0001539947-12-000002.txt : 20120215
0001539947-12-000002.hdr.sgml : 20120215
20120214175838
ACCESSION NUMBER: 0001539947-12-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120215
DATE AS OF CHANGE: 20120214
EFFECTIVENESS DATE: 20120215
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Family Management Corp
CENTRAL INDEX KEY: 0001539947
IRS NUMBER: 133462173
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14892
FILM NUMBER: 12613273
BUSINESS ADDRESS:
STREET 1: 485 MADISON AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 972-9600
MAIL ADDRESS:
STREET 1: 485 MADISON AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
qtr42011.txt
4TH QTR. 2011 13F FILING
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Family Management Corporation
Address: 485 Madison Avenue
19th Floor
New York, NY 10022
13F File Number: 028-35943
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Philip Frank
Title: General Counsel
Phone: (212) 872-9637
Signature, Place, and Date of Signing:
/s/ Philip Frank New York, NY February 14, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 61
Form 13F Information Table Value Total: $106,506 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ABBOTT LABS COM 002824100 4351 77370 SH Sole 76364 1006
ALPHATEC HOLDINGS INC COM 02081G102 29 17000 SH Sole 17000
AON CORP COM 037389103 485 10356 SH Sole 10356
APPLE INC COM 037833100 4151 10250 SH Sole 10225 25
AT&T INC COM 00206R102 5735 189647 SH Sole 188093 1554
BANK OF AMERICA CORPORATION COM 060505104 120 21610 SH Sole 21285 325
BERKSHIRE HATHAWAY INC DEL CL A 084670108 344 3 SH Sole 3
BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 5690 205625 SH Sole 204550 1075
BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 3098 162475 SH Sole 160600 1875
BRISTOL MYERS SQUIBB CO COM 110122108 335 9495 SH Sole 9495
CHESAPEAKE MIDSTREAM PARTNER UNIT 99/99/9999 16524K108 1626 56075 SH Sole 53575 2500
CHEVRON CORP NEW COM 166764100 485 4560 SH Sole 4560
CHUBB CORP COM 171232101 346 5000 SH Sole 5000
COCA COLA CO COM 191216100 3220 46025 SH Sole 45375 650
COLDWATER CREEK INC COM 193068103 41 35000 SH Sole 35000
CONOCOPHILLIPS COM 20825C104 4539 62294 SH Sole 61444 850
CONSOLIDATED EDISON INC COM 209115104 1672 26950 SH Sole 26700 250
COPANO ENERGY L L C COM UNITS 217202100 523 15300 SH Sole 15300
DIAMOND OFFSHORE DRILLING IN COM 25271c102 608 11000 SH Sole 11000
DISNEY WALT CO COM DISNEY 254687106 454 12112 SH Sole 12112
DU PONT E I DE NEMOURS & CO COM 263534109 3163 69093 SH Sole 68318 775
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 1862 45875 SH Sole 45125 750
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 1734 37825 SH Sole 37025 800
ENSCO PLC SPONSORED ADR 29358Q109 409 8725 SH Sole 8575 150
ENTERPRISE PRODS PARTNERS L COM 293792107 1090 23500 SH Sole 22750 750
EXXON MOBIL CORP COM 30231G102 1526 18003 SH Sole 18003
FELCOR LODGING TR INC COM 31430F101 80 26100 SH Sole 26100
FIRSTENERGY CORP COM 337932107 4403 99380 SH Sole 98030 1350
FORD MTR CO DEL COM PAR $0.01 345370860 269 25000 SH Sole 25000
GENERAL ELECTRIC CO COM 369604103 3638 203126 SH Sole 200801 2325
ILLINOIS TOOL WKS INC COM 452308109 327 7000 SH Sole 7000
IMAX CORP COM 45245E109 255 13900 SH Sole 13900
INTERNATIONAL BUSINESS MACHS COM 459200101 6559 35669 SH Sole 1701 33968
ISHARES COMEX GOLD TR ISHARES 464285105 647 42500 SH Sole 42500
JOHNSON & JOHNSON COM 478160104 932 14212 SH Sole 14212
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 2207 25975 SH Sole 25975
LEUCADIA NATL CORP COM 527288104 341 15000 SH Sole 15000
LEXINGTON REALTY TRUST COM 529043101 1100 146900 SH Sole 145900 1000
LILLY ELI & CO COM 532457108 4676 112520 SH Sole 111275 1245
LINN ENERGY LLC UNIT LTD LIAB 536020100 2229 58800 SH Sole 57675 1125
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 551 8000 SH Sole 8000
MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 2095 38050 SH Sole 37200 850
MERCK & CO INC NEW COM 58933Y105 271 7197 SH Sole 7197
MICROSOFT CORP COM 594918104 399 15384 SH Sole 15384
NOVARTIS A G SPONSORED ADR 66987V109 2368 41425 SH Sole 40675 750
PEPCO HOLDINGS INC COM 713291102 3920 193100 SH Sole 189850 3250
PEPSICO INC COM 713448108 3940 59375 SH Sole 57625 1750
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1776 24175 SH Sole 23550 625
POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 458 15875 SH Sole 15875
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 2820 38582 SH Sole 38482 100
SCHLUMBERGER LTD COM 806857108 462 6770 SH Sole 6770
SPDR GOLD TRUST GOLD SHS 78463V107 417 2742 SH Sole 2392 350
TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 1844 49475 SH Sole 49475
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 373 9250 SH Sole 9250
UNITED PARCEL SERVICE INC CL B 911312106 320 4375 SH Sole 4000 375
US BANCORP DEL COM NEW 902973304 304 11225 SH Sole 11225
VERIZON COMMUNICATIONS INC COM 92343V104 3029 75488 SH Sole 74002 1486
WEYERHAEUSER CO COM 962166104 3413 182800 SH Sole 181000 1800
WILLIAMS PARTNERS L P COM UNIT L P 96950F104 1074 17900 SH Sole 16850 1050
WINTHROP RLTY TR SH BEN INT NEW 976391300 1212 119150 SH Sole 113375 5775
YAHOO INC COM 984332106 161 10000 SH Sole 10000