0001538071-14-000002.txt : 20140205 0001538071-14-000002.hdr.sgml : 20140205 20140205145701 ACCESSION NUMBER: 0001538071-14-000002 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140205 DATE AS OF CHANGE: 20140205 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP CENTRAL INDEX KEY: 0000795212 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735] IRS NUMBER: 141541629 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-37985 FILM NUMBER: 14575890 BUSINESS ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Gowda Harsha CENTRAL INDEX KEY: 0001538071 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 101 EISENHOWER PARKWAY, SUITE 300 CITY: ROSELAND STATE: NJ ZIP: 07068 SC 13G/A 1 SC13GA2014.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 Trans World Entertainment Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 89336Q100 (CUSIP Number) December 31, 2013 (Date or Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Rule 13d-1(b) Rule 13d-1(c) X Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 89336Q100 13G/A 1. Names of Reporting Persons: Harsha Gowda 2. Check the Appropriate Box if a Member of a Group (see instructions) (a) (b) 3. SEC USE ONLY 4. Citizenship or Place of Organization Florida, United States of America Number of Shares Beneficially Owned by Each Reporting Person With: 5. Sole Voting Power: 26,334 shares of Common Stock (1) 6. Shared Voting Power: 28,227 shares of Common Stock(2) 7. Sole Dispositive Power: 26,334 shares of Common Stock (1) 8. Shared Dispositive Power: 28,227 shares of Common Stock (2) 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 54,561 shares of Common Stock 10. Percent of Class Represented by Amount in Row 9 ..17% (3) 11. Type of Reporting Person (see instructions) IN (1) This amount reflects the number of shares held directly by a fund controlled by the Reporting Person. (2) This amount reflects shares held by third parties. The Reporting Person has the authority to vote and direct the disposition of such shares. (3) This percentage is calculated based upon 32,267,948 shares of the Issuer's Common Stock outstanding (as of November 29, 2013), as set forth in the Issuer's most recent filed Form 10-Q filed with the Securities and Exchange Commission on December 12, 2013. Item 1(a). Name of Issuer: Trans World Entertainment Corporation Item 1(b). Address of Issuer's Principal Executive Offices: 38 Corporate Cirle Albany, NY 12203 Item 2(a). Name of Person Filing: Harsha Gowda Item 2(b). Address of Principal Business Office or, if none, Residence: c/o Blueshore Capital Management 4830 West Kennedy Boulevard Suite 600 Tampa, Fl 33626 Item 2(c). Citizenship: Florida, United States of America Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number: 89336Q100 Item 3. Not applicable. Item 4. Ownership. The following information with respect to the ownership of the Common Stock by the Reporting Person filing this Schedule 13G is provided as of December 31, 2013: Sole Voting Power (1): 26,334 Shared Voting Power(2): 28,227 Sole Dispositive Power (1): 26,334 Shared Dispositive Power (2): 28,227 Beneficial Ownership: 54,561 Percentage of Class (1): 0.17% (1) This amount reflects the number of shares held directly by a fund controlled by the Reporting Person. (2) This amount reflects shares held by third parties. The Reporting Person has the authority to vote and direct the disposition of such shares. (3) This percentage is calculated based upon 32,267,948 shares of the Issuer's Common Stock outstanding (as of November 29, 2013), as set forth in the Issuer's most recent filed Form 10-Q filed with the Securities and Exchange Commission on December 12, 2013. Item 5. Ownership of 5 Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the Reporting Person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following: X Item 6. Ownership of More than 5 Percent on Behalf of Another Person Other parties have the right to receive or the power to direct the receipt of dividends from and the proceeds from the sale of the shares controlled by the Reporting Person. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. Not applicable. Item 8. Identification and Classification of Members of the Group Not applicable. Item 9. Notice of Dissolution of a Group Not applicable. Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 4, 2014 /s/Harsha Gowda