0001001250-15-000073.txt : 20150909 0001001250-15-000073.hdr.sgml : 20150909 20150909172857 ACCESSION NUMBER: 0001001250-15-000073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150904 FILED AS OF DATE: 20150909 DATE AS OF CHANGE: 20150909 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC CENTRAL INDEX KEY: 0001001250 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 112408943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haney Carl P. CENTRAL INDEX KEY: 0001537679 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 151099581 MAIL ADDRESS: STREET 1: C/O ESTEE LAUDER COMPANIES INC. STREET 2: 767 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10153 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-09-04 0001001250 ESTEE LAUDER COMPANIES INC EL 0001537679 Haney Carl P. THE ESTEE LAUDER COMPANIES INC. 767 FIFTH AVENUE NEW YORK NY 10153 0 1 0 0 EVP-Global R&D Class A Common Stock 2015-09-04 4 A 0 7044 0 A 10196 D Class A Common Stock 2015-09-04 4 F 0 2904 77.35 D 7292 D Option (Right to Buy) 77.35 2015-09-04 4 A 0 26848 A 2025-09-04 Class A Common Stock 26848 26848 D Restricted Stock Units (Share Payout) 0 2015-09-04 4 A 0 8016 A Class A Common Stock 8016 31243 D Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 4, 2012. Represents the withholding of shares for tax purposes in connection with the payout of the PSUs. Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,949 shares exercisable from and after January 1, 2017; 8,949 shares exercisable from and after January 1, 2018; and 8,950 shares exercisable from and after January 1, 2019. Not applicable. Restricted Stock Units vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Assuming continued employment, the Restricted Stock Units granted on September 4, 2015 will vest and be paid out as follows: 2,672 on October 31, 2016; 2,672 on October 31, 2017; and 2,672 on October 31, 2018. Assuming continued employment, the Restricted Stock Units held by the Reporting Person will vest and be paid out as follows: 8,873 on November 2, 2015; 7,887 on October 31, 2016; 11,811 on October 31, 2017; and 2,672 on October 31, 2018. Upon payout, shares will be withheld to cover minimum statutory tax obligations. Restricted Stock Units are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares. Carl P. Haney, by Maureen Sladek, attorney-in-fact 2015-09-09