15000 WEYERHAEUSER CO COM 962166104 4733 211675 Sole 209500 2175 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 1187 22725 Sole 21675 1050 WINTHROP RLTY TR SH BEN INT NEW 976391300 1376 113175 Sole 107400 5775 WYNN RESORTS LTD COM 983134107 311 3000 Sole 3000 YAHOO INC COM 984332106 206 13000 Sole 13000