0001538071-14-000002.txt : 20140205
0001538071-14-000002.hdr.sgml : 20140205
20140205145701
ACCESSION NUMBER: 0001538071-14-000002
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140205
DATE AS OF CHANGE: 20140205
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP
CENTRAL INDEX KEY: 0000795212
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735]
IRS NUMBER: 141541629
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0131
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-37985
FILM NUMBER: 14575890
BUSINESS ADDRESS:
STREET 1: 38 CORPORATE CIRCLE
CITY: ALBANY
STATE: NY
ZIP: 12203
BUSINESS PHONE: 5184521242
MAIL ADDRESS:
STREET 1: 38 CORPORATE CIRCLE
CITY: ALBANY
STATE: NY
ZIP: 12203
FORMER COMPANY:
FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP
DATE OF NAME CHANGE: 19920703
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Gowda Harsha
CENTRAL INDEX KEY: 0001538071
FILING VALUES:
FORM TYPE: SC 13G/A
MAIL ADDRESS:
STREET 1: 101 EISENHOWER PARKWAY, SUITE 300
CITY: ROSELAND
STATE: NJ
ZIP: 07068
SC 13G/A
1
SC13GA2014.txt
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
Trans World Entertainment Corp.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
89336Q100
(CUSIP Number)
December 31, 2013
(Date or Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
Rule 13d-1(b)
Rule 13d-1(c) X
Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be filed for the purpose of Section 18 of the Securities Exchange
Act of 1934 (Act) or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
CUSIP No. 89336Q100
13G/A
1.
Names of Reporting Persons: Harsha Gowda
2.
Check the Appropriate Box if a Member of a Group (see instructions)
(a)
(b)
3.
SEC USE ONLY
4.
Citizenship or Place of Organization
Florida, United States of America
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:
5.
Sole Voting Power:
26,334 shares of Common Stock (1)
6.
Shared Voting Power:
28,227 shares of Common Stock(2)
7.
Sole Dispositive Power:
26,334 shares of Common Stock (1)
8.
Shared Dispositive Power:
28,227 shares of Common Stock (2)
9.
Aggregate Amount Beneficially Owned by Each Reporting Person:
54,561 shares of Common Stock
10.
Percent of Class Represented by Amount in Row 9
..17% (3)
11.
Type of Reporting Person (see instructions)
IN
(1) This amount reflects the number of shares held directly
by a fund controlled by the Reporting Person.
(2) This amount reflects shares held by third parties.
The Reporting Person has the authority to vote and direct the
disposition of such shares.
(3) This percentage is calculated based upon 32,267,948 shares
of the Issuer's Common Stock outstanding (as of November 29, 2013),
as set forth in the Issuer's most recent filed Form 10-Q filed
with the Securities and Exchange Commission on December 12, 2013.
Item 1(a).
Name of Issuer:
Trans World Entertainment Corporation
Item 1(b).
Address of Issuer's Principal Executive Offices:
38 Corporate Cirle
Albany, NY 12203
Item 2(a).
Name of Person Filing:
Harsha Gowda
Item 2(b).
Address of Principal Business Office or, if none, Residence:
c/o Blueshore Capital Management
4830 West Kennedy Boulevard
Suite 600
Tampa, Fl 33626
Item 2(c).
Citizenship:
Florida, United States of America
Item 2(d).
Title of Class of Securities:
Common Stock
Item 2(e).
CUSIP Number:
89336Q100
Item 3.
Not applicable.
Item 4. Ownership.
The following information with respect to the ownership of the
Common Stock by the Reporting Person filing this Schedule 13G
is provided as of December 31, 2013:
Sole Voting Power (1): 26,334
Shared Voting Power(2): 28,227
Sole Dispositive Power (1): 26,334
Shared Dispositive Power (2): 28,227
Beneficial Ownership: 54,561
Percentage of Class (1): 0.17%
(1) This amount reflects the number of shares held directly by a fund
controlled by the Reporting Person.
(2) This amount reflects shares held by third parties. The
Reporting Person has the authority to vote and direct the disposition of such
shares.
(3) This percentage is calculated based upon 32,267,948 shares
of the Issuer's Common Stock outstanding (as of November 29, 2013),
as set forth in the Issuer's most recent filed Form 10-Q filed
with the Securities and Exchange Commission on December 12, 2013.
Item 5. Ownership of 5 Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof
the Reporting Person has ceased to be the beneficial owner of more than 5
percent of the class of securities, check the following: X
Item 6. Ownership of More than 5 Percent on Behalf of Another Person
Other parties have the right to receive or the power to direct the receipt
of dividends from and the proceeds from the sale of the shares controlled
by the Reporting Person.
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company or Control Person.
Not applicable.
Item 8. Identification and Classification of Members of the Group
Not applicable.
Item 9.
Notice of Dissolution of a Group
Not applicable.
Item 10. Certification
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held for
the purpose of or with the effect of changing or influencing the control
of the issuer of the securities and were not acquired and are not held
in connection with or as a participant in any transaction having that
purpose or effect.
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: February 4, 2014
/s/Harsha Gowda