0001127602-13-007143.txt : 20130220 0001127602-13-007143.hdr.sgml : 20130220 20130220174610 ACCESSION NUMBER: 0001127602-13-007143 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130215 FILED AS OF DATE: 20130220 DATE AS OF CHANGE: 20130220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Flynn Thomas M. CENTRAL INDEX KEY: 0001538176 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 13628034 MAIL ADDRESS: STREET 1: C/O BRIGHTSOURCE ENERGY, INC. STREET 2: 1999 HARRISON STREET, SUITE 2150 CITY: OAKLAND STATE: CA ZIP: 94612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-02-15 0000874761 AES CORP AES 0001538176 O'Flynn Thomas M. 4300 WILSON BOULEVARD ARLINGTON VA 22203 1 EVP and CFO Common Stock 2013-02-15 4 A 0 29096 A 73383 D Common Stock 2401 I by 401(k) Stock Option (Right to Buy) 11.17 2013-02-15 4 A 0 158795 0 A Common Stock 158795 158795 D This restricted stock unit award ("RSU") was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 15, 2014, if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common stock for each RSU granted. This includes a 6% (of base salary) discretionary retirement savings award granted pursuant to The AES Retirement Savings Plan (the "Plan") as determined by The AES Corporation Board of Directors on February 15, 2013 subject to applicable IRS contribution limits. The closing stock price on February 15, 2013 was used to determine the number of shares awarded. Between September 6, 2012 and February 15, 2013, this reporting person acquired an additional 1,251 shares of AES Common stock under the Plan, which are included in this amount. This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments if certain continuing employment conditions are satisfied. If such conditions are satisfied, the first installment becomes exercisable on February 15, 2014, and the next two installments become exercisable on February 15, 2015 and February 15, 2016, respectively. Thomas M. O'Flynn 2013-02-20