0001172661-14-001838.txt : 20141114 0001172661-14-001838.hdr.sgml : 20141114 20141114160310 ACCESSION NUMBER: 0001172661-14-001838 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 40 North Management LLC CENTRAL INDEX KEY: 0001539436 IRS NUMBER: 264203244 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14692 FILM NUMBER: 141223926 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET - 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212.821.1600 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET - 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: 40 North Industries LLC DATE OF NAME CHANGE: 20120112 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001539436 XXXXXXXX 09-30-2014 09-30-2014 false 40 North Management LLC

9 West 57th Street - 30th Floor New York NY 10019

13F HOLDINGS REPORT 028-14692 N Michael Owens 212-821-1617 /s/ Michael Owens New York NY 11-14-2014 0 170 1874100 INFORMATION TABLE 2 infotable.xml ABBVIE INC COM 00287Y109 80864 1400000 SH Call SOLE 1400000 0 0 ABBVIE INC COM 00287Y109 13366 231400 SH Put SOLE 231400 0 0 ABBVIE INC COM 00287Y109 14373 248843 SH SOLE 248843 0 0 ACTAVIS PLC SHS G0083B108 40339 167186 SH SOLE 167186 0 0 ACTAVIS PLC SHS G0083B108 88308 366000 SH Call SOLE 366000 0 0 ACTAVIS PLC SHS G0083B108 11292 46800 SH Put SOLE 46800 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 3216 24678 SH SOLE 24678 0 0 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 4242 125694 SH SOLE 125694 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 6323 110963 SH SOLE 110963 0 0 AIR PRODS & CHEMS INC COM 009158106 3011 23133 SH SOLE 23133 0 0 AK STL HLDG CORP COM 001547108 3299 411901 SH SOLE 411901 0 0 ALBEMARLE CORP COM 012653101 25327 430000 SH Call SOLE 430000 0 0 ALBEMARLE CORP COM 012653101 6191 105114 SH SOLE 105114 0 0 ALLERGAN INC COM 018490102 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