0001539947-12-000004.txt : 20120515
0001539947-12-000004.hdr.sgml : 20120515
20120515164250
ACCESSION NUMBER: 0001539947-12-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120515
DATE AS OF CHANGE: 20120515
EFFECTIVENESS DATE: 20120515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Family Management Corp
CENTRAL INDEX KEY: 0001539947
IRS NUMBER: 133462173
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14892
FILM NUMBER: 12845483
BUSINESS ADDRESS:
STREET 1: 485 MADISON AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 972-9600
MAIL ADDRESS:
STREET 1: 485 MADISON AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
qtr1st2012.txt
1ST QTR. 2012 HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Family Management Corporation
Address: 485 Madison Avenue
19th Floor
New York, NY 10022
13F File Number: 028-35943
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Philip Frank
Title: General Counsel
Phone: (212) 872-9637
Signature, Place, and Date of Signing:
/s/ Philip Frank New York, NY May 15, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 78
Form 13F Information Table Value Total: $135,613 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ABBOTT LABS COM 002824100 4867 79406 SH Sole 78325 1081
ALPHATEC HOLDINGS INC COM 02081G102 40 17000 SH Sole 17000
AMAZON COM INC COM 023135106 319 1575 SH Sole 1575
AMERICAN SUPERCONDUCTOR CORP COM 030111108 45 10925 SH Sole 10925
APPLE INC COM 037833100 5951 9925 SH Sole 9900 25
ARM HLDGS PLC SPONSORED ADR 042068106 268 9475 SH Sole 9475
AT&T INC COM 00206R102 6055 193872 SH Sole 192168 1704
BERKSHIRE HATHAWAY INC DEL CL A 084670108 366 3 SH Sole 3
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 233 2870 SH Sole 2610 260
BLACKSTONE GROUP L P COM UNIT LTD 09253U108 351 22000 SH Sole 22000
BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 5961 225275 SH Sole 223200 2075
BONA FILM GROUP LTD SPONSORED ADS 09777B107 90 17200 SH Sole 17200
BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 3546 185450 SH Sole 183575 1875
BRISTOL MYERS SQUIBB CO COM 110122108 304 8995 SH Sole 8995
CHESAPEAKE MIDSTREAM PARTNER UNIT 16524K108 1765 59375 SH Sole 56875 2500
CHEVRON CORP NEW COM 166764100 489 4560 SH Sole 4560
CHUBB CORP COM 171232101 346 5000 SH Sole 5000
COCA COLA CO COM 191216100 688 9300 SH Sole 9300
COLDWATER CREEK INC COM 193068103 41 35000 SH Sole 35000
COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 2069 50075 SH Sole 48475 1600
CONOCOPHILLIPS COM 20825C104 5017 66009 SH Sole 65084 925
CONSOLIDATED EDISON INC COM 209115104 1555 26625 SH Sole 26375 250
COPANO ENERGY L L C COM UNITS 217202100 733 20525 SH Sole 20525
CYCLACEL PHARMACEUTICALS INC COM 23254L108 17 24000 SH Sole 24000
DOMINION RES INC VA NEW COM 25746U109 3225 62985 SH Sole 61710 1275
DU PONT E I DE NEMOURS & CO COM 263534109 3720 70318 SH Sole 69543 775
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 2077 51550 SH Sole 50800 750
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 2528 53900 SH Sole 52875 1025
ENSCO PLC SPONSORED ADR 29358Q109 3761 71050 SH Sole 70325 725
ENTERPRISE PRODS PARTNERS L COM 293792107 1697 33623 SH Sole 32873 750
EXXON MOBIL CORP COM 30231G102 1829 21095 SH Sole 21095
FELCOR LODGING TR INC COM 31430F101 94 26100 SH Sole 26100
FORD MTR CO DEL COM PAR $0.01 345370860 351 28172 SH Sole 28172
FREEPORT-MCMORAN COPPER & GO COM 35671D857 2222 58425 SH Sole 57025 1400
GALENA BIOPHARMA COM 363256108 55 25000 SH Sole 25000
GENERAL ELECTRIC CO COM 369604103 4742 236276 SH Sole 231426 4850
ILLINOIS TOOL WKS INC COM 452308109 400 7000 SH Sole 7000
IMAX CORP COM 45245E109 315 12900 SH Sole 12900
INTERNATIONAL BUSINESS MACHS COM 459200101 7903 37879 SH Sole 3911 33968
ISHARES GOLD TRUST ISHARES 464285105 733 45050 SH Sole 45050
JOHNSON & JOHNSON COM 478160104 866 13132 SH Sole 13132
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 2184 26390 SH Sole 26390
KKR FINANCIAL HLDGS LLC COM 48248A306 557 60450 SH Sole 60450
KLA-TENCOR CORP COM 482480100 2311 42475 SH Sole 41700 775
LEXINGTON REALTY TRUST COM 529043101 1600 177987 SH Sole 176712 1275
LILLY ELI & CO COM 532457108 5085 126295 SH Sole 124950 1345
LINN ENERGY LLC UNIT LTD LIAB 536020100 2427 63625 SH Sole 62500 1125
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 579 8000 SH Sole 8000
MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 2749 47025 SH Sole 45375 1650
MERCK & CO INC NEW COM 58933Y105 276 7197 SH Sole 7197
METLIFE INC COM 59156R108 381 10200 SH Sole 10200
MICROSOFT CORP COM 594918104 532 16504 SH Sole 16504
MTR GAMING GROUP INC COM 553769100 98 20000 SH Sole 20000
NEWMONT MINING CORP COM 651639106 410 8000 SH Sole 8000
NOVARTIS A G SPONSORED ADR 66987V109 3622 65375 SH Sole 63775 1600
NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 415 12000 SH Sole 11400 600
PEPCO HOLDINGS INC COM 713291102 3932 208175 SH Sole 204725 3450
PEPSICO INC COM 713448108 5260 79275 SH Sole 77450 1825
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1867 23800 SH Sole 23175 625
POTASH CORP SASK INC COM 73755L107 214 4675 SH Sole 4675
POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 396 14075 SH Sole 14075
ROSS STORES INC COM 778296103 420 7225 SH Sole 7225
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 3340 47632 SH Sole 46582 1050
SANDRIDGE PERMIAN TR COM UNIT BEN INT 80007A102 4390 188339 SH Sole 185364 2975
SCHLUMBERGER LTD COM 806857108 403 5770 SH Sole 5770
SIRIUS XM RADIO INC COM 82967N108 61 26350 SH Sole 26350
SPDR GOLD TRUST GOLD SHS 78463V107 434 2677 SH Sole 2327 350
STAPLES INC COM 855030102 460 28400 SH Sole 28400
TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 2038 49150 SH Sole 49150
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 417 9250 SH Sole 9250
UNITED PARCEL SERVICE INC CL B 911312106 323 4000 SH Sole 4000
US BANCORP DEL COM NEW 902973304 451 14225 SH Sole 14225
VERIZON COMMUNICATIONS INC COM 92343V104 2938 76863 SH Sole 75252 1611
WELLS FARGO & CO NEW COM 949746101 512 15000 SH Sole 15000
WEYERHAEUSER CO COM 962166104 3983 181725 SH Sole 179925 1800
WILLIAMS PARTNERS L P COM UNIT L P 96950F104 1259 22250 SH Sole 21200 1050
WINTHROP RLTY TR SH BEN INT NEW 976391300 1381 119175 SH Sole 113175 6000
YAHOO INC COM 984332106 274 18000 SH Sole 18000