0001127602-15-008133.txt : 20150224
0001127602-15-008133.hdr.sgml : 20150224
20150224203757
ACCESSION NUMBER: 0001127602-15-008133
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150220
FILED AS OF DATE: 20150224
DATE AS OF CHANGE: 20150224
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AES CORP
CENTRAL INDEX KEY: 0000874761
STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991]
IRS NUMBER: 541163725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
BUSINESS PHONE: 7035221315
MAIL ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
FORMER COMPANY:
FORMER CONFORMED NAME: AES CORPORATION
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'Flynn Thomas M.
CENTRAL INDEX KEY: 0001538176
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12291
FILM NUMBER: 15645654
MAIL ADDRESS:
STREET 1: C/O BRIGHTSOURCE ENERGY, INC.
STREET 2: 1999 HARRISON STREET, SUITE 2150
CITY: OAKLAND
STATE: CA
ZIP: 94612
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2015-02-20
0000874761
AES CORP
AES
0001538176
O'Flynn Thomas M.
4300 WILSON BOULEVARD
ARLINGTON
VA
22203
1
EVP and CFO
Common Stock
2015-02-20
4
A
0
33642
A
114537
D
Common Stock
2015-02-21
4
F
0
2452
11.89
D
112085
D
Common Stock
2015-02-23
4
F
0
3444
11.86
D
108641
D
Common Stock
6185
I
by 401(k)
Stock Option (Right to Buy)
11.89
2015-02-20
4
A
0
250000
0
A
2025-02-20
Common Stock
250000
250000
D
Units
2015-02-20
4
A
0
6013
11.89
A
Common Stock
6013
9715
D
This Restricted Stock Unit award ("RSU") was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 20, 2016, if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock for each RSU granted.
Reflects tax withholding in connection with the vesting and settlement of one third of the RSUs granted in February 2014.
Reflects tax withholding in connection with the vesting and settlement of one third of the RSUs granted in February 2013.
This includes a 3% (of base salary) discretionary retirement savings award granted pursuant to the AES Retirement Savings Plan (the "Plan") as determined by The AES Corporation Board of Directors on February 20, 2015 subject to IRS contribution limits. The closing stock price on February 20, 2015 was used to determine the number of shares awarded. In the aggregate between September 5, 2014and February 20, 2015, this reporting person acquired 943 shares of AES Common Stock under the Plan, which are included in this amount. This information is based on a plan statement dated February 20, 2015.
This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments if certain continuing employment conditions are satisfied. If such conditions are satisfied, the first installment becomes exercisable on February 20, 2016, and the next two installments become exercisable on February 20, 2017 and February 20, 2018, respectively.
These units were awarded pursuant to the Restoration Supplemental Retirement Plan (the "Restoration Plan"). Generally, units under the Restoration Plan shall be paid out in cash following termination of employment or later as per the terms of the Restoration Plan document. Each unit represents a hypothetical AES investment equal to one share of AES Common Stock and units under the Restoration Plan are 100% vested upon award.
/s/ Thomas M. O'Flynn
2015-02-24