0001398344-20-022613.txt : 20201113 0001398344-20-022613.hdr.sgml : 20201113 20201113132202 ACCESSION NUMBER: 0001398344-20-022613 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201113 DATE AS OF CHANGE: 20201113 EFFECTIVENESS DATE: 20201113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Family Management Corp CENTRAL INDEX KEY: 0001539947 IRS NUMBER: 133462173 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14892 FILM NUMBER: 201310480 BUSINESS ADDRESS: STREET 1: 485 MADISON AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 972-9600 MAIL ADDRESS: STREET 1: 485 MADISON AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001539947 XXXXXXXX 09-30-2020 09-30-2020 false Family Management Corp

485 MADISON AVENUE 19TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-14892 N Philip Frank 212-872-9637 /s/ Philip Frank New York NY 11-13-2020 0 123 227954 INFORMATION TABLE 2 fp0058413_13fhr-table.xml 13F INFORMATION TABLE ABBOTT LABS COM 002824100 226 2076 SH SOLE 2076 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 924 8075 SH SOLE 1500 0 6575 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2973 10112 SH SOLE 9700 0 412 ALPHABET INC CAP STK CL C 02079K107 482 328 SH SOLE 328 0 0 ALPHABET INC CAP STK CL A 02079K305 8314 5673 SH SOLE 5392 0 281 AMAZON COM INC COM 023135106 9087 2886 SH SOLE 2815 0 71 AMERICAN TOWER CORP NEW COM 03027X100 3241 13407 SH SOLE 13054 0 353 AMGEN INC COM 031162100 473 1860 SH SOLE 1860 0 0 ANGEL OAK FINL STRATEGIES IN COM BEN INT 03464A100 260 15459 SH SOLE 15459 0 0 APPLE INC COM 037833100 16898 145914 SH SOLE 131461 0 14453 AT&T INC COM 00206R102 218 7662 SH SOLE 7662 0 0 AUTODESK INC COM 052769106 3130 13548 SH SOLE 13000 0 548 BARRICK GOLD CORP COM 067901108 295 10492 SH SOLE 10492 0 0 BERKSHIRE 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2000 GRW ETF 464287648 100 451 SH SOLE 451 0 0 ISHARES TR CORE S&P US VLU 464287663 1577 29043 SH SOLE 28470 0 573 ISHARES TR U.S. TECH ETF 464287721 191 635 SH SOLE 635 0 0 ISHARES TR US HLTHCARE ETF 464287762 244 1073 SH SOLE 1073 0 0 ISHARES TR CORE S&P SCP ETF 464287804 2592 36911 SH SOLE 36448 0 463 ISHARES TR ISHS 5-10YR INVT 464288638 6397 105203 SH SOLE 102335 0 2868 ISHARES TR ISHS 1-5YR INVS 464288646 161 2933 SH SOLE 2933 0 0 ISHARES TR MSCI USA ESG SLC 464288802 232 1575 SH SOLE 1575 0 0 ISHARES TR ULTR SH TRM BD 46434V878 651 12866 SH SOLE 12866 0 0 IVERIC BIO INC COM 46583P102 87 15500 SH SOLE 15500 0 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 5559 109433 SH SOLE 101317 0 8116 JOHNSON & JOHNSON COM 478160104 4495 30191 SH SOLE 26527 0 3664 KKR & CO INC COM 48251W104 206 6003 SH SOLE 5277 0 726 LULULEMON ATHLETICA INC COM 550021109 2018 6126 SH SOLE 5921 0 205 MATCH GROUP INC NEW COM 57667L107 3085 27880 SH SOLE 26712 0 1168 MEDTRONIC PLC SHS G5960L103 360 3464 SH SOLE 3407 0 57 MICROSOFT CORP COM 594918104 9897 47055 SH SOLE 45861 0 1194 NEW YORK MTG TR INC COM PAR $.02 649604501 296 116071 SH SOLE 116071 0 0 NIKE INC CL B 654106103 353 2815 SH SOLE 2815 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 1451 101177 SH SOLE 94677 0 6500 NUVEEN ARIZONA QLTY MUN INC COM 67061W104 507 34541 SH SOLE 26728 0 7813 NUVEEN MORTGAGE AND INCOME F COM 670735109 1149 60718 SH SOLE 60718 0 0 NUVEEN MUN HIGH INCOME OPPOR COM 670682103 348 25812 SH SOLE 14750 0 11062 NUVEEN NEW YORK AMT QLT MUNI COM 670656107 848 65934 SH SOLE 42100 0 23834 NUVEEN PFD & INCM SECURTIES COM 67072C105 741 84108 SH SOLE 84108 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 985 67849 SH SOLE 56803 0 11046 NUVEEN SELECT TAX FREE INCOM SH BEN INT 67063C106 266 17748 SH SOLE 17748 0 0 NUVEEN SELECT TAX-FREE INCOM SH BEN INT 67062F100 325 19493 SH SOLE 19493 0 0 NVIDIA CORPORATION COM 67066G104 367 678 SH SOLE 678 0 0 PAYPAL HLDGS INC COM 70450Y103 334 1693 SH SOLE 1693 0 0 PENNYMAC 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