0001539947-12-000004.txt : 20120515 0001539947-12-000004.hdr.sgml : 20120515 20120515164250 ACCESSION NUMBER: 0001539947-12-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120515 DATE AS OF CHANGE: 20120515 EFFECTIVENESS DATE: 20120515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Family Management Corp CENTRAL INDEX KEY: 0001539947 IRS NUMBER: 133462173 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14892 FILM NUMBER: 12845483 BUSINESS ADDRESS: STREET 1: 485 MADISON AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 972-9600 MAIL ADDRESS: STREET 1: 485 MADISON AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 qtr1st2012.txt 1ST QTR. 2012 HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Family Management Corporation Address: 485 Madison Avenue 19th Floor New York, NY 10022 13F File Number: 028-35943 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Philip Frank Title: General Counsel Phone: (212) 872-9637 Signature, Place, and Date of Signing: /s/ Philip Frank New York, NY May 15, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 78 Form 13F Information Table Value Total: $135,613 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABS COM 002824100 4867 79406 SH Sole 78325 1081 ALPHATEC HOLDINGS INC COM 02081G102 40 17000 SH Sole 17000 AMAZON COM INC COM 023135106 319 1575 SH Sole 1575 AMERICAN SUPERCONDUCTOR CORP COM 030111108 45 10925 SH Sole 10925 APPLE INC COM 037833100 5951 9925 SH Sole 9900 25 ARM HLDGS PLC SPONSORED ADR 042068106 268 9475 SH Sole 9475 AT&T INC COM 00206R102 6055 193872 SH Sole 192168 1704 BERKSHIRE HATHAWAY INC DEL CL A 084670108 366 3 SH Sole 3 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 233 2870 SH Sole 2610 260 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 351 22000 SH Sole 22000 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 5961 225275 SH Sole 223200 2075 BONA 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LTD PTN 29273V100 2077 51550 SH Sole 50800 750 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 2528 53900 SH Sole 52875 1025 ENSCO PLC SPONSORED ADR 29358Q109 3761 71050 SH Sole 70325 725 ENTERPRISE PRODS PARTNERS L COM 293792107 1697 33623 SH Sole 32873 750 EXXON MOBIL CORP COM 30231G102 1829 21095 SH Sole 21095 FELCOR LODGING TR INC COM 31430F101 94 26100 SH Sole 26100 FORD MTR CO DEL COM PAR $0.01 345370860 351 28172 SH Sole 28172 FREEPORT-MCMORAN COPPER & GO COM 35671D857 2222 58425 SH Sole 57025 1400 GALENA BIOPHARMA COM 363256108 55 25000 SH Sole 25000 GENERAL ELECTRIC CO COM 369604103 4742 236276 SH Sole 231426 4850 ILLINOIS TOOL WKS INC COM 452308109 400 7000 SH Sole 7000 IMAX CORP COM 45245E109 315 12900 SH Sole 12900 INTERNATIONAL BUSINESS MACHS COM 459200101 7903 37879 SH Sole 3911 33968 ISHARES GOLD TRUST ISHARES 464285105 733 45050 SH Sole 45050 JOHNSON & JOHNSON COM 478160104 866 13132 SH Sole 13132 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 2184 26390 SH 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5260 79275 SH Sole 77450 1825 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1867 23800 SH Sole 23175 625 POTASH CORP SASK INC COM 73755L107 214 4675 SH Sole 4675 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 396 14075 SH Sole 14075 ROSS STORES INC COM 778296103 420 7225 SH Sole 7225 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 3340 47632 SH Sole 46582 1050 SANDRIDGE PERMIAN TR COM UNIT BEN INT 80007A102 4390 188339 SH Sole 185364 2975 SCHLUMBERGER LTD COM 806857108 403 5770 SH Sole 5770 SIRIUS XM RADIO INC COM 82967N108 61 26350 SH Sole 26350 SPDR GOLD TRUST GOLD SHS 78463V107 434 2677 SH Sole 2327 350 STAPLES INC COM 855030102 460 28400 SH Sole 28400 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 2038 49150 SH Sole 49150 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 417 9250 SH Sole 9250 UNITED PARCEL SERVICE INC CL B 911312106 323 4000 SH Sole 4000 US BANCORP DEL COM NEW 902973304 451 14225 SH Sole 14225 VERIZON COMMUNICATIONS INC COM 92343V104 2938 76863 SH Sole 75252 1611 WELLS FARGO & CO NEW COM 949746101 512 15000 SH Sole 15000 WEYERHAEUSER CO COM 962166104 3983 181725 SH Sole 179925 1800 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 1259 22250 SH Sole 21200 1050 WINTHROP RLTY TR SH BEN INT NEW 976391300 1381 119175 SH Sole 113175 6000 YAHOO INC COM 984332106 274 18000 SH Sole 18000