CUSIP No. 40051E202
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1
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NAMES OF REPORTING PERSONS
Grupo ADO, S.A. de C.V.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
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(a) ¨
(b) þ
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (see Instructions)
WC
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5
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
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¨
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
Mexico
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NUMBER OF
SHARES
BENEFICIALLY OWNED BY
EACH
REPORTING
PERSON WITH
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7
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SOLE VOTING POWER
37,746,290
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8
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SHARED VOTING POWER
0
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9
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SOLE DISPOSITIVE POWER
37,746,290
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|||||
10
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SHARED DISPOSITIVE POWER
0
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
37,746,290
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12
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions)
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¨
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13.6%
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14
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TYPE OF REPORTING PERSON (see instructions)
CO
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CUSIP No. 40051E202
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1
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NAMES OF REPORTING PERSONS
Corporativo Galajafe, S.A de C.V.
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|||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
|
(a) ¨
(b) þ
|
||||
3
|
SEC USE ONLY
|
|||||
4
|
SOURCE OF FUNDS (see Instructions)
WC
|
|||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
|
¨
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Mexico
|
|||||
NUMBER OF
SHARES
BENEFICIALLY OWNED BY
EACH
REPORTING
PERSON WITH
|
7
|
SOLE VOTING POWER
37,746,290
|
||||
8
|
SHARED VOTING POWER
0
|
|||||
9
|
SOLE DISPOSITIVE POWER
37,746,290
|
|||||
10
|
SHARED DISPOSITIVE POWER
0
|
|||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
37,746,290
|
|||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions)
|
¨
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13.6%
|
|||||
14
|
TYPE OF REPORTING PERSON (see instructions)
CO
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Reporting Person
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Amount Beneficially Owned
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Percent of Class
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Sole Power to Vote or Direct the Vote
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Shared Power to Vote or Direct the Vote
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Sole Power to Dispose or to Direct the Disposition
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Shared Power to Dispose or to Direct the Disposition
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Grupo ADO, S.A. de C.V. (through Corporativo Galajafe, S.A. de C.V.)
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37,746,290(1)
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13.6%(2)
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37,746,290
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0
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37,746,290
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0
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Corporativo Galajafe, S.A. de C.V.
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37,746,290(1)
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13.6%(2)
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37,746,290
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0
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37,746,290
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0
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(1)
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The Reporting Persons may be deemed, for U.S. federal securities law purposes, to be the beneficial owners of 37,746,290 Series B Shares acquired pursuant to the Stock Purchase Agreement. The Reporting Persons, however, are not for U.S. federal securities law purposes, the beneficial owners of the 22,950,000 Series BB Shares which are the subject of the ITA Side Letter and the Reporting Persons disclaim beneficial ownership of all such Series BB Shares. The Series BB Shares may be converted by ITA, with the unanimous approval of its shareholders, into Series B Shares at any time at the ratio of one Series BB Share for one Series B Share. Consequently, the total amount of Series B Shares deemed to be beneficially owned
by the Reporting Persons include the amount of Series B Shares acquired pursuant to the Stock Purchase Agreement, but not the number of Series B Shares into which the Series BB Shares are convertible, subject to the condition described above.
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(2)
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The Issuer has 277,050,000 Series B Shares outstanding, as reported by the Issuer in Item 7 of the Issuer’s Annual Report on Form 20-F for the year ended December 31, 2010, filed on May 5, 2011.
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Exhibit C
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Joint Filing Agreement, dated January 13, 2012, by and between Grupo ADO, S.A. de C.V. and Corporativo Galajafe, S.A. de C.V.
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Exhibit D
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Promissory note, dated January 10, 2012, issued by Grupo ADO, S.A. de C.V. to Banco Santander (Mexico), Institución de Banca Múltiple and Grupo Financiero Santander
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Date: January 13, 2012
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Grupo ADO, S.A. de C.V.
/s/Ligia C. González Lozano
Name: Ligia C. González Lozano
Title: General Counsel
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Date: January 13, 2012
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Corporativo Galajafe, S.A. de C.V.
/s/Luis Fernando Lozano Bonfil
Name: Luis Fernando Lozano Bonfil
Title: Director
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Exhibit No.
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Description
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C
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Joint Filing Agreement, dated January 13, 2012, by and between Grupo ADO, S.A. de C.V. and Corporativo Galajafe, S.A. de C.V.
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D
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Promissory note, dated January 10, 2012, issued by Grupo ADO, S.A. de C.V. to Banco Santander (Mexico), Institución de Banca Múltiple and Grupo Financiero Santander
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Date: January 13, 2012
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Grupo ADO, S.A. de C.V.
/s/Ligia C. González Lozano
Name: Ligia C. González Lozano
Title: General Counsel
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Date: January 13, 2012
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Corporativo Galajafe, S.A. de C.V.
/s/Luis Fernando Lozano Bonfil
Name: Luis Fernando Lozano Bonfil
Title: Director
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[Missing Graphic Reference]
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Promissory Note in United States Dollars
Interests payable at maturity
Fixed Rate
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CHECK ACCOUNT NUMBER:
82500558153
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CREDIT NUMBER:
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OFFICE:
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AUTHORIZATION
51/11
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TYPE OF CREDIT
PQ
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PROMISSORY NOTE NUMBER:
1
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SIGNATORY (IES)*
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Name: Grupo ADO, S.A. de C.V.
Represented by:
Juan Carlos Uriarte Amann
José Antonio Pérez Antón
Address: Cal. Ignacio Zaragoza 200 ED B 2nd floor
Col Siete de Julio
México City
15390
/s/ Juan Carlos Uriarte Amann
/s/ José Antonio Pérez Antón
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Name:
Represented by:
Address:
_______________________________________________
Signature
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GUARANTOR(S)*
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Name: Autobuses de Oriente ADO, S.A. de C.V.
Represented by:
Juan Carlos Uriarte Amann
José Antonio Pérez Antón
Address: Cal. Ignacio Zaragoza 200 ED B 2nd floor
Col Siete de Julio
México City
15390
/s/ Juan Carlos Uriarte Amann
/s/ José Antonio Pérez Antón
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Name: Autobuses Alas de Oro, S.A. de C.V.
Represented by:
Juan Carlos Uriarte Amann
José Antonio Pérez Antón
Address: Cal. Ignacio Zaragoza 200 ED B 2nd floor
Col Siete de Julio
México City
15390
/s/ Juan Carlos Uriarte Amann
/s/ José Antonio Pérez Antón
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Name: Omnibus Cristobal Colon, S.A. de C.V.
Represented by:
Juan Carlos Uriarte Amann
José Antonio Pérez Antón
Address: Cal. Ignacio Zaragoza 200 ED B 2nd floor
Col Siete de Julio
México City
15390
/s/ Juan Carlos Uriarte Amann
/s/ José Antonio Pérez Antón
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